Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Knightsbridge Capital Management, Ltd. CRD: 320728 | - | 0 | 0 | - | Unknown |
| Knightsbridge Financial Advisors LLC CRD: 290892 | - | 0 | 0 | - | Unknown |
| Knightsbridge Ventures CRD: 290448 | - | 0 | 1 | - | Unknown |
| Knightsbridge Wealth Management CRD: 110347 | - | 0 | 6 | - | Unknown |
| KNJ Wealth Management Group, LLC CRD: 320939 | - | 0 | 0 | - | Unknown |
| KNK Capital Management, LLC CRD: 156321 | - | 0 | 0 | - | Unknown |
| KNM Services Inc CRD: 305326 | - | 0 | 1 | - | Unknown |
| Knoble, Larry H. CRD: 123479 | - | 0 | 2 | - | Unknown |
| Knode Wealth Management LLC CRD: 336114 | - | 0 | 1 | - | Unknown |
| Knoedl Retirement Advisors, LLC CRD: 154414 | - | 0 | 0 | - | Unknown |
| Knoll Investment Securities, Inc. CRD: 14660 | - | 0 | 0 | A | INACTIVE |
| Knoll Kratky Management, LLC CRD: 158451 | - | 0 | 0 | - | Unknown |
| Knoll Ventures Management, LLC CRD: 322285 | - | 0 | 1 | - | Unknown |
| Knopinski & Fauver Financial Advisors, Inc. CRD: 140819 | - | 0 | 0 | - | Unknown |
| Knorr Financial Services Corporation CRD: 17295 | - | 0 | 0 | A | INACTIVE |
| Knott Consulting, LLC CRD: 291014 | - | 0 | 0 | - | Unknown |
| Know Your Worth Financial CRD: 306771 | - | 0 | 1 | - | Unknown |
| Knowledge Leaders Capital, LLC CRD: 144482 | - | 0 | 0 | - | Unknown |
| Knowles, Judith E. CRD: 129059 | - | 0 | 0 | - | Unknown |
| Known Growth LLC CRD: 322351 | NY | 0 | 1 | A | Active |
| Known Wealth LLC CRD: 321745 | - | 0 | 0 | - | Unknown |
| Knox and LEE Securities, Inc. CRD: 15990 | - | 0 | 0 | A | INACTIVE |
| Knox Avenue Financial Corp. CRD: 289094 | - | 0 | 1 | - | Unknown |
| Knox Capital CRD: 329511 | - | 0 | 2 | - | Unknown |
| Knox Capital Advisors, LLC CRD: 131000 | - | 0 | 0 | - | Unknown |
| Knox Lane LP CRD: 306657 | - | 0 | 1 | - | Unknown |
| Knox Park Capital CRD: 333043 | - | 0 | 1 | - | Unknown |
| Knox Securities Corp. CRD: 127436 | - | 0 | 0 | A | INACTIVE |
| Knox Wealth Partners Advisory CRD: 288580 | - | 0 | 2 | - | Unknown |
| Knox, Wall & Company CRD: 6961 | - | 0 | 0 | A | INACTIVE |
| KNR Wealth Management, Inc. CRD: 172669 | - | 0 | 0 | - | Unknown |
| Knsland Asset Management LLC CRD: 306045 | - | 0 | 0 | - | Unknown |
| Knsland, Inc. CRD: 297258 | - | 0 | 0 | - | Unknown |
| Knuff & Company LLC CRD: 298203 | - | 0 | 1 | - | Unknown |
| Knysna Investment Management IC Limited CRD: 324424 | - | 0 | 0 | - | Unknown |
| KO Financial CRD: 309172 | - | 0 | 1 | - | Unknown |
| KO Securities, Inc. CRD: 8364 | - | 5 | 0 | C | INACTIVE |
| KOA Wealth Management, LLC CRD: 297004 | - | 0 | 2 | - | Unknown |
| Koala Financial CRD: 340891 | - | 0 | 1 | - | Unknown |
| Koalla Technologies, LLC CRD: 313176 | - | 0 | 1 | - | Unknown |
| Koan Partners LLC CRD: 324304 | - | 0 | 1 | - | Unknown |
| Kobalt Capital Limited CRD: 164037 | - | 0 | 0 | - | Unknown |
| Kobata Financial CRD: 112001 | - | 0 | 1 | - | Unknown |
| Kober Financial Corp. CRD: 17551 | - | 0 | 0 | A | INACTIVE |
| Kobo Retirement Strategies CRD: 283743 | - | 0 | 0 | - | Unknown |
| Kobo Wealth Conservancy CRD: 143654 | - | 0 | 0 | - | Unknown |
| Kobre Holdings, LLC CRD: 317710 | - | 0 | 1 | - | Unknown |
| Kobren Insight Brokerage, Inc CRD: 21298 | - | 0 | 0 | A | INACTIVE |
| Kobrick Investment Advisors, Ltd. CRD: 281274 | - | 0 | 0 | - | Unknown |
| Kobrin Securities, Inc. CRD: 10204 | - | 0 | 0 | A | INACTIVE |