Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| James P. Mcmullan, Inc. CRD: 35671 | - | 0 | 0 | A | INACTIVE |
| James P. Richter & Co., Inc. CRD: 13335 | - | 0 | 0 | A | INACTIVE |
| James Pappas Investment Counsel LLC CRD: 123373 | - | 0 | 0 | - | Unknown |
| James R. Davis CRD: 144801 | - | 0 | 0 | - | Unknown |
| James R. Martin Consulting, Inc CRD: 109542 | - | 0 | 3 | - | Unknown |
| James River Advisors CRD: 283203 | - | 0 | 0 | - | Unknown |
| James River Asset Management, LLC CRD: 117917 | - | 0 | 1 | - | Unknown |
| James River Capital Corp. CRD: 133297 | - | 0 | 0 | - | Unknown |
| James River Securities Corp. CRD: 38477 | - | 1 | 0 | B | INACTIVE |
| James Robert Burke CRD: 122295 | - | 0 | 0 | A | INACTIVE |
| James Ruthsatz Pinnacle Advisors LLC CRD: 134408 | - | 0 | 2 | - | Unknown |
| James S. Marroquin, CFP CRD: 114477 | - | 0 | 1 | - | Unknown |
| James Schwarz Company CRD: 13754 | - | 0 | 0 | A | INACTIVE |
| James Securites, Inc. CRD: 14157 | - | 0 | 0 | A | INACTIVE |
| James Street Advisors LLC CRD: 329390 | - | 0 | 0 | - | Unknown |
| James T Bell CRD: 11829 | - | 0 | 0 | A | INACTIVE |
| James T. Borello & Co. CRD: 16860 | IL | 0 | 3 | A | Active |
| James T. Thornton & Co. CRD: 3583 | - | 0 | 0 | A | INACTIVE |
| James W. Bullard, JR., Incorporated CRD: 30977 | - | 0 | 0 | A | INACTIVE |
| James W. Twohig & Company CRD: 3626 | - | 1 | 0 | B | INACTIVE |
| James W. Walker, P.A. CRD: 110863 | - | 0 | 1 | - | Unknown |
| James W. Zucker CRD: 10296 | - | 0 | 0 | A | INACTIVE |
| James Wheeler & Co. Advisors CRD: 306498 | - | 0 | 2 | - | Unknown |
| James Wheeler & Co. Investments, Inc. CRD: 38157 | - | 5 | 0 | C | INACTIVE |
| James Wilson More CRD: 143971 | - | 0 | 0 | - | Unknown |
| James, Patrick John CRD: 101120 | - | 0 | 0 | A | INACTIVE |
| James, Patrick John CRD: 124383 | - | 0 | 0 | A | INACTIVE |
| Jameson & Griffin Financial CRD: 331653 | - | 0 | 1 | - | Unknown |
| Jameson Securities Company CRD: 25836 | - | 0 | 0 | A | INACTIVE |
| Jameson, Dewitt & Associates, Inc. CRD: 8169 | - | 0 | 0 | A | INACTIVE |
| Jamestown Capital Management, LLC CRD: 338514 | - | 0 | 1 | - | Unknown |
| Jamestown Wealth Management LLC CRD: 150365 | - | 0 | 0 | - | Unknown |
| Jamestown Wealth Management LLC CRD: 304518 | - | 0 | 0 | - | Unknown |
| Jamestown, L.P. CRD: 158207 | - | 0 | 1 | - | Unknown |
| Jamie E. Friedman, Inc. CRD: 45534 | - | 0 | 0 | A | INACTIVE |
| Jamie Securities Co. CRD: 16653 | - | 0 | 0 | A | INACTIVE |
| Jamieson Capital CRD: 175016 | - | 0 | 0 | - | Unknown |
| Jamieson Corporate Finance US LLC CRD: 170172 | NY | 0 | 3 | A | Active |
| Jamison Private Wealth Management, Inc. CRD: 109040 | - | 0 | 1 | - | Unknown |
| Jamro Advisors, LLC CRD: 307200 | - | 0 | 1 | - | Unknown |
| JAN S. Glade, CPA (APC) CRD: 117777 | - | 0 | 1 | - | Unknown |
| Jana Partners LLC CRD: 151318 | - | 0 | 0 | - | Unknown |
| Jana Partners Management, LP CRD: 292832 | - | 0 | 1 | - | Unknown |
| Janal Capital Management LLC CRD: 132747 | - | 0 | 1 | - | Unknown |
| Janchor Partners CRD: 160420 | - | 0 | 0 | - | Unknown |
| Janchor Partners GP Limited CRD: 294927 | - | 0 | 0 | - | Unknown |
| Janchor Partners Management Limited CRD: 294884 | - | 0 | 0 | - | Unknown |
| Janco Partners, Inc. CRD: 40055 | - | 4 | 0 | C | INACTIVE |
| Janco Wealth Management CRD: 108491 | - | 0 | 1 | - | Unknown |
| Jane BRYK CRD: 134687 | - | 0 | 0 | - | Unknown |