Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| HBKS Wealth Advisors CRD: 112139 | - | 0 | 77 | - | Unknown |
| HBM, LLC CRD: 119322 | - | 0 | 0 | - | Unknown |
| Hboc Capital Markets, LLC CRD: 133125 | - | 0 | 0 | A | INACTIVE |
| Hboc Securities, Incorporated CRD: 18457 | - | 0 | 0 | A | INACTIVE |
| Hbse Management, LLC CRD: 298772 | - | 0 | 1 | - | Unknown |
| HBSS Securities, Inc. CRD: 33464 | - | 0 | 0 | A | INACTIVE |
| HBW Advisory Services LLC CRD: 143665 | - | 0 | 71 | - | Unknown |
| HBW RIA Services, LLC CRD: 319056 | - | 0 | 2 | - | Unknown |
| HBW Securities LLC CRD: 136959 | - | 0 | 0 | A | INACTIVE |
| HBZK Consultants, L.L.C. CRD: 114402 | - | 0 | 0 | - | Unknown |
| HC Advisors LLC CRD: 165200 | - | 0 | 1 | - | Unknown |
| HC Angels, LLC CRD: 284738 | - | 0 | 0 | - | Unknown |
| HC Capital Advisors CRD: 305197 | - | 0 | 0 | - | Unknown |
| HC Capital Partners, LLC CRD: 160737 | - | 0 | 1 | - | Unknown |
| HC Capital, LLC CRD: 316638 | - | 0 | 1 | - | Unknown |
| HC Financial Advisors Inc CRD: 110436 | - | 0 | 0 | - | Unknown |
| HC III Management Company, LLC CRD: 283051 | - | 0 | 0 | - | Unknown |
| HC Investment I CRD: 328880 | - | 0 | 0 | - | Unknown |
| HC Investment II CRD: 334193 | - | 0 | 0 | - | Unknown |
| HC Private Investments, LLC CRD: 337451 | - | 0 | 1 | - | Unknown |
| HC2 Capital, LLC CRD: 285982 | - | 0 | 1 | - | Unknown |
| HCA Securities, Inc. CRD: 18247 | - | 0 | 0 | A | INACTIVE |
| Hcap 1 LLC CRD: 330765 | - | 0 | 1 | - | Unknown |
| Hcap Advisors LLC CRD: 166427 | - | 0 | 0 | - | Unknown |
| Hcap Partners CRD: 162668 | - | 0 | 0 | - | Unknown |
| Hcap Partners, LLC CRD: 335625 | - | 0 | 1 | - | Unknown |
| HCB Investment Management, LLC CRD: 134199 | - | 0 | 0 | - | Unknown |
| HCBD, Inc. CRD: 21876 | - | 0 | 0 | A | INACTIVE |
| HCBH Investment Advisors, Inc. CRD: 125684 | - | 0 | 0 | - | Unknown |
| HCC Management, LLC CRD: 313181 | - | 0 | 0 | - | Unknown |
| HCC Securities Group, Inc CRD: 16861 | PA | 3 | 2 | B | Active |
| Hcep Management Limited CRD: 310931 | - | 0 | 0 | - | Unknown |
| HCFP Brenner Securities, LLC CRD: 46003 | - | 2 | 0 | B | INACTIVE |
| HCFP/Capital Markets LLC CRD: 149111 | - | 0 | 0 | A | INACTIVE |
| HCG Fund Management LP CRD: 281615 | - | 0 | 1 | - | Unknown |
| HCG Fund Manager, LLC CRD: 163045 | - | 0 | 0 | - | Unknown |
| HCG Mezzanine Development Fund, LLC CRD: 163011 | - | 0 | 0 | - | Unknown |
| HCHP Management Limited CRD: 318479 | - | 0 | 0 | - | Unknown |
| HCI Investment Management, LLC CRD: 160820 | - | 0 | 0 | - | Unknown |
| Hcip Advisors, LLC CRD: 340455 | - | 0 | 1 | - | Unknown |
| HCM Consulting CRD: 150808 | - | 0 | 0 | - | Unknown |
| HCM Investors Inc CRD: 106730 | - | 0 | 0 | - | Unknown |
| HCM Wealth CRD: 106158 | - | 0 | 1 | - | Unknown |
| HCM Wealth Advisors CRD: 107700 | - | 0 | 2 | - | Unknown |
| HCO Private Wealth CRD: 150248 | - | 0 | 0 | - | Unknown |
| HCP & Company CRD: 163439 | - | 0 | 0 | - | Unknown |
| HCP Management Company, LLC CRD: 163122 | - | 0 | 0 | - | Unknown |
| HCP Wealth Planning, LLC CRD: 298864 | - | 0 | 1 | - | Unknown |
| HCR Wealth Advisors CRD: 108676 | - | 0 | 3 | - | Unknown |
| HCS Brokerage Services, Inc. CRD: 23547 | - | 0 | 0 | A | INACTIVE |