Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
First National Advisors LLC
CRD: 120859
 - 0 0 - Unknown
First National Capital Markets
CRD: 115920
 - 2 0 B INACTIVE
First National Equity, Corp.
CRD: 36094
 - 0 0 A INACTIVE
First National Fund Advisers
CRD: 153128
 - 0 0 - Unknown
First National Investment Group, Inc
CRD: 116644
 - 0 0 - Unknown
First National Investment Partners L.L.C.
CRD: 282574
 - 0 0 - Unknown
First National Investments, Inc.
CRD: 25865
 - 2 0 B INACTIVE
First National Securitites Corporation
CRD: 10450
 - 0 0 A INACTIVE
First Nations Eagle
CRD: 307329
 - 0 0 - Unknown
First Nationwide Securities Corp.
CRD: 17431
 - 0 0 A INACTIVE
First Nebraska Financial Services
CRD: 298667
 - 0 1 - Unknown
First Needham Investments, Inc.
CRD: 129192
 - 0 2 - Unknown
First Nevada Securities Ltd.
CRD: 18384
 - 1 0 B INACTIVE
First NEW England Securities Corporation
CRD: 7107
 - 0 0 A INACTIVE
First NEW York Discount Corporation
CRD: 16804
 - 0 0 A INACTIVE
First NEW York Securities L.L.C.
CRD: 16362
 - 18 0 F INACTIVE
First Newport Capital Markets
CRD: 17457
 - 0 0 A INACTIVE
First Northeast Securities, Inc.
CRD: 1851
 - 0 0 A INACTIVE
First Northern Securities, Inc.
CRD: 20883
 - 0 0 A INACTIVE
First Nova Financial
CRD: 316429
 - 0 0 - Unknown
First OAK Brook Capital Markets, Inc.
CRD: 132606
 - 0 0 A INACTIVE
First OAK Wealth Management, LLC
CRD: 288316
 - 0 1 - Unknown
First of America Securities, Inc.
CRD: 36568
 - 0 0 A INACTIVE
First of Michigan Corporation
CRD: 311
 - 12 0 D INACTIVE
First of Philadelphia Investment Group, Inc.
CRD: 16201
 - 0 0 A INACTIVE
First Ohio Planning, LLC
CRD: 144498
 - 0 0 - Unknown
First Ohio Securities Company
CRD: 15903
 - 0 0 A INACTIVE
First Omega, LLC
CRD: 306373
 NY 0 2 A Active
First Options of Chicago, Inc.
CRD: 13822
 - 48 0 F INACTIVE
First Oregon, LLC
CRD: 329577
 - 0 0 - Unknown
First Pacific Advisors, LP
CRD: 141823
 - 0 1 - Unknown
First Pacific Capital Corporation
CRD: 21042
 - 0 0 A INACTIVE
First Pacific Financial Corporation
CRD: 17046
 - 0 0 A INACTIVE
First Pacific Financial, Inc.
CRD: 284736
 - 0 11 - Unknown
First Palladium, LLC
CRD: 289822
 - 0 0 A INACTIVE
First Palm Beach Advisory Co., Inc.
CRD: 142308
 - 0 0 - Unknown
First Park Equities, Inc.
CRD: 5269
 - 0 0 A INACTIVE
First Philadelphia Inc.
CRD: 19312
 - 0 0 A INACTIVE
First Pitch Planning and TAX LLC
CRD: 309028
 - 0 1 - Unknown
First Potomac Investment Services, Inc.
CRD: 24066
 - 0 0 A INACTIVE
First Potomac Securities Corporation
CRD: 15531
 - 0 0 A INACTIVE
First Principle Funds
CRD: 334032
 - 0 0 - Unknown
First Principles Group
CRD: 322950
 - 0 1 - Unknown
First Providence Financial Group, LLC
CRD: 39469
 - 4 0 C INACTIVE
First Provident Capital Corporation
CRD: 14914
 - 0 0 A INACTIVE
First Public Securities, Inc.
CRD: 16035
 - 0 0 A INACTIVE
First Public, LLC
CRD: 128180
 TX 0 2 A Active
First Quadrant, LLC
CRD: 106698
 - 0 0 - Unknown
First Quant Capital Management, LLC
CRD: 305566
 - 0 0 - Unknown
First Radnor Equities, Inc.
CRD: 16235
 - 0 0 A INACTIVE
Page 534 of 1601 (80,028 total)
← Prev Next →