Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Interstate Equities, Inc. CRD: 15072 | - | 0 | 0 | A | INACTIVE |
| Interstate Financial Group, Inc. CRD: 125880 | - | 0 | 1 | - | Unknown |
| Intertide Partners CRD: 326896 | - | 0 | 1 | - | Unknown |
| Intertrading Securities CRD: 153901 | - | 0 | 0 | A | INACTIVE |
| Interval Management of America, Inc. CRD: 15010 | - | 0 | 0 | A | INACTIVE |
| Interval Partners, L.P. CRD: 164424 | - | 0 | 1 | - | Unknown |
| Intervest Capital Corporation CRD: 14369 | - | 0 | 0 | A | INACTIVE |
| Intervest Financial Services, Inc. CRD: 29865 | - | 2 | 0 | B | INACTIVE |
| Intervest Group, Inc. CRD: 8767 | - | 0 | 0 | A | INACTIVE |
| Intervest International Equities Corporation CRD: 20289 | - | 3 | 0 | C | INACTIVE |
| Intervest International, Inc. CRD: 111516 | - | 0 | 0 | - | Unknown |
| Intervest Ltd CRD: 104614 | - | 0 | 2 | - | Unknown |
| Intervest NEW York Securities Corporation CRD: 21253 | - | 0 | 0 | A | INACTIVE |
| Intervest Securities Corporation CRD: 41799 | - | 1 | 0 | B | INACTIVE |
| Intervest Securities, Inc. CRD: 18235 | - | 0 | 0 | A | INACTIVE |
| Interwealth Management, LLC CRD: 155597 | - | 0 | 2 | - | Unknown |
| Interwest Investment Advisors, Inc CRD: 142840 | - | 0 | 3 | - | Unknown |
| Interwest Partners CRD: 160677 | - | 0 | 1 | - | Unknown |
| Interwise CRD: 316746 | - | 0 | 1 | - | Unknown |
| Interwoven Ventures, LLC CRD: 317328 | - | 0 | 1 | - | Unknown |
| Intesa Sanpaolo IMI Securities Corp. CRD: 19418 | NY | 12 | 2 | D | Active |
| Intesa Sanpaolo Wealth Management CRD: 288468 | - | 0 | 0 | - | Unknown |
| Inteviron Digital Exchange Ltd CRD: 338255 | - | 0 | 1 | - | Unknown |
| Inth Financial Decisions CRD: 134501 | - | 0 | 0 | - | Unknown |
| Inti LLC CRD: 322461 | - | 0 | 1 | - | Unknown |
| Intirety, LLC CRD: 306315 | - | 0 | 3 | - | Unknown |
| Intl Advisory Consultants Inc. CRD: 130888 | - | 0 | 0 | - | Unknown |
| Intl Custody & Clearing Solutions Inc. CRD: 23952 | - | 2 | 0 | B | INACTIVE |
| Intl Fcstone Credit Trading LLC CRD: 41025 | - | 6 | 0 | D | INACTIVE |
| Intl Fcstone Partners L.P. CRD: 19764 | - | 3 | 0 | C | INACTIVE |
| Intouch Advisors, LLC CRD: 168051 | - | 0 | 0 | - | Unknown |
| Intra Network Securities, Inc. CRD: 41119 | - | 8 | 0 | D | INACTIVE |
| Intrack Investment Management, Inc. CRD: 106450 | - | 0 | 2 | - | Unknown |
| Intrade, LLC CRD: 104047 | - | 3 | 0 | C | INACTIVE |
| Intrastate Insurance Service Inc. CRD: 14445 | - | 0 | 0 | A | INACTIVE |
| Intrawest Capital Corporation CRD: 16425 | - | 0 | 0 | A | INACTIVE |
| Intrawest Capital Markets, Inc. CRD: 34960 | - | 0 | 0 | A | INACTIVE |
| Intraworks Asset Management, LLC CRD: 309651 | - | 0 | 0 | - | Unknown |
| Intrepid Capital Management Inc CRD: 108516 | - | 0 | 1 | - | Unknown |
| Intrepid Eagle Finance LLC CRD: 305183 | - | 0 | 1 | - | Unknown |
| Intrepid Financial Planning Group, LLC CRD: 112196 | - | 0 | 9 | - | Unknown |
| Intrepid Investment Bankers LLC CRD: 154801 | CA | 0 | 7 | A | Active |
| Intrepid Investment Management, LLC CRD: 192522 | - | 0 | 1 | - | Unknown |
| Intrepid Partners, LLC CRD: 198516 | NY | 0 | 3 | A | Active |
| Intrepid Securities, Inc. CRD: 19311 | - | 3 | 0 | C | INACTIVE |
| Intrepid Technology LLC CRD: 327664 | - | 0 | 0 | - | Unknown |
| Intrepid Wealth Partners, LLC CRD: 317153 | - | 0 | 2 | - | Unknown |
| Intrinsic Asset LLC CRD: 174547 | - | 0 | 1 | - | Unknown |
| Intrinsic Edge Capital Management LLC CRD: 285034 | - | 0 | 1 | - | Unknown |
| Intrinsic Global Advisors CRD: 149197 | - | 0 | 0 | - | Unknown |