Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Financial Sense Securities, Inc. CRD: 39301 | CA | 0 | 2 | A | Active |
| Financial Serenity, LLC CRD: 321853 | - | 0 | 1 | - | Unknown |
| Financial Service Corporation of America CRD: 10846 | - | 0 | 0 | A | INACTIVE |
| Financial Service Exchange Inc. CRD: 34602 | - | 0 | 0 | A | INACTIVE |
| Financial Service Group Inc CRD: 107893 | - | 0 | 2 | - | Unknown |
| Financial Services for Professionals, Inc. CRD: 16078 | - | 0 | 0 | A | INACTIVE |
| Financial Services Group CRD: 135569 | - | 0 | 1 | - | Unknown |
| Financial Services Group CRD: 19313 | - | 0 | 0 | A | INACTIVE |
| Financial Services Group CRD: 122148 | - | 0 | 0 | - | Unknown |
| Financial Services Investment Affiliate, Inc. CRD: 28054 | - | 0 | 0 | A | INACTIVE |
| Financial Services Network, Inc CRD: 109656 | - | 0 | 0 | - | Unknown |
| Financial Services of NEW England CRD: 38088 | - | 0 | 0 | A | INACTIVE |
| Financial Services of NEW England CRD: 35620 | - | 0 | 0 | A | INACTIVE |
| Financial Services of Northeast Wisconsin, Inc. CRD: 105422 | - | 0 | 2 | - | Unknown |
| Financial Settlement Solutions LLC CRD: 135339 | - | 0 | 0 | - | Unknown |
| Financial Sherpa, Inc. CRD: 282046 | - | 0 | 0 | - | Unknown |
| Financial Solutions CRD: 131632 | - | 0 | 1 | - | Unknown |
| Financial Solutions CRD: 124320 | - | 0 | 2 | - | Unknown |
| Financial Solutions Group LLC CRD: 141007 | - | 0 | 0 | - | Unknown |
| Financial Solutions LLC CRD: 139461 | - | 0 | 0 | - | Unknown |
| Financial Solutions, Inc. CRD: 311787 | - | 0 | 1 | - | Unknown |
| Financial Solutions, Inc. CRD: 123760 | - | 0 | 0 | - | Unknown |
| Financial Solutions, LLC CRD: 110149 | - | 0 | 0 | - | Unknown |
| Financial Solutions, LLC CRD: 298950 | - | 0 | 1 | - | Unknown |
| Financial Specialists, Inc. CRD: 16794 | - | 0 | 0 | A | INACTIVE |
| Financial Spectrum Inc. CRD: 123169 | - | 0 | 2 | - | Unknown |
| Financial Spyglass® CRD: 166378 | - | 0 | 1 | - | Unknown |
| Financial Square Partners CRD: 1541 | - | 0 | 0 | A | INACTIVE |
| Financial Staples CRD: 284652 | - | 0 | 1 | - | Unknown |
| Financial Strategies CRD: 111341 | - | 0 | 2 | - | Unknown |
| Financial Strategies & Investments CRD: 118584 | - | 0 | 0 | - | Unknown |
| Financial Strategies for Today and Tomorrow--Wealt… CRD: 145117 | - | 0 | 1 | - | Unknown |
| Financial Strategies FP, LLC CRD: 129364 | - | 0 | 0 | A | INACTIVE |
| Financial Strategies Group CRD: 122030 | - | 0 | 4 | - | Unknown |
| Financial Strategies Group, Inc CRD: 289054 | - | 0 | 6 | - | Unknown |
| Financial Strategies Investment Advisor Services, … CRD: 113526 | - | 0 | 0 | - | Unknown |
| Financial Strategies Ltd. CRD: 27537 | - | 0 | 0 | A | INACTIVE |
| Financial Strategies Retirement Partners CRD: 147965 | - | 0 | 0 | - | Unknown |
| Financial Strategies, Inc CRD: 115828 | - | 0 | 1 | - | Unknown |
| Financial Strategies, Inc. CRD: 113097 | - | 0 | 2 | - | Unknown |
| Financial Strategies, LLC CRD: 165357 | - | 0 | 2 | - | Unknown |
| Financial Strategies, LLC CRD: 121846 | - | 0 | 0 | - | Unknown |
| Financial Success CRD: 123893 | - | 0 | 0 | - | Unknown |
| Financial Symmetry Inc. CRD: 118443 | - | 0 | 1 | - | Unknown |
| Financial Synergies CRD: 105643 | - | 0 | 2 | - | Unknown |
| Financial Synergies Equities, Inc. CRD: 7550 | - | 0 | 0 | A | INACTIVE |
| Financial Synergy, Inc. CRD: 122622 | - | 0 | 2 | - | Unknown |
| Financial Tailor CRD: 164616 | - | 0 | 0 | - | Unknown |
| Financial Telesis CRD: 28734 | - | 0 | 0 | A | INACTIVE |
| Financial Telesis Company CRD: 112804 | - | 0 | 2 | - | Unknown |