Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| CARMOT CAPITAL LLC CRD: 167345 | — | 0 | 0 | A | Unknown |
| CARNE CAPITAL, LLC CRD: 159972 | — | 0 | 0 | A | Unknown |
| CARNEGIE BROKERAGE CORP. CRD: 16239 | — | 0 | 0 | A | INACTIVE |
| CARNEGIE CHILDS & COMPANY L.L.C. CRD: 43819 | — | 0 | 0 | A | INACTIVE |
| CARNEGIE, INC. CRD: 19381 | — | 0 | 0 | A | INACTIVE |
| CARNEGIE, INC. CRD: 31184 | — | 0 | 0 | A | INACTIVE |
| CARNES CAPITAL CORPORATION CRD: 16187 | FL | 5 | 1 | F | Active |
| CARNEY & COMPANY CRD: 10789 | — | 0 | 0 | A | INACTIVE |
| CARNICK & KUBIK, LLC CRD: 159115 | — | 0 | 0 | A | Unknown |
| CARNRITE VENTURES CRD: 311545 | — | 0 | 0 | A | Unknown |
| CARNRITE VENTURES CRD: 328025 | — | 0 | 0 | A | Unknown |
| CARO-KANN CAPITAL LLC CRD: 174879 | — | 0 | 0 | A | Unknown |
| CAROFIN, LLC CRD: 298717 | NC | 0 | 1 | A | Active |
| CAROLAN & CO., INC. CRD: 7016 | — | 0 | 0 | A | INACTIVE |
| CAROLINA CAPITAL CONSULTING, INC. CRD: 116802 | — | 0 | 0 | A | Unknown |
| CAROLINA HOLDING CRD: 47726 | — | 0 | 0 | A | INACTIVE |
| CAROLINA QUALIFIED RETIREMENT PLAN ADVISERS, LLC CRD: 171534 | — | 0 | 0 | A | Unknown |
| CAROLYN J. TOMLINSON CRD: 112288 | — | 0 | 0 | A | Unknown |
| CAROUSEL GROUP II CRD: 119726 | — | 0 | 0 | A | INACTIVE |
| CARPA FAMILY OFFICE CRD: 329017 | — | 0 | 0 | A | Unknown |
| CARR CONSULTING P.A. CRD: 129350 | — | 0 | 0 | A | Unknown |
| CARR FINANCIAL GROUP CRD: 317321 | — | 0 | 0 | A | Unknown |
| CARR TRADING LLC CRD: 104335 | — | 0 | 0 | A | INACTIVE |
| CARR'S HILL PARTNERS CRD: 305205 | — | 0 | 0 | A | Unknown |
| CARRACK CAPITAL INC. CRD: 322059 | — | 0 | 0 | A | Unknown |
| CARREDEN GROUP, INC. CRD: 30717 | — | 0 | 0 | A | INACTIVE |
| CARRHAE CAPITAL CRD: 161900 | — | 0 | 0 | A | Unknown |
| CARRICK LANE LLC CRD: 309148 | — | 0 | 0 | A | Unknown |
| CARROLL ADVISORY GROUP CRD: 334565 | — | 0 | 0 | A | Unknown |
| CARROLL INVESTORS, INC. CRD: 311180 | — | 0 | 0 | A | Unknown |
| CARRVEST, INC. CRD: 16423 | — | 0 | 0 | A | INACTIVE |
| CARSON ADVISORY GROUP CRD: 117410 | — | 0 | 0 | A | Unknown |
| CARSON CAPITAL CRD: 314563 | — | 0 | 0 | A | Unknown |
| CARSONS CAPITAL LLC CRD: 333489 | — | 0 | 0 | A | Unknown |
| CART SECURITIES, L.P. CRD: 125201 | — | 0 | 0 | A | INACTIVE |
| CARTENNA CAPITAL CRD: 307688 | — | 0 | 0 | A | Unknown |
| CARTER CAPITAL CORPORATION CRD: 23521 | CT | 0 | 1 | A | Active |
| CARTER GROUP GP LLC CRD: 319611 | — | 0 | 0 | A | Unknown |
| CARTER KAPLAN & COMPANY CRD: 14545 | — | 0 | 0 | A | INACTIVE |
| CARTERA INVESTMENTS CRD: 328615 | — | 0 | 0 | A | Unknown |
| CARTESIUS MANAGEMENT CRD: 310284 | — | 0 | 0 | A | Unknown |
| CARTHAGE GROUP INC. CRD: 18289 | — | 0 | 0 | A | INACTIVE |
| CARTWRIGHT AND WALKER SECURITIES, INCORPORATED CRD: 23504 | — | 0 | 0 | A | INACTIVE |
| CARTY, HARDING & HEARN, INC. CRD: 7001 | TN | 20 | 1 | F | Active |
| CARUSO MCLEAN & CO., INC. CRD: 126084 | — | 0 | 0 | A | Unknown |
| CARUSO VENTURES CRD: 323276 | — | 0 | 0 | A | Unknown |
| CARVER CAPITAL, LLC CRD: 286097 | — | 0 | 0 | A | Unknown |
| CARVER CROSS SECURITIES CORP. CRD: 44722 | — | 1 | 0 | F | INACTIVE |
| CARY STREET PARTNERS CRD: 128089 | VA | 0 | 1 | A | Active |
| CARY STREET PARTNERS CRD: 128545 | — | 0 | 0 | A | Unknown |