Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Heidtke & Company, Inc. CRD: 13951 | - | 7 | 0 | D | INACTIVE |
| Height Analytics, LLC CRD: 149162 | - | 0 | 1 | - | Unknown |
| Height Capital Markets CRD: 150659 | DC | 0 | 2 | A | Active |
| Heights Investment Partners, LLC CRD: 284688 | - | 0 | 2 | - | Unknown |
| Heights LLC CRD: 315969 | - | 0 | 1 | - | Unknown |
| Heights Money Management, LLC CRD: 171493 | - | 0 | 0 | - | Unknown |
| Heights Partners, Inc. CRD: 32328 | - | 5 | 0 | C | INACTIVE |
| Heights Point Management, LP CRD: 313849 | - | 0 | 1 | - | Unknown |
| Heil Financial Planning & Investment Services, Inc… CRD: 141914 | - | 0 | 0 | - | Unknown |
| Heim, Patrick CRD: 324820 | - | 0 | 0 | - | Unknown |
| Heim, Young & Associates, Inc. CRD: 38993 | MO | 0 | 5 | A | Active |
| Hein and Company, Inc. CRD: 4311 | - | 0 | 0 | A | INACTIVE |
| Hein Park Capital Management LP CRD: 305550 | - | 0 | 1 | - | Unknown |
| Heinekamp Financial Planning & TAX Service LLC CRD: 121857 | - | 0 | 1 | - | Unknown |
| Heiner & Stock, Inc. CRD: 13974 | - | 0 | 0 | A | INACTIVE |
| Heiner Financial Services Corporation CRD: 17910 | - | 0 | 0 | A | INACTIVE |
| Heinsma Corporation CRD: 19976 | - | 0 | 0 | A | INACTIVE |
| Heinsma Corporation CRD: 7266 | - | 0 | 0 | A | INACTIVE |
| Heintz Wealth Management, LLC CRD: 286160 | - | 0 | 2 | - | Unknown |
| Heinz Global Asset Management, Inc. CRD: 155610 | - | 0 | 1 | - | Unknown |
| Heinz Investments CRD: 127460 | - | 0 | 2 | - | Unknown |
| Heinz Ventures, LLC CRD: 334336 | - | 0 | 1 | - | Unknown |
| Heir Options Trading CRD: 47685 | - | 1 | 0 | B | INACTIVE |
| Heirloom Financial Services, LLC CRD: 282724 | - | 0 | 0 | - | Unknown |
| Heirloom Investment Management LLC CRD: 281357 | - | 0 | 0 | - | Unknown |
| Heirloom Wealth Management LLC CRD: 292277 | - | 0 | 5 | - | Unknown |
| Heisel Performance Consulting LLC CRD: 156795 | - | 0 | 0 | - | Unknown |
| Heiser Investment Advisers CRD: 168924 | - | 0 | 1 | - | Unknown |
| Heisler Capital LLC CRD: 334578 | - | 0 | 1 | - | Unknown |
| Heisler Park Asset Management LLC CRD: 300790 | - | 0 | 0 | - | Unknown |
| Heisner Financial, LLC CRD: 112989 | - | 0 | 2 | - | Unknown |
| Heissler Financial, LLC CRD: 158497 | - | 0 | 1 | - | Unknown |
| Heisten Wrenn Private Wealth, LLC CRD: 315647 | - | 0 | 1 | - | Unknown |
| Heitbrink Asset Management, Inc. CRD: 168421 | - | 0 | 0 | - | Unknown |
| Heitman Capital Management LLC CRD: 105480 | - | 0 | 1 | - | Unknown |
| Heitman International HK Limited CRD: 170550 | - | 0 | 0 | - | Unknown |
| Heitman International LLC CRD: 170707 | - | 0 | 0 | - | Unknown |
| Heitman International Real Estate Securities GMBH CRD: 143681 | - | 0 | 0 | - | Unknown |
| Heitman International Real Estate Securities HK Li… CRD: 165930 | - | 0 | 0 | - | Unknown |
| Heitman International Real Estate Securities PTY L… CRD: 154476 | - | 0 | 0 | - | Unknown |
| Heitman Real Estate Securities LLC CRD: 107134 | - | 0 | 1 | - | Unknown |
| Heitman Securities LLC CRD: 13620 | IL | 0 | 2 | A | Active |
| Heitner Equities, Inc. CRD: 8620 | - | 0 | 0 | A | INACTIVE |
| Hekla Capital LLC CRD: 164622 | - | 0 | 0 | A | INACTIVE |
| Hekla Partners CRD: 319720 | - | 0 | 1 | - | Unknown |
| HEL VED Capital Management Limited CRD: 306323 | - | 0 | 0 | - | Unknown |
| Held, Michael Paul CRD: 33380 | - | 0 | 0 | A | INACTIVE |
| Helen LEE Financial, LLC CRD: 150125 | - | 0 | 0 | - | Unknown |
| Helena Special Investments LLC CRD: 317076 | - | 0 | 1 | - | Unknown |
| Helf, Dennis CRD: 123018 | - | 0 | 0 | - | Unknown |