Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Hemisphere Partners LLC CRD: 136535 | - | 0 | 1 | - | Unknown |
| Hemisphere Securities, Inc. CRD: 17956 | - | 0 | 0 | A | INACTIVE |
| Hemisphere Ventures Advisors, LLC CRD: 300901 | - | 0 | 1 | - | Unknown |
| Hemispheres Investment Management CRD: 171681 | - | 0 | 2 | - | Unknown |
| Hemispheric SPV Capital LLC CRD: 334934 | - | 0 | 1 | - | Unknown |
| Hemista Inc. CRD: 301888 | - | 0 | 1 | - | Unknown |
| Hemmers Financial CRD: 341452 | - | 0 | 1 | - | Unknown |
| Hemmeter TAX Consulting, Inc. CRD: 283968 | - | 0 | 0 | - | Unknown |
| Hemming& Wealth Management, Inc. CRD: 300918 | - | 0 | 1 | - | Unknown |
| Hempel Wealth Management LLC CRD: 288283 | - | 0 | 0 | - | Unknown |
| Hemphill, Vanvliet CRD: 34515 | - | 0 | 0 | A | INACTIVE |
| Hemsley Advisors, Ltd. CRD: 106414 | - | 0 | 5 | - | Unknown |
| Hemsley, Martin Francis CRD: 123532 | - | 0 | 0 | A | INACTIVE |
| Henchmen Partners CRD: 329646 | - | 0 | 1 | - | Unknown |
| Hencorp, Inc. CRD: 26378 | - | 0 | 0 | A | INACTIVE |
| Hendershot Investments, Inc. CRD: 115472 | - | 0 | 3 | - | Unknown |
| Hendershott Wealth Management, LLC CRD: 170839 | - | 0 | 7 | - | Unknown |
| Henderson Asset Management, LLC CRD: 150876 | - | 0 | 2 | - | Unknown |
| Henderson Brothers Financial Partners LLC CRD: 333732 | - | 0 | 2 | - | Unknown |
| Henderson Brothers, Inc. CRD: 2171 | - | 2 | 0 | B | INACTIVE |
| Henderson Capital & Wealth Management, LLC CRD: 144035 | - | 0 | 1 | - | Unknown |
| Henderson Capital Group, LLC CRD: 296981 | - | 0 | 0 | - | Unknown |
| Henderson Capital Partners, LLC CRD: 29323 | - | 0 | 0 | A | INACTIVE |
| Henderson Equity Partners Limited CRD: 162613 | - | 0 | 0 | - | Unknown |
| Henderson Financial Group LLC CRD: 333013 | - | 0 | 2 | - | Unknown |
| Henderson Global Investors (Singapore) Limited CRD: 281324 | - | 0 | 0 | - | Unknown |
| Henderson Global Investors Equity Planning, Inc. CRD: 101640 | - | 0 | 0 | A | INACTIVE |
| Henderson Global Investors Limited CRD: 161330 | - | 0 | 0 | - | Unknown |
| Henderson Investment Advisors, LLC CRD: 122778 | - | 0 | 2 | - | Unknown |
| Henderson Investment Management Ltd. CRD: 112077 | - | 0 | 0 | - | Unknown |
| Henderson Securities, Inc. CRD: 31335 | - | 0 | 0 | A | INACTIVE |
| Henderson, FEW & Co. CRD: 6977 | - | 0 | 0 | A | INACTIVE |
| Hendley & Co. Inc. CRD: 110465 | - | 0 | 2 | - | Unknown |
| Hendricks Capital Management LLC CRD: 283994 | - | 0 | 0 | - | Unknown |
| Hendricks Wealth and Estate Management CRD: 289593 | - | 0 | 4 | - | Unknown |
| Hendrickson Financial Services, LLC CRD: 285986 | - | 0 | 2 | - | Unknown |
| Hendrix Financial Planning CRD: 331039 | - | 0 | 1 | - | Unknown |
| Hendrix, Mohr & Yardley, Inc. CRD: 399 | - | 0 | 0 | A | INACTIVE |
| Henfruit, LLC CRD: 174169 | - | 0 | 0 | - | Unknown |
| Heng REN Partners CRD: 296062 | - | 0 | 0 | - | Unknown |
| Hengistbury Investment Partners LLP CRD: 164430 | - | 0 | 0 | - | Unknown |
| Henington Group RIA LLC CRD: 325208 | - | 0 | 1 | - | Unknown |
| Henley & Company LLC CRD: 131453 | NY | 0 | 5 | A | Active |
| Henley & Company Wealth Management LLC CRD: 144884 | - | 0 | 2 | - | Unknown |
| Henley Advisors, LLC CRD: 281983 | - | 0 | 1 | - | Unknown |
| Henley USA, LLC CRD: 298789 | - | 0 | 0 | - | Unknown |
| Hennepin Partners LLC CRD: 153034 | MN | 0 | 2 | A | Active |
| Hennessey & Co., L.L.C. CRD: 41195 | - | 0 | 0 | A | INACTIVE |
| Hennessey Financial, Inc. CRD: 138262 | - | 0 | 0 | - | Unknown |
| Hennessy Advisors, Inc. CRD: 110770 | - | 0 | 1 | - | Unknown |