Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Galea Capital Management LLC CRD: 283150 | - | 0 | 0 | - | Unknown |
| Galen Corporation Securities, Inc CRD: 142977 | - | 0 | 0 | A | INACTIVE |
| Galen Healthcare Management, LLC CRD: 289442 | - | 0 | 1 | - | Unknown |
| Galen Management, LLC CRD: 158333 | - | 0 | 1 | - | Unknown |
| Galena Asset Management (Asia) PTE. Ltd CRD: 162528 | - | 0 | 0 | - | Unknown |
| Galena Asset Management SA CRD: 171782 | - | 0 | 0 | - | Unknown |
| Galena Capital CRD: 297375 | - | 0 | 0 | A | INACTIVE |
| Galena Private Equity Resources Limited CRD: 162527 | - | 0 | 0 | - | Unknown |
| Galicia Capital US, LLC CRD: 329157 | FL | 0 | 2 | A | Active |
| Galien Trading, LLC CRD: 127530 | - | 0 | 0 | A | INACTIVE |
| Galilei Investment Office LLP CRD: 319352 | - | 0 | 0 | - | Unknown |
| Galileo Fund I GP LLC CRD: 325183 | - | 0 | 1 | - | Unknown |
| Galileo Global Ltd CRD: 342972 | - | 0 | 1 | - | Unknown |
| Galileo Global Securities, LLC CRD: 140076 | NY | 0 | 2 | A | Active |
| Galileo Group LLC CRD: 325449 | - | 0 | 0 | - | Unknown |
| Galileo Investment Advisers, LLC CRD: 298991 | - | 0 | 0 | - | Unknown |
| Galileo Investment Management CRD: 169201 | - | 0 | 1 | - | Unknown |
| Galileo Planning Group, Inc CRD: 142586 | - | 0 | 1 | - | Unknown |
| Gallacher Capital Management, LLC CRD: 113189 | - | 0 | 5 | - | Unknown |
| Gallagher CRD: 108695 | - | 0 | 0 | - | Unknown |
| Gallagher & Beaumont Securities Ltd. CRD: 15309 | - | 0 | 0 | A | INACTIVE |
| Gallagher & Co. CRD: 13871 | - | 0 | 0 | A | INACTIVE |
| Gallagher Capital Advisors, LLC CRD: 170955 | - | 0 | 1 | - | Unknown |
| Gallagher Capital Corp. CRD: 129285 | - | 0 | 1 | - | Unknown |
| Gallagher Equities, Inc. CRD: 15954 | - | 0 | 0 | A | INACTIVE |
| Gallagher Fiduciary Advisors, LLC CRD: 146509 | - | 0 | 122 | - | Unknown |
| Gallagher Investment Services, Inc CRD: 122855 | - | 0 | 0 | - | Unknown |
| Gallagher Property Ventures, Inc. CRD: 15050 | - | 0 | 0 | A | INACTIVE |
| Gallagher Securities, Inc CRD: 116605 | NY | 1 | 4 | B | Active |
| Gallagher Wealth Management CRD: 161266 | - | 0 | 1 | - | Unknown |
| Gallagher, Michael Francis CRD: 34516 | - | 0 | 0 | A | INACTIVE |
| Gallagher, Michael Henry CRD: 31655 | - | 0 | 0 | A | INACTIVE |
| Gallagher, Thomas F CRD: 46733 | - | 1 | 0 | B | INACTIVE |
| Gallant Capital Partners LLC CRD: 297344 | - | 0 | 1 | - | Unknown |
| Gallant Consulting CRD: 289252 | - | 0 | 0 | - | Unknown |
| Gallant Financial Planning, LLC CRD: 151519 | - | 0 | 0 | - | Unknown |
| Gallant Financial Services CRD: 139740 | - | 0 | 0 | - | Unknown |
| Gallant Securities, Inc. CRD: 4282 | - | 0 | 0 | A | INACTIVE |
| Gallatin & Company, LLC CRD: 111984 | - | 0 | 1 | - | Unknown |
| Gallatin Capital LLC CRD: 124738 | NY | 1 | 2 | B | Active |
| Gallatin Capital LLC CRD: 162817 | - | 0 | 1 | - | Unknown |
| Gallatin Capital Management CRD: 306462 | - | 0 | 0 | - | Unknown |
| Gallatin Financial Advisors, LLC CRD: 164901 | - | 0 | 3 | - | Unknown |
| Gallatin Loan Management CRD: 150886 | - | 0 | 0 | - | Unknown |
| Gallatin Loan Management, LLC CRD: 289339 | - | 0 | 0 | - | Unknown |
| Gallatin Point Capital LLC CRD: 287716 | - | 0 | 1 | - | Unknown |
| Gallatin River Capital LLC CRD: 155406 | - | 0 | 0 | - | Unknown |
| Gallatin River Capital LLC CRD: 341317 | - | 0 | 0 | - | Unknown |
| Gallatin Wealth Management LLC CRD: 165344 | - | 0 | 2 | - | Unknown |
| Gallegos Institutional Investors Corporation CRD: 27076 | - | 0 | 0 | A | INACTIVE |