Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Kryger Capital Limited CRD: 311987 | - | 0 | 0 | - | Unknown |
| Kryger Capital LLC CRD: 318571 | - | 0 | 0 | - | Unknown |
| Krystal Fortner CRD: 328313 | - | 0 | 1 | - | Unknown |
| Krystoff, Cynthia ANN CRD: 31606 | - | 0 | 0 | A | INACTIVE |
| KS Global Advisors, Inc. CRD: 136308 | - | 0 | 1 | - | Unknown |
| KS Management Corp. CRD: 137416 | - | 0 | 0 | - | Unknown |
| KSA Capital Management, LLC CRD: 130019 | - | 0 | 0 | - | Unknown |
| KSA Financial Services CRD: 117091 | - | 0 | 0 | - | Unknown |
| KSA Partners, LLC CRD: 292102 | - | 0 | 1 | - | Unknown |
| KSB Financial Services, LLC CRD: 172553 | - | 0 | 2 | - | Unknown |
| KSBD, LLC CRD: 169363 | - | 0 | 0 | A | INACTIVE |
| KSH Investment Group, Inc. CRD: 41817 | - | 2 | 0 | B | INACTIVE |
| KSI Advisors, LLC CRD: 331191 | - | 0 | 1 | - | Unknown |
| KSI Financial CRD: 167247 | - | 0 | 0 | - | Unknown |
| KSL Capital Partners CRD: 155677 | - | 0 | 1 | - | Unknown |
| KSQ Financial Services LLC CRD: 333285 | - | 0 | 1 | - | Unknown |
| Kstone Partners LLC CRD: 149931 | - | 0 | 0 | - | Unknown |
| KT Administrators Inc CRD: 112359 | - | 0 | 0 | - | Unknown |
| KT Capital Management LLC CRD: 332694 | - | 0 | 1 | - | Unknown |
| KTA Capital, LLC CRD: 146138 | - | 0 | 0 | A | INACTIVE |
| KTC Advisors, LLC CRD: 319278 | - | 0 | 2 | - | Unknown |
| KTE Capital Management, LLC CRD: 308061 | - | 0 | 1 | - | Unknown |
| KTF Investments, LLC CRD: 337465 | - | 0 | 1 | - | Unknown |
| Kuahiwi Management LLC CRD: 334146 | - | 0 | 0 | - | Unknown |
| Kuark Capital Limited CRD: 342721 | - | 0 | 0 | - | Unknown |
| KUB Convex Partners CRD: 342786 | - | 0 | 0 | - | Unknown |
| Kube Holdings Limited CRD: 318640 | - | 0 | 0 | - | Unknown |
| Kubence CRD: 336461 | - | 0 | 1 | - | Unknown |
| Kuber Capital Management, LLC CRD: 289514 | - | 0 | 1 | - | Unknown |
| Kuber Investments CRD: 297229 | - | 0 | 1 | - | Unknown |
| Kubera Venture Capital, LLC CRD: 308138 | - | 0 | 1 | - | Unknown |
| Kubernetes Asset Management LLC CRD: 300337 | - | 0 | 0 | - | Unknown |
| Kubhera Enterprises LLC CRD: 151619 | - | 0 | 1 | - | Unknown |
| Kubitree LLC CRD: 336330 | - | 0 | 1 | - | Unknown |
| Kubo Financial Planning and Investments, LLC CRD: 291436 | - | 0 | 1 | - | Unknown |
| Kucharo Wealth CRD: 329601 | - | 0 | 1 | - | Unknown |
| Kucheria Capital Management LLC CRD: 136871 | - | 0 | 0 | - | Unknown |
| Kudu Investment Holdings, LLC CRD: 174350 | - | 0 | 1 | - | Unknown |
| Kudzu Growth CRD: 156786 | - | 0 | 0 | - | Unknown |
| Kuehl Capital Corporation CRD: 37789 | - | 0 | 0 | A | INACTIVE |
| Kuesell & Co. - Investment Bankers CRD: 10910 | - | 0 | 0 | A | INACTIVE |
| Kuettel Capital LLC CRD: 174575 | - | 0 | 0 | - | Unknown |
| Kuhl Investments Inc. CRD: 123016 | - | 0 | 2 | - | Unknown |
| Kuhn & Company Investment Counsel, LLC CRD: 306434 | - | 0 | 4 | - | Unknown |
| Kuhn Advisors, Inc. CRD: 117816 | - | 0 | 1 | - | Unknown |
| Kuhn Capital Partners CRD: 283028 | - | 0 | 3 | - | Unknown |
| Kuhn Wealth Management Inc. CRD: 168727 | - | 0 | 1 | - | Unknown |
| Kuhns Brothers & Laidlaw, Inc. CRD: 1481 | - | 0 | 0 | A | INACTIVE |
| Kuhns Brothers Securities Corporation CRD: 47331 | - | 6 | 0 | D | INACTIVE |
| Kukje Investment & Securities, Inc. CRD: 31075 | - | 2 | 0 | B | INACTIVE |