Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Health Finance Securities Corporation CRD: 21958 | - | 0 | 0 | A | INACTIVE |
| Health Resource Centres, Inc. CRD: 41923 | - | 0 | 0 | A | INACTIVE |
| Health Star, LLC CRD: 123177 | - | 0 | 0 | A | INACTIVE |
| Health Velocity MGMT LLC CRD: 289730 | - | 0 | 1 | - | Unknown |
| Health2047 Capital Partners Management, LLC CRD: 297203 | - | 0 | 1 | - | Unknown |
| Healthbox Global Partners CRD: 171039 | - | 0 | 0 | - | Unknown |
| Healthcap Advisor AB CRD: 162464 | - | 0 | 0 | - | Unknown |
| Healthcap IX Advisor AB CRD: 330436 | - | 0 | 0 | - | Unknown |
| Healthcap VII Advisor AB CRD: 277088 | - | 0 | 0 | - | Unknown |
| Healthcap Viii Advisor AB CRD: 305750 | - | 0 | 0 | - | Unknown |
| Healthcare Capital Investments, Inc. CRD: 15136 | - | 0 | 0 | A | INACTIVE |
| Healthcare Capital Solutions LLC CRD: 284737 | - | 0 | 0 | - | Unknown |
| Healthcare Community Securities Corp. CRD: 36026 | NY | 1 | 8 | B | Active |
| Healthcare Royalty Management, LLC CRD: 169355 | - | 0 | 1 | - | Unknown |
| Healthcare Securities, Inc. CRD: 25363 | - | 0 | 0 | A | INACTIVE |
| Healthcare Shares Ventures Management Company LLC CRD: 335129 | - | 0 | 1 | - | Unknown |
| Healthcare Value Capital, LLC CRD: 161706 | - | 0 | 0 | - | Unknown |
| Healthcare Venture Partners, LLC CRD: 313836 | - | 0 | 1 | - | Unknown |
| Healthcor Management L.P. CRD: 159101 | - | 0 | 0 | - | Unknown |
| Healthcor Partners Management, L.P. CRD: 160399 | - | 0 | 1 | - | Unknown |
| Healthedge Investment Partners CRD: 163421 | - | 0 | 1 | - | Unknown |
| Healthequity Advisors CRD: 167105 | - | 0 | 2 | - | Unknown |
| Healthier Capital, LLC CRD: 329763 | - | 0 | 1 | - | Unknown |
| Healthpointcapital CRD: 161486 | - | 0 | 0 | - | Unknown |
| Healthpointcapital Advisors, LLC CRD: 126546 | - | 1 | 0 | B | INACTIVE |
| Healthpointcapital Management, LLC CRD: 309041 | - | 0 | 1 | - | Unknown |
| Healthquant Associates LLC CRD: 172415 | - | 0 | 1 | - | Unknown |
| Healthquest Capital Management Company, LLC CRD: 172031 | - | 0 | 0 | - | Unknown |
| Healthquest Capital Management, L.P. CRD: 296583 | - | 0 | 1 | - | Unknown |
| Healthquest Securities Corporation CRD: 29363 | - | 0 | 0 | A | INACTIVE |
| Healthspan Capital, LLC CRD: 318727 | - | 0 | 1 | - | Unknown |
| Healthtrend Capital CRD: 321605 | - | 0 | 1 | - | Unknown |
| Healthview Asset Management, Inc. CRD: 141884 | - | 0 | 3 | - | Unknown |
| Healthview Services, Inc. CRD: 172333 | - | 0 | 0 | - | Unknown |
| Healthx Management, LLC CRD: 301549 | - | 0 | 1 | - | Unknown |
| Healthy Love and Money CRD: 324451 | - | 0 | 0 | - | Unknown |
| Healthy Ventures Management, LLC CRD: 191513 | - | 0 | 1 | - | Unknown |
| Healthy Wealth CRD: 330789 | - | 0 | 1 | - | Unknown |
| Healthyfp CRD: 336494 | - | 0 | 1 | - | Unknown |
| Healy Circle Capital Management, LLC CRD: 288947 | - | 0 | 0 | - | Unknown |
| Heaphy Investments, LLC CRD: 151849 | - | 0 | 3 | - | Unknown |
| Heard Capital LLC CRD: 297176 | - | 0 | 1 | - | Unknown |
| Heard Financial LLC CRD: 332552 | - | 0 | 0 | - | Unknown |
| Heard Trading, LLC CRD: 45074 | - | 2 | 0 | B | INACTIVE |
| Hearon Advisory Group, LLC CRD: 142392 | - | 0 | 2 | - | Unknown |
| Heart Capital LLC CRD: 133678 | - | 0 | 0 | - | Unknown |
| Heart to Heart Financial and Investment Services, … CRD: 298230 | - | 0 | 0 | - | Unknown |
| Heartful Capital Management CRD: 314472 | - | 0 | 0 | - | Unknown |
| Hearth Capital Management CRD: 111947 | - | 0 | 2 | - | Unknown |
| Hearthstead Financial, LLC CRD: 338442 | - | 0 | 1 | - | Unknown |