Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Hamilton Clark Sustainable Capital, Inc.
CRD: 26010
 DC 0 4 A Active
Hamilton Executions LLC
CRD: 127653
 NY 3 1 C Active
Hamilton Fairchild Securities Corporation
CRD: 35670
 - 1 0 B INACTIVE
Hamilton Financial Planning LLC
CRD: 168483
 - 0 4 - Unknown
Hamilton Financial Services
CRD: 285770
 - 0 0 - Unknown
Hamilton Global Capital
CRD: 157970
 - 0 0 - Unknown
Hamilton Grant LLC
CRD: 166180
 CA 0 9 A Active
Hamilton Gray Wealth Management LLC
CRD: 283000
 - 0 1 - Unknown
Hamilton Gregg Securities Corporation
CRD: 14030
 - 0 0 A INACTIVE
Hamilton Hall Real Estate Partners, LLC
CRD: 293984
 - 0 0 - Unknown
Hamilton Investment Advisors, LLC
CRD: 130806
 - 0 3 - Unknown
Hamilton Investment Counsel, LLC
CRD: 284564
 - 0 0 - Unknown
Hamilton Investments, Inc.
CRD: 821
 - 0 0 A INACTIVE
Hamilton Lane
CRD: 107876
 - 0 1 - Unknown
Hamilton Lane Securities LLC
CRD: 281510
 PA 0 2 A Active
Hamilton Management Group, Inc.
CRD: 119362
 - 0 1 - Unknown
Hamilton Management, LLC
CRD: 146987
 - 0 0 - Unknown
Hamilton Manor & Associates
CRD: 155865
 - 0 1 - Unknown
Hamilton Partners Limited
CRD: 29418
 - 3 0 C INACTIVE
Hamilton Point Investment Advisors, LLC
CRD: 144534
 - 0 2 - Unknown
Hamilton Robinson LLC
CRD: 162590
 - 0 1 - Unknown
Hamilton Securities Capital Markets, Inc.
CRD: 28386
 - 0 0 A INACTIVE
Hamilton Securities Company
CRD: 2121
 - 0 0 A INACTIVE
Hamilton Securities Group, LLC
CRD: 47682
 - 0 0 A INACTIVE
Hamilton Square Partners Management, LP
CRD: 338881
 - 0 1 - Unknown
Hamilton Trading, LP
CRD: 112904
 - 1 0 B INACTIVE
Hamilton Urban Opportunity Fund LLC
CRD: 313571
 - 0 0 - Unknown
Hamilton Venture Advisors, LLC
CRD: 165842
 - 0 0 - Unknown
Hamilton Walker Advisers
CRD: 310254
 - 0 0 - Unknown
Hamilton Wealth, LLC
CRD: 289462
 - 0 3 - Unknown
Hamilton Wealth, LLC
CRD: 342315
 - 0 1 - Unknown
Hamilton, Grant & Company, Inc.
CRD: 15348
 - 0 0 A INACTIVE
Hamilton, Johnston & Co., Inc.
CRD: 11310
 - 0 1 A INACTIVE
Hamilton, Williams & Co., Inc.
CRD: 17612
 - 0 0 A INACTIVE
Hamilton-Bates Investment Research, Inc.
CRD: 114127
 - 0 13 - Unknown
Hamlett Investment Planning
CRD: 118698
 - 0 0 - Unknown
Hamlin Capital Management, LLC
CRD: 119278
 - 0 1 - Unknown
Hammana LLC
CRD: 297689
 - 0 1 - Unknown
Hammel Financial Advisory Group, LLC
CRD: 107428
 - 0 0 - Unknown
Hammelman Capital Management LLC
CRD: 167606
 - 0 0 - Unknown
Hammer Advisory Services, Inc.
CRD: 152914
 - 0 1 - Unknown
Hammer and Company LLC
CRD: 107787
 - 0 2 - Unknown
Hammer Asset Management, LLC
CRD: 106121
 - 0 1 - Unknown
Hammerhead Financial Strategies, LLC
CRD: 313248
 - 0 3 - Unknown
Hammerman & Strickland Securities, LLC
CRD: 119341
 - 0 0 A INACTIVE
Hammers' Incorporated
CRD: 387
 - 0 0 A INACTIVE
Hammes Realty Advisors, LLC
CRD: 165693
 - 0 1 - Unknown
Hammett Financial, P.A.
CRD: 142253
 - 0 0 - Unknown
Hammond & Botzum, Incorporated
CRD: 16801
 - 0 0 A INACTIVE
Hammond Asset Management LLC
CRD: 167357
 - 0 1 - Unknown
Page 651 of 1601 (80,028 total)
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