Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Latour Capital CRD: 282267 | - | 0 | 0 | - | Unknown |
| Latour Trading LLC CRD: 150887 | NY | 4 | 2 | B | Active |
| Latr Ventures, LLC CRD: 315936 | - | 0 | 1 | - | Unknown |
| Latshaw & Company, Inc. CRD: 19762 | - | 0 | 0 | A | INACTIVE |
| Lattanzi Financial Services LLC CRD: 282894 | - | 0 | 1 | - | Unknown |
| Lattice Capital Management LLC CRD: 141860 | - | 0 | 0 | - | Unknown |
| Lattice Capital Management, LLC CRD: 320606 | - | 0 | 1 | - | Unknown |
| Lattice Financial, LLC CRD: 310836 | - | 0 | 1 | - | Unknown |
| Lattice Trading, Inc. CRD: 31578 | - | 0 | 0 | A | INACTIVE |
| Lattice Wealth Advisors CRD: 301132 | - | 0 | 1 | - | Unknown |
| Latticewave Management, LLC CRD: 307008 | - | 0 | 0 | - | Unknown |
| Latticework Capital Management LLC CRD: 281690 | - | 0 | 1 | - | Unknown |
| Latticework Investment Management CRD: 341515 | - | 0 | 1 | - | Unknown |
| Latticework Investments, LLC CRD: 316290 | - | 0 | 1 | - | Unknown |
| Lattis Management LP CRD: 333629 | - | 0 | 1 | - | Unknown |
| Latus Partners, LLC CRD: 163036 | - | 0 | 0 | - | Unknown |
| LAU Advisory Service CRD: 141565 | - | 0 | 0 | - | Unknown |
| LAU Associates LLC CRD: 105608 | - | 0 | 0 | - | Unknown |
| Laub Martin Inc. CRD: 24492 | - | 0 | 0 | A | INACTIVE |
| Laude Ventures CRD: 332427 | - | 0 | 1 | - | Unknown |
| Laude, Stephen Hanafin CRD: 123519 | - | 0 | 0 | A | INACTIVE |
| Lauer and Company, Inc. CRD: 8084 | - | 0 | 0 | A | INACTIVE |
| Lauer Capital Management Ltd CRD: 109660 | - | 0 | 2 | - | Unknown |
| Lauer Capital Management, LLC CRD: 282419 | - | 0 | 0 | - | Unknown |
| Lauer Wealth Management CRD: 289763 | - | 0 | 1 | - | Unknown |
| Laufer Planning Corp. CRD: 2522 | - | 0 | 0 | A | INACTIVE |
| Laufer Wealth Management, LLC CRD: 173446 | - | 0 | 1 | - | Unknown |
| Laughlin Financial Advisors CRD: 127135 | - | 0 | 0 | - | Unknown |
| Laughlin Financial LLC CRD: 165105 | - | 0 | 1 | - | Unknown |
| Laughna Financial Planning LLC CRD: 307940 | - | 0 | 2 | - | Unknown |
| Laughter Financial CRD: 301316 | - | 0 | 2 | - | Unknown |
| Laulima Family Offices, LLC CRD: 160516 | - | 0 | 0 | - | Unknown |
| Launch Factory, LLC CRD: 313344 | - | 0 | 1 | - | Unknown |
| Launch Financial Planning CRD: 307327 | - | 0 | 3 | - | Unknown |
| Launch House Ventures Management LLC CRD: 318469 | - | 0 | 0 | - | Unknown |
| Launch Wealth CRD: 322115 | - | 0 | 1 | - | Unknown |
| Launch Wealth Management CRD: 338414 | - | 0 | 1 | - | Unknown |
| Launchny Seed Fund Management II, LLC CRD: 329464 | - | 0 | 1 | - | Unknown |
| Launchpad Advisers II, LLC CRD: 309581 | - | 0 | 0 | - | Unknown |
| Launchpad Advisers III, LLC CRD: 309586 | - | 0 | 0 | - | Unknown |
| Launchpad Advisers, LLC CRD: 307749 | - | 0 | 0 | - | Unknown |
| Launchpad Capital Management Company LLC CRD: 313486 | - | 0 | 1 | - | Unknown |
| Laura Edwards Financial, LLC CRD: 174347 | - | 0 | 0 | - | Unknown |
| Lauran Capital Corp. CRD: 19934 | - | 0 | 0 | A | INACTIVE |
| Laureate Capital Real Estate Management, LLC CRD: 319707 | - | 0 | 1 | - | Unknown |
| Laureate Wealth Management, LLC CRD: 172519 | - | 0 | 4 | - | Unknown |
| Laurel Financial Group Inc CRD: 112389 | - | 0 | 0 | - | Unknown |
| Laurel Grove Capital LLC CRD: 107503 | - | 0 | 0 | - | Unknown |
| Laurel Hill Securities LLC CRD: 149152 | - | 0 | 0 | A | INACTIVE |
| Laurel OAK Wealth Management, LLC CRD: 336824 | - | 0 | 1 | - | Unknown |