Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Houston Ventures III Management, LLC
CRD: 163056
- 0 1 - Unknown
Houston Ventures IV Management, LLC
CRD: 297826
- 0 0 - Unknown
Houston Wealth Advisers, LLC.
CRD: 299442
- 0 2 - Unknown
Houston Wealth Management
CRD: 168715
- 0 1 - Unknown
Houstoun Capital Management, Inc.
CRD: 117496
- 0 2 - Unknown
Hout Financial Services, Inc.
CRD: 306936
- 0 0 - Unknown
Houten Haley Financial LLC
CRD: 334734
- 0 2 - Unknown
Hovde Capital Advisors LLC
CRD: 120668
- 0 0 - Unknown
Hovde Group, LLC
CRD: 25425
IL 1 7 B Active
Hover4PI Capital Management Limited
CRD: 331899
- 0 0 - Unknown
Hoverink Capital Management, LLC
CRD: 281637
- 0 1 - Unknown
Hoverink Ventures Management, LLC DBA Donkey Airli…
CRD: 325694
- 0 0 - Unknown
Hovey Capital Partners LLC
CRD: 326512
FL 0 2 A Active
HOW Women Invest LLC
CRD: 309614
- 0 1 - Unknown
HOW Women Venture
CRD: 327144
- 0 1 - Unknown
Howard Bailey Securities, LLC
CRD: 282712
- 0 8 - Unknown
Howard C. Hunt, Investment Advisor
CRD: 151774
- 0 0 - Unknown
Howard Capital Management
CRD: 106951
- 0 0 - Unknown
Howard Capital Management Group, LLC
CRD: 310510
- 0 2 - Unknown
Howard Capital Management, LLC
CRD: 118070
- 0 11 - Unknown
Howard Fiduciary Investments
CRD: 342369
- 0 2 - Unknown
Howard Financial
CRD: 155323
- 0 1 - Unknown
Howard Financial Services, Ltd.
CRD: 107978
- 0 4 - Unknown
Howard Gary & Company, a Municipal Securities Inve…
CRD: 10189
- 4 0 C INACTIVE
Howard Jewell Investment Research, LLC
CRD: 307130
- 0 1 - Unknown
Howard Securities, Inc.
CRD: 14193
- 0 0 A INACTIVE
Howard Singer Associates, LLC
CRD: 139868
- 0 0 - Unknown
Howard Smith & Associates, Inc.
CRD: 16806
- 0 0 A INACTIVE
Howard Taylor Securities, Inc.
CRD: 8691
- 0 0 A INACTIVE
Howard Wealth Management, LLC
CRD: 299052
- 0 2 - Unknown
Howard Weil Incorporated
CRD: 30958
- 1 0 B INACTIVE
Howard Weil Retirement Security Corporation
CRD: 19496
- 0 0 A INACTIVE
Howard, Lawson & Co., LLC
CRD: 13540
- 0 0 A INACTIVE
Howard, Weil, Labouisse, Friedrichs Inc.
CRD: 414
- 20 0 F INACTIVE
Howard-Martin Capital Group, LLC
CRD: 168922
- 0 1 - Unknown
Howarth Financial Services LLC
CRD: 132794
- 0 0 - Unknown
Howden Tiger Capital Markets & Advisory, LLC
CRD: 172729
NY 0 4 A Active
Howe and Rusling, Inc.
CRD: 104627
- 0 4 - Unknown
Howe Barnes Hoefer & Arnett, Inc.
CRD: 2240
- 21 0 F INACTIVE
Howe Financial Advisory, LLC
CRD: 165709
- 0 1 - Unknown
Howe, Mendall & Associates, Inc.
CRD: 18645
- 0 0 A INACTIVE
Howe, Solomon & Hall, Inc.
CRD: 13386
- 5 0 C INACTIVE
Howell & Romines Financial Services, LLC
CRD: 160643
- 0 0 - Unknown
Howell Financial Advisors, Inc.
CRD: 132935
- 0 0 - Unknown
Howell, Andrew
CRD: 103835
- 0 0 A INACTIVE
Howen, Joshua E
CRD: 291248
- 0 0 - Unknown
Howland Advisory Corporation
CRD: 110192
- 0 2 - Unknown
Howland and Associates, LLC
CRD: 106963
- 0 2 - Unknown
Howland Capital Management LLC
CRD: 104726
- 0 5 - Unknown
Howlett Financial & TAX Services, Inc
CRD: 126157
- 0 0 - Unknown
Page 699 of 1601 (80,028 total)