Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Kindler, IAN Scott CRD: 45947 | - | 0 | 0 | A | INACTIVE |
| Kindling Capital Management, LLC CRD: 315661 | - | 0 | 1 | - | Unknown |
| Kindling MBD LLC CRD: 331366 | GA | 0 | 1 | A | Active |
| Kindness Financial Planning CRD: 316923 | - | 0 | 1 | - | Unknown |
| Kindred Capital Advisors LLC CRD: 285215 | - | 0 | 1 | - | Unknown |
| Kindred Capital LLP CRD: 322987 | - | 0 | 0 | - | Unknown |
| Kindred Financial LLC CRD: 324932 | - | 0 | 1 | - | Unknown |
| Kindred Wealth Investment Strategies CRD: 173421 | - | 0 | 0 | - | Unknown |
| Kindur Investment Services LLC CRD: 296585 | - | 0 | 0 | - | Unknown |
| Kindzia Investments CRD: 148189 | - | 0 | 1 | - | Unknown |
| Kinea US Asset Management LLC CRD: 339762 | - | 0 | 1 | - | Unknown |
| Kinecta Financial & Insurance Services CRD: 136597 | CA | 0 | 2 | A | Active |
| Kineo Capital LLC CRD: 315019 | - | 0 | 2 | - | Unknown |
| Kinesic Capital LLC CRD: 309935 | - | 0 | 1 | - | Unknown |
| Kinetic Capital Advisors LLC CRD: 341460 | - | 0 | 1 | - | Unknown |
| Kinetic Capital Inc CRD: 3908 | - | 0 | 0 | A | INACTIVE |
| Kinetic Financial CRD: 331142 | - | 0 | 1 | - | Unknown |
| Kinetic Financial Advisors, LLC CRD: 156870 | - | 0 | 0 | - | Unknown |
| Kinetic Investment Management, Inc. CRD: 283034 | - | 0 | 27 | - | Unknown |
| Kinetic Partners Management, LP CRD: 318097 | - | 0 | 1 | - | Unknown |
| Kinetic Pathways Company CRD: 331950 | - | 0 | 2 | - | Unknown |
| Kinetic Point Capital Management LLC CRD: 334426 | - | 0 | 1 | - | Unknown |
| Kinetic Transactions LLC CRD: 307108 | - | 0 | 0 | - | Unknown |
| Kinetic VC LLC CRD: 314829 | - | 0 | 1 | - | Unknown |
| Kinetic Ventures, L.L.C. CRD: 144453 | - | 0 | 0 | - | Unknown |
| Kinetic Wealth CRD: 336229 | - | 0 | 1 | - | Unknown |
| Kinetic Wealth Investment Advisors, LLC CRD: 311536 | - | 0 | 4 | - | Unknown |
| Kineticos Life Sciences Management LLC CRD: 318515 | - | 0 | 1 | - | Unknown |
| Kinetics Advisers, LLC CRD: 139011 | - | 0 | 0 | - | Unknown |
| Kinetics Asset Management LLC CRD: 106204 | - | 0 | 0 | - | Unknown |
| Kinetics Funds Distributor LLC CRD: 780 | NY | 0 | 2 | A | Active |
| Kinetik Finance, Inc. CRD: 292921 | - | 0 | 0 | - | Unknown |
| Kinetix Financial Planning CRD: 304351 | - | 0 | 1 | - | Unknown |
| King and Company CRD: 489 | - | 0 | 0 | A | INACTIVE |
| King and Company, Incorporated CRD: 170032 | - | 0 | 1 | - | Unknown |
| King Capital Corporation CRD: 10388 | - | 0 | 0 | A | INACTIVE |
| King Capital Investments LLC CRD: 156676 | - | 0 | 0 | - | Unknown |
| King Capital Management LLC CRD: 151781 | - | 0 | 2 | - | Unknown |
| King Equity Management/ Syracuse, Inc. CRD: 7533 | - | 0 | 0 | A | INACTIVE |
| King Financial CRD: 299374 | - | 0 | 2 | - | Unknown |
| King Financial Group, LLC CRD: 156322 | - | 0 | 0 | - | Unknown |
| King Financial Investments Inc CRD: 324091 | - | 0 | 1 | - | Unknown |
| King Financial Planning & Management, LLC CRD: 148728 | - | 0 | 1 | - | Unknown |
| King Financial Services, Inc. CRD: 25843 | - | 5 | 0 | C | INACTIVE |
| King George Capital MGMT, Inc. CRD: 115430 | - | 0 | 3 | - | Unknown |
| King James Securities, LLC CRD: 119722 | - | 0 | 0 | A | INACTIVE |
| King Management Company CRD: 31043 | - | 5 | 0 | C | INACTIVE |
| King Muir Fund Advisors, LLC CRD: 158960 | - | 0 | 0 | - | Unknown |
| King Operating Corporation CRD: 340084 | - | 0 | 1 | - | Unknown |
| King Pine Investments CRD: 286568 | - | 0 | 0 | - | Unknown |