Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Lederer Private Wealth Management, LLC CRD: 134715 | - | 0 | 0 | - | Unknown |
| Ledge Wealth CRD: 165713 | - | 0 | 0 | - | Unknown |
| Ledgemont Capital Markets LLC CRD: 119340 | - | 2 | 0 | B | INACTIVE |
| Ledgemont Securities LLC CRD: 145009 | - | 0 | 0 | A | INACTIVE |
| Ledger Capital Markets, LLC CRD: 289140 | NY | 0 | 3 | A | Active |
| Ledger ILS Managers, LLC CRD: 316012 | - | 0 | 0 | - | Unknown |
| Ledgerplus Financial Services LLC CRD: 291907 | - | 0 | 1 | - | Unknown |
| Ledgerprime, LLC CRD: 313715 | - | 0 | 0 | - | Unknown |
| Ledgestone Capital Management, LLC CRD: 168876 | - | 0 | 0 | - | Unknown |
| Ledgewood Capital, Inc CRD: 161700 | - | 0 | 0 | - | Unknown |
| Ledgewood Management CRD: 326831 | - | 0 | 1 | - | Unknown |
| Ledgewood Wealth Advisors, LLC CRD: 109049 | - | 0 | 2 | - | Unknown |
| Ledgewyn Exchange Ltd CRD: 338662 | - | 0 | 1 | - | Unknown |
| Lednam Enterprises, LLC CRD: 116108 | - | 0 | 0 | - | Unknown |
| Ledyard Capital CRD: 314601 | - | 0 | 0 | - | Unknown |
| LEE & Hite CRD: 16007 | - | 0 | 0 | A | INACTIVE |
| LEE & SON Trading CRD: 120949 | - | 1 | 0 | B | INACTIVE |
| LEE Capital Asset Management LLC CRD: 296878 | - | 0 | 0 | - | Unknown |
| LEE Capital Management CRD: 129938 | - | 0 | 0 | - | Unknown |
| LEE Capital Management #1 LLC CRD: 315693 | - | 0 | 1 | - | Unknown |
| LEE Commerce Advisors LLC CRD: 299422 | - | 0 | 1 | - | Unknown |
| LEE Danner & Bass Inc CRD: 111002 | - | 0 | 4 | - | Unknown |
| LEE E. Holland, CPA, CFP CRD: 122276 | - | 0 | 0 | - | Unknown |
| LEE Equity Partners, LLC CRD: 157422 | - | 0 | 1 | - | Unknown |
| LEE Financial Company, LLC CRD: 105910 | - | 0 | 15 | - | Unknown |
| LEE Financial Group CRD: 319537 | - | 0 | 1 | - | Unknown |
| LEE Financial Group Hawaii, Inc. CRD: 104781 | - | 0 | 0 | - | Unknown |
| LEE Financial Group, Inc. CRD: 121803 | - | 0 | 1 | - | Unknown |
| LEE Harris and Company CRD: 10617 | - | 3 | 0 | C | INACTIVE |
| LEE Hyder and Associates Wealth Management, LLC CRD: 175474 | - | 0 | 1 | - | Unknown |
| LEE Investment Consulting, LLC CRD: 117269 | - | 0 | 0 | - | Unknown |
| LEE Investment Management LLC CRD: 120535 | - | 0 | 0 | - | Unknown |
| LEE Miles LLC CRD: 170776 | - | 0 | 1 | - | Unknown |
| LEE R. Robinson & Associates CRD: 136458 | - | 0 | 1 | - | Unknown |
| LEE Richard Riegler, JR. CRD: 116321 | - | 0 | 0 | - | Unknown |
| LEE Sager JR. Inc. CRD: 26545 | - | 0 | 0 | A | INACTIVE |
| LEE Securities Corp CRD: 33079 | - | 1 | 0 | B | INACTIVE |
| LEE Slater + Associates CRD: 300649 | - | 0 | 1 | - | Unknown |
| LEE, Byron TAK CRD: 31603 | - | 0 | 0 | A | INACTIVE |
| LEE, Dennis CRD: 148036 | - | 0 | 0 | - | Unknown |
| LEE, Kelleher & Klein Wealth Management CRD: 331717 | - | 0 | 1 | - | Unknown |
| LEE, Kimun CRD: 118512 | - | 0 | 2 | - | Unknown |
| Leeb Brokerage Services, Inc. CRD: 46195 | - | 2 | 0 | B | INACTIVE |
| Leechgary Asset Management LLC CRD: 125133 | - | 0 | 2 | - | Unknown |
| Leeds Capital Management, LLC CRD: 338932 | - | 0 | 1 | - | Unknown |
| Leeds Equity Partners CRD: 161956 | - | 0 | 1 | - | Unknown |
| Leeds Group, Inc. CRD: 40257 | - | 0 | 0 | A | INACTIVE |
| Leeds Securities Ltd. CRD: 23653 | - | 0 | 0 | A | INACTIVE |
| Leeds Securities, Inc. CRD: 16939 | - | 0 | 0 | A | INACTIVE |
| Leedy, Wheeler & Alleman, Inc. CRD: 512 | - | 0 | 0 | A | INACTIVE |