Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Krane Capital Management, LLC CRD: 329110 | - | 0 | 1 | - | Unknown |
| Krane Financial Solutions CRD: 153594 | - | 0 | 1 | - | Unknown |
| Krane Funds Advisors, LLC CRD: 157103 | - | 0 | 1 | - | Unknown |
| Kranenburg Capital Management LLC CRD: 110724 | - | 0 | 0 | - | Unknown |
| Krasna, Suzanne CRD: 119019 | - | 0 | 0 | - | Unknown |
| Kratky Capital Management, LLC CRD: 291820 | - | 0 | 1 | - | Unknown |
| Kraus Capital Management, LLC CRD: 282797 | - | 0 | 1 | - | Unknown |
| Krause Wealth Management, LLC CRD: 286246 | - | 0 | 0 | - | Unknown |
| Krauss Whiting Capital Advisors LLC CRD: 109588 | - | 0 | 3 | - | Unknown |
| Kravitz Group Holdings, LLC CRD: 327016 | - | 0 | 0 | - | Unknown |
| Kraynos Capital Management LLC CRD: 318586 | - | 0 | 0 | - | Unknown |
| KRB and Associates, Inc CRD: 121013 | - | 0 | 3 | - | Unknown |
| KRD Brokerage, LLC CRD: 130865 | - | 0 | 0 | A | INACTIVE |
| KRD Financial CRD: 162455 | - | 0 | 0 | - | Unknown |
| KRD Wealth Management, LLC CRD: 317947 | - | 0 | 0 | - | Unknown |
| KRE Strategies, LLC CRD: 285304 | - | 0 | 0 | - | Unknown |
| Kreate Capital Management, LLC CRD: 309103 | - | 0 | 1 | - | Unknown |
| Kreativ Retirement Plan Solutions CRD: 289867 | - | 0 | 0 | - | Unknown |
| Kreditforce Investors, LLC CRD: 308062 | - | 0 | 0 | - | Unknown |
| Krehbiel Financial LLC CRD: 293931 | - | 0 | 1 | - | Unknown |
| Kreid Investment Consulting, Inc. CRD: 281864 | - | 0 | 0 | - | Unknown |
| Kreiling Associates & Co. CRD: 23466 | - | 1 | 0 | B | INACTIVE |
| Kreiner Financial Wealth Management, Inc. CRD: 292878 | - | 0 | 1 | - | Unknown |
| Kreitler Financial LLC CRD: 309056 | - | 0 | 1 | - | Unknown |
| Kreml Corporation CRD: 22125 | - | 0 | 0 | A | INACTIVE |
| Krempa Associates Inc. CRD: 122284 | - | 0 | 4 | - | Unknown |
| Krensavage Asset Management, LLC CRD: 168976 | - | 0 | 1 | - | Unknown |
| Kreos Capital Group Limited CRD: 163478 | - | 0 | 0 | - | Unknown |
| Kreos Capital Group V Limited CRD: 283499 | - | 0 | 0 | - | Unknown |
| Kreos Capital Group VI L.P. CRD: 299127 | - | 0 | 0 | - | Unknown |
| Kreos Capital Group VII LP CRD: 325869 | - | 0 | 0 | - | Unknown |
| Kreos Capital Management II Limited CRD: 283500 | - | 0 | 0 | - | Unknown |
| Krew Capital LLC CRD: 326619 | - | 0 | 1 | - | Unknown |
| KRF Capital LLC CRD: 328334 | - | 0 | 1 | - | Unknown |
| KRG Capital Partners CRD: 111863 | - | 0 | 0 | - | Unknown |
| KRH Investments, LLC CRD: 152805 | - | 0 | 2 | - | Unknown |
| KRI Capital, LLC CRD: 338752 | - | 0 | 1 | - | Unknown |
| Kribs Financial Planning, LLC CRD: 321739 | - | 0 | 0 | - | Unknown |
| Kriczky Wealth Management LLC CRD: 324816 | - | 0 | 1 | - | Unknown |
| Kridel Securities Corporation CRD: 7965 | - | 0 | 0 | A | INACTIVE |
| Krider Wealth Management, LLC CRD: 282148 | - | 0 | 0 | - | Unknown |
| Kriebel GAS & OIL Investments Corp. CRD: 20935 | - | 0 | 0 | A | INACTIVE |
| Krieble Asset Management, Inc. CRD: 122771 | - | 0 | 0 | - | Unknown |
| Krieg Management, LLC CRD: 338621 | - | 0 | 1 | - | Unknown |
| Krieger - Campbell, Incorporated CRD: 8256 | - | 1 | 0 | B | INACTIVE |
| Krieger Financial Services, Inc. CRD: 44959 | - | 0 | 0 | A | INACTIVE |
| Krieger, Wunderlich, Fialkov, Scheinman & Co., Inc… CRD: 7602 | - | 0 | 0 | A | INACTIVE |
| Krier Wealth Management, LLC CRD: 169407 | - | 0 | 0 | - | Unknown |
| Krilogy CRD: 149046 | - | 0 | 20 | - | Unknown |
| Krilogy Capital Management II, LLC CRD: 291877 | - | 0 | 0 | - | Unknown |