Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Fisher Financial Group, LLC CRD: 154479 | - | 0 | 3 | - | Unknown |
| Fisher Financial Planning Inc. CRD: 290984 | - | 0 | 0 | - | Unknown |
| Fisher Financial Services, LLC CRD: 151698 | - | 0 | 0 | - | Unknown |
| Fisher Financial Strategies CRD: 138411 | - | 0 | 2 | - | Unknown |
| Fisher Financial, P.A. CRD: 139088 | - | 0 | 1 | - | Unknown |
| Fisher Hill Securities Corporation CRD: 25090 | - | 0 | 0 | A | INACTIVE |
| Fisher Investments CRD: 107342 | - | 0 | 2,202 | - | Unknown |
| Fisher LYNCH Capital, LLC CRD: 160694 | - | 0 | 1 | - | Unknown |
| Fisher Management CRD: 113472 | - | 0 | 0 | - | Unknown |
| Fisher\SMB CRD: 331205 | - | 0 | 28 | - | Unknown |
| Fishgold Financial CRD: 113840 | - | 0 | 0 | - | Unknown |
| Fishhawk Advisors, LLC CRD: 168901 | - | 0 | 0 | - | Unknown |
| Fishman & Leder, Inc. CRD: 35303 | - | 2 | 0 | B | INACTIVE |
| Fiske Financial CRD: 337898 | - | 0 | 1 | - | Unknown |
| FIT Advisors LLC CRD: 175023 | - | 0 | 1 | - | Unknown |
| FIT Financial Consulting LLC CRD: 173028 | - | 0 | 1 | - | Unknown |
| FIT Financial Planning CRD: 166449 | - | 0 | 0 | - | Unknown |
| FIT Strategic Advisors LLC CRD: 299702 | - | 0 | 0 | - | Unknown |
| FIT Wealth Management CRD: 281494 | - | 0 | 1 | - | Unknown |
| Fitbux RIA LLC CRD: 290159 | - | 0 | 1 | - | Unknown |
| Fitch Financial Advisors LLC CRD: 113726 | - | 0 | 2 | - | Unknown |
| Fitch Financial Partners CRD: 151189 | - | 0 | 0 | - | Unknown |
| Fithian LLC CRD: 287509 | - | 0 | 1 | - | Unknown |
| Fitsha Consulting CRD: 341496 | - | 0 | 1 | - | Unknown |
| Fitts Financial CRD: 311349 | - | 0 | 1 | - | Unknown |
| Fitz ROY Capital, LLC CRD: 307884 | - | 0 | 1 | - | Unknown |
| Fitzgerald Mckeown Securities, Corp. CRD: 15328 | - | 0 | 0 | A | INACTIVE |
| Fitzgerald, Davis & Associates, L.P. CRD: 31027 | - | 0 | 0 | A | INACTIVE |
| Fitzgerald, Dearman & Roberts, Inc. CRD: 317 | - | 0 | 0 | A | INACTIVE |
| Fitzgerald, Paul Cullen CRD: 45643 | - | 0 | 0 | A | INACTIVE |
| Fitzgerald, Talman, Inc. CRD: 13699 | - | 0 | 0 | A | INACTIVE |
| Fitzgibbon Toigo & Co. LLC CRD: 122142 | NJ | 0 | 2 | A | Active |
| Fitzpatrick Financial LLC CRD: 157129 | - | 0 | 0 | - | Unknown |
| Fitzpatrick Financial Solutions, LLC CRD: 131807 | - | 0 | 1 | - | Unknown |
| Fitzpatrick Securities LLC CRD: 282734 | - | 0 | 0 | - | Unknown |
| Fitzpatrick, Michael Joseph CRD: 32959 | - | 0 | 0 | A | INACTIVE |
| Fitzroy Investment Advisors LLC CRD: 174342 | - | 0 | 1 | - | Unknown |
| Fitzwalter Capital (US) LLC CRD: 311629 | - | 0 | 1 | - | Unknown |
| Fivancial Advisors, Inc. CRD: 336326 | - | 0 | 1 | - | Unknown |
| Five 9 Securities, LLC CRD: 114853 | - | 1 | 0 | B | INACTIVE |
| Five Arrows CRD: 175510 | - | 0 | 0 | - | Unknown |
| Five Arrows Capital Markets LLC CRD: 103806 | - | 0 | 0 | A | INACTIVE |
| Five Arrows Managers (USA) LLC CRD: 286195 | - | 0 | 1 | - | Unknown |
| Five Arrows Managers LLP CRD: 169915 | - | 0 | 0 | - | Unknown |
| Five Arrows Managers North America LLC CRD: 136191 | - | 0 | 1 | - | Unknown |
| Five Cedars CRD: 319384 | - | 0 | 1 | - | Unknown |
| Five Coast Financial, Inc. CRD: 18352 | - | 0 | 0 | A | INACTIVE |
| Five Corners Financial Services CRD: 338120 | - | 0 | 1 | - | Unknown |
| Five Dimensions Investment Management CRD: 318979 | - | 0 | 0 | - | Unknown |
| Five Element Group CRD: 172540 | - | 0 | 0 | - | Unknown |