Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Anfield Wealth Management CRD: 297329 | - | 0 | 1 | - | Unknown |
| Anfs, Inc. CRD: 6534 | - | 0 | 0 | A | INACTIVE |
| Angart & Co. CRD: 121394 | - | 0 | 3 | - | Unknown |
| Angel Acceleration Fund Management, LLC CRD: 326499 | - | 0 | 1 | - | Unknown |
| Angel Collective CRD: 313481 | - | 0 | 1 | - | Unknown |
| Angel Investments LLC CRD: 43863 | - | 1 | 0 | B | INACTIVE |
| Angel Island Partners, LLC CRD: 158175 | - | 0 | 0 | - | Unknown |
| Angel Legacy Advisors, LLC CRD: 337395 | - | 0 | 1 | - | Unknown |
| Angel Light Capital CRD: 332254 | - | 0 | 2 | - | Unknown |
| Angel OAK Capital Advisors, LLC CRD: 151090 | - | 0 | 1 | - | Unknown |
| Angel OAK Capital Partners II, LLC CRD: 284373 | - | 0 | 0 | - | Unknown |
| Angel OAK Commercial Real Estate Strategies, LLC CRD: 312027 | - | 0 | 0 | - | Unknown |
| Angel OAK Financial Services LLC CRD: 175497 | - | 0 | 1 | - | Unknown |
| Angel Pond Capital LLC CRD: 287761 | NY | 0 | 2 | A | Active |
| Angel Wealth Advisors CRD: 339005 | - | 0 | 1 | - | Unknown |
| Angeleno Group, LLC CRD: 159677 | - | 0 | 1 | - | Unknown |
| Angeles Capital Group, LLC CRD: 122016 | - | 0 | 0 | A | INACTIVE |
| Angeles Equity Partners, LLC CRD: 281284 | - | 0 | 1 | - | Unknown |
| Angeles Family Office CRD: 338266 | - | 0 | 1 | - | Unknown |
| Angeles Investment Advisors CRD: 110213 | - | 0 | 1 | - | Unknown |
| Angeles Partners LLC CRD: 159464 | - | 0 | 2 | - | Unknown |
| Angeles Securities Corporation CRD: 8083 | - | 0 | 0 | A | INACTIVE |
| Angeles Wealth Management, LLC CRD: 159952 | - | 0 | 7 | - | Unknown |
| Angellist Asset Management, LLC CRD: 330361 | - | 0 | 1 | - | Unknown |
| Angelmae Capital LLC CRD: 306896 | - | 0 | 0 | - | Unknown |
| Angelmd Advisors LLC CRD: 284226 | - | 0 | 1 | - | Unknown |
| Angelmd Catalyst Advisors, LLC CRD: 289904 | - | 0 | 1 | - | Unknown |
| Angelroyce Wealth Advisors, LLC CRD: 159889 | - | 0 | 1 | - | Unknown |
| Angelsdeck LLC CRD: 318857 | - | 0 | 1 | - | Unknown |
| Angelus Investment Consulting, Inc. CRD: 281413 | - | 0 | 1 | - | Unknown |
| Angelus Partners, LLC. CRD: 141300 | - | 0 | 0 | - | Unknown |
| Angelus Wealth, LLC CRD: 328571 | - | 0 | 1 | - | Unknown |
| Angevine Financial Group, LLC CRD: 166660 | - | 0 | 1 | - | Unknown |
| Anglepoint Asset Management, Ltd. CRD: 298649 | - | 0 | 0 | - | Unknown |
| Anglia Advisors CRD: 282832 | - | 0 | 2 | - | Unknown |
| Anglo-American Investor Services Corp. CRD: 14278 | - | 5 | 0 | C | INACTIVE |
| Angstrom Investment Securities, Inc. CRD: 15167 | - | 0 | 0 | A | INACTIVE |
| Angular Ventures CRD: 308361 | - | 0 | 0 | - | Unknown |
| Anichini, Eugene John CRD: 34059 | - | 0 | 0 | A | INACTIVE |
| Animal Capital CRD: 313278 | - | 0 | 1 | - | Unknown |
| Animo Ventures LLC CRD: 298844 | - | 0 | 1 | - | Unknown |
| Animus Wealth Management, LLC. CRD: 309189 | - | 0 | 2 | - | Unknown |
| Anisco Enterprises, Inc. CRD: 14150 | - | 0 | 0 | A | INACTIVE |
| Anish Mehta Capital LLC CRD: 335049 | - | 0 | 1 | - | Unknown |
| Anjet Securities, Inc. CRD: 19173 | - | 0 | 0 | A | INACTIVE |
| Anjuna Partners, LLC CRD: 170893 | - | 0 | 0 | - | Unknown |
| Ankale Capital LLC CRD: 123881 | - | 0 | 0 | A | INACTIVE |
| Ankeny Financial Planning CRD: 308008 | - | 0 | 0 | - | Unknown |
| Ankerstar Wealth, LLC CRD: 170819 | - | 0 | 2 | - | Unknown |
| Ankona Management, LLC CRD: 305665 | - | 0 | 1 | - | Unknown |