Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Heritage Financial Solutions, LLC
CRD: 131008
 - 0 1 - Unknown
Heritage Financial Systems, LLC
CRD: 133019
 PA 1 2 B Active
Heritage Financial Wealth Management, LLC
CRD: 166872
 - 0 0 - Unknown
Heritage First Wealth Management, LLC
CRD: 342502
 - 0 1 - Unknown
Heritage Grove Wealth Management, LLC
CRD: 336771
 - 0 1 - Unknown
Heritage Haus Wealth Partners LLC
CRD: 342736
 - 0 1 - Unknown
Heritage Hill Adviser
CRD: 312077
 - 0 1 - Unknown
Heritage Holding
CRD: 331677
 - 0 1 - Unknown
Heritage House Asset Management
CRD: 125868
 - 0 2 - Unknown
Heritage Inc
CRD: 284201
 - 0 1 - Unknown
Heritage Investment Group, Inc.
CRD: 113204
 - 0 4 - Unknown
Heritage Investment Management, Inc.
CRD: 126682
 - 0 0 - Unknown
Heritage Investment Partners, LLP
CRD: 145939
 - 0 0 - Unknown
Heritage Investment Securities Inc.
CRD: 8304
 - 0 0 A INACTIVE
Heritage Investment Services
CRD: 134860
 - 0 0 - Unknown
Heritage Investments, Inc.
CRD: 11126
 - 0 0 A INACTIVE
Heritage Investments, L.L.C.
CRD: 37692
 - 0 0 A INACTIVE
Heritage Investors
CRD: 290292
 - 0 0 - Unknown
Heritage Investors Management Corp
CRD: 110420
 - 0 4 - Unknown
Heritage Legacy Wealth LLC
CRD: 337548
 - 0 1 - Unknown
Heritage OAK Wealth Advisors
CRD: 323925
 - 0 4 - Unknown
Heritage Planning & Investing Services, LLC
CRD: 116287
 - 0 2 - Unknown
Heritage Point Partners
CRD: 322601
 - 0 1 - Unknown
Heritage Private Wealth
CRD: 328326
 - 0 1 - Unknown
Heritage Retirement Advisors, LLC
CRD: 165191
 - 0 1 - Unknown
Heritage Retirement Services
CRD: 312612
 - 0 0 - Unknown
Heritage Road Advisors
CRD: 305458
 - 0 4 - Unknown
Heritage Securities Company
CRD: 14682
 - 0 0 A INACTIVE
Heritage Securities Corporation
CRD: 30211
 - 1 0 B INACTIVE
Heritage Strategic Wealth
CRD: 327800
 - 0 0 - Unknown
Heritage Strategic Wealth, LLC
CRD: 338025
 - 0 1 - Unknown
Heritage WAY Advisors, L.L.C.
CRD: 124816
 - 0 0 - Unknown
Heritage Wealth
CRD: 315288
 - 0 1 - Unknown
Heritage Wealth Advisors
CRD: 312545
 - 0 1 - Unknown
Heritage Wealth Advisors
CRD: 137484
 - 0 8 - Unknown
Heritage Wealth Management
CRD: 122394
 - 0 1 - Unknown
Heritage Wealth Management
CRD: 159158
 - 0 2 - Unknown
Heritage Wealth Management Group, Ltd
CRD: 148459
 - 0 1 - Unknown
Heritage Wealth Management, Inc.
CRD: 316956
 - 0 1 - Unknown
Heritage Wealth Management, LLC
CRD: 287909
 - 0 0 - Unknown
Heritage Wealth Management, LLC
CRD: 158107
 - 0 0 - Unknown
Heritage Wealth Management, LLC
CRD: 165818
 - 0 0 - Unknown
Heritage Wealth Management, LLC
CRD: 304660
 - 0 0 - Unknown
Heritage Wealth Partners, LLC
CRD: 290276
 - 0 0 - Unknown
Heritage Wealth Planning
CRD: 293260
 - 0 0 - Unknown
Heritage Wealth Strategies, LLC
CRD: 146768
 - 0 0 - Unknown
Heritage West Securities, Inc.
CRD: 30718
 - 7 0 D INACTIVE
Heritage-Park Securities, Ltd.
CRD: 10124
 - 0 0 A INACTIVE
Herkules Private Equity II (GP-II) Limited
CRD: 161906
 - 0 0 - Unknown
Herkules Private Equity III (GP-II) Limited
CRD: 161907
 - 0 0 - Unknown
Page 677 of 1601 (80,028 total)
← Prev Next →