Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Kadence Advisors, LLC. CRD: 149512 | - | 0 | 0 | - | Unknown |
| Kadensa Capital Limited CRD: 285524 | - | 0 | 0 | - | Unknown |
| Kades & Cheifetz, LLC CRD: 285068 | - | 0 | 0 | - | Unknown |
| Kades Financial Inc CRD: 111131 | - | 0 | 0 | - | Unknown |
| Kadick, Incorporated CRD: 30034 | - | 1 | 0 | B | INACTIVE |
| Kadisak Financial Services, Inc. CRD: 122895 | - | 0 | 2 | - | Unknown |
| Kadita Partners PTE. Ltd. CRD: 326660 | - | 0 | 0 | - | Unknown |
| KAE Capital Management Private Limited CRD: 175414 | - | 0 | 0 | - | Unknown |
| Kaecon Financial, Inc. CRD: 160760 | - | 0 | 0 | - | Unknown |
| Kagan Cocozza Asset Management CRD: 154321 | - | 0 | 4 | - | Unknown |
| Kagan Crypto LLC CRD: 317065 | - | 0 | 0 | - | Unknown |
| Kagan Financial Group CRD: 23470 | - | 0 | 0 | A | INACTIVE |
| KAH Capital Management, LLC CRD: 298287 | - | 0 | 1 | - | Unknown |
| Kahala Financial Advisors, LLC CRD: 108564 | - | 0 | 1 | - | Unknown |
| Kahler Financial Group, Inc. CRD: 124042 | - | 0 | 0 | - | Unknown |
| Kahn Asset Management CRD: 342960 | - | 0 | 1 | - | Unknown |
| Kahn Brothers Advisors LLC CRD: 144368 | - | 0 | 1 | - | Unknown |
| Kahn Brothers Asset Management Corp CRD: 105620 | - | 0 | 1 | - | Unknown |
| Kahn Brothers LLC CRD: 7720 | NY | 0 | 2 | A | Active |
| Kahn Financial Advisors LLC CRD: 121014 | - | 0 | 0 | - | Unknown |
| Kahn Financial Group CRD: 134802 | - | 0 | 3 | - | Unknown |
| Kahn Sheldon CRD: 31679 | - | 0 | 0 | A | INACTIVE |
| Kahn, David Lloyd CRD: 41234 | - | 0 | 0 | A | INACTIVE |
| Kahu Capital Partners Ltd CRD: 299562 | - | 0 | 0 | - | Unknown |
| KAI Advisors CRD: 137833 | - | 0 | 1 | - | Unknown |
| KAI Management Group, LLC CRD: 288191 | - | 0 | 0 | - | Unknown |
| KAI Management Group, LLC CRD: 326826 | - | 0 | 1 | - | Unknown |
| KAI Wealth LLC CRD: 332136 | - | 0 | 2 | - | Unknown |
| Kaieteur Investments LLC CRD: 145152 | - | 5 | 0 | C | INACTIVE |
| Kaiju ETF Advisors CRD: 321242 | - | 0 | 0 | - | Unknown |
| Kailai Advisers Ltd. CRD: 161692 | - | 0 | 1 | - | Unknown |
| Kailasa Capital Management LLC CRD: 286159 | - | 0 | 2 | - | Unknown |
| Kailash Capital Research LLC CRD: 304509 | - | 0 | 2 | - | Unknown |
| Kailix Advisors LLC CRD: 311094 | - | 0 | 1 | - | Unknown |
| Kain Capital CRD: 315669 | - | 0 | 1 | - | Unknown |
| Kaine Capital LLC CRD: 295482 | - | 0 | 0 | - | Unknown |
| Kaine Capital Ventures LLC CRD: 326212 | - | 0 | 1 | - | Unknown |
| Kainos (TX) Capital LP CRD: 165607 | - | 0 | 1 | - | Unknown |
| Kaio Asset Management, LLC CRD: 161914 | - | 0 | 0 | - | Unknown |
| Kaiog Capital Partners Inc. CRD: 159921 | - | 0 | 0 | - | Unknown |
| Kairoff and Company, Inc. CRD: 25685 | - | 0 | 0 | A | INACTIVE |
| Kairoi Fund Management, LLC CRD: 329168 | - | 0 | 1 | - | Unknown |
| Kairos CRD: 161321 | - | 0 | 1 | - | Unknown |
| Kairos Asset Advisory, LLC CRD: 153218 | - | 0 | 1 | - | Unknown |
| Kairos Capital Advisors, LLC CRD: 134552 | - | 0 | 1 | - | Unknown |
| Kairos Capital Legal Advisors, LLC CRD: 306331 | - | 0 | 1 | - | Unknown |
| Kairos Capital Management Inc CRD: 297850 | - | 0 | 0 | - | Unknown |
| Kairos Capital Management, LLC CRD: 150342 | - | 0 | 2 | - | Unknown |
| Kairos Health Capital Management, LLC CRD: 329879 | - | 0 | 1 | - | Unknown |
| Kairos Investment Advisors, LLC CRD: 310502 | - | 0 | 1 | - | Unknown |