Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Labarbera, Joseph Anthony CRD: 139816 | - | 0 | 0 | A | INACTIVE |
| Labcan Derivatives Trading, LLC CRD: 128403 | - | 0 | 0 | A | INACTIVE |
| Lablance Financial Group, LLC CRD: 310331 | - | 0 | 0 | - | Unknown |
| Laborne Dirk Russell CRD: 39261 | - | 0 | 0 | A | INACTIVE |
| Labrador Investments, LLC CRD: 119733 | - | 0 | 1 | - | Unknown |
| Labrador Ventures CRD: 162887 | - | 0 | 0 | - | Unknown |
| Labranche & Co. LLC CRD: 32661 | - | 8 | 0 | D | INACTIVE |
| Labranche Financial Services, LLC CRD: 7432 | - | 9 | 0 | D | INACTIVE |
| Labranche Structured Products Direct CRD: 45821 | - | 0 | 0 | A | INACTIVE |
| Labranche Structured Products Specialists LLC CRD: 130740 | - | 0 | 0 | A | INACTIVE |
| Labrec Securities, Inc. CRD: 10473 | - | 0 | 0 | A | INACTIVE |
| Labrum Wealth Management, LLC CRD: 150734 | - | 0 | 0 | - | Unknown |
| Labrys II Management, LLC CRD: 337441 | - | 0 | 1 | - | Unknown |
| Laburnum Capital Advisors Private Limited CRD: 311206 | - | 0 | 0 | - | Unknown |
| Lacey, Karen Louise CRD: 118229 | - | 0 | 0 | A | INACTIVE |
| Lach Financial CRD: 157065 | - | 0 | 2 | - | Unknown |
| Lachance Wealth Partners CRD: 334912 | - | 0 | 1 | - | Unknown |
| Lacken BAY Partners, LLC CRD: 132157 | - | 0 | 0 | A | INACTIVE |
| Laconia Advisory Services LLC CRD: 321749 | - | 0 | 1 | - | Unknown |
| Laconia Capital Corporation CRD: 104027 | - | 1 | 0 | B | INACTIVE |
| Lacop Securities, Inc. CRD: 15847 | - | 0 | 0 | A | INACTIVE |
| Lacoste Ventures LLC CRD: 322258 | - | 0 | 0 | - | Unknown |
| Lacrosse Investment Securities Inc. CRD: 15239 | - | 0 | 0 | A | INACTIVE |
| Lacuna LLC CRD: 163140 | - | 0 | 0 | - | Unknown |
| LAD Capital, Inc. CRD: 156502 | - | 0 | 0 | - | Unknown |
| Ladd Capital Management LLC CRD: 105162 | - | 0 | 3 | - | Unknown |
| Ladd Dinkins & Company CRD: 25987 | - | 0 | 0 | A | INACTIVE |
| Ladd Dinkins & Company CRD: 504 | - | 0 | 0 | A | INACTIVE |
| Ladder 31 Investments CRD: 169310 | - | 0 | 0 | - | Unknown |
| Ladder Capital Asset Management LLC CRD: 160383 | - | 0 | 1 | - | Unknown |
| Ladder Capital Securities LLC CRD: 151403 | - | 1 | 0 | B | INACTIVE |
| Ladenburg Capital Management Inc. CRD: 14623 | - | 25 | 0 | F | INACTIVE |
| Ladenburg Financial Services LLC CRD: 126943 | - | 0 | 0 | A | INACTIVE |
| Ladenburg Thalmann & Co. Inc. CRD: 505 | NY | 50 | 7 | D | Active |
| Ladenburg Thalmann Asset Management Inc CRD: 108604 | - | 0 | 35 | - | Unknown |
| Ladenburg Thalmann Financial Services LLC CRD: 104310 | - | 0 | 0 | A | INACTIVE |
| Ladenburg Thalmann Fund Management LLC CRD: 129787 | - | 0 | 0 | - | Unknown |
| Ladera Investments, LLC CRD: 137082 | - | 0 | 0 | - | Unknown |
| Ladewig Investment Management, LLC CRD: 314620 | - | 0 | 1 | - | Unknown |
| Ladin Financial Group, Inc. CRD: 168691 | - | 0 | 1 | - | Unknown |
| Ladyface Capital, LLC CRD: 169801 | - | 0 | 0 | - | Unknown |
| Laegreid, Ivar CRD: 131372 | - | 0 | 0 | A | INACTIVE |
| Lafargue Financial Group, Inc. CRD: 120867 | - | 0 | 3 | - | Unknown |
| Lafayette Advisors LLC CRD: 165241 | - | 0 | 0 | - | Unknown |
| Lafayette Capital Corporation CRD: 23285 | - | 0 | 0 | A | INACTIVE |
| Lafayette Investments, Inc. CRD: 22471 | - | 0 | 1 | A | INACTIVE |
| Lafayette Square Management, LLC CRD: 310814 | - | 0 | 0 | - | Unknown |
| Lafayette Square Wealth, LLC CRD: 340067 | - | 0 | 0 | - | Unknown |
| Lafer Management Corp. CRD: 136955 | - | 0 | 0 | - | Unknown |
| Laffer Tengler Investments, Inc. CRD: 108068 | - | 0 | 13 | - | Unknown |