Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Antaeus Capital, Inc. CRD: 627 | - | 2 | 0 | B | INACTIVE |
| Antalya Capital LLC CRD: 315013 | - | 0 | 0 | - | Unknown |
| Antalya Investment LLC CRD: 325324 | - | 0 | 0 | - | Unknown |
| Antalya Management LLC CRD: 329312 | - | 0 | 0 | - | Unknown |
| Antao Capital LLC CRD: 327456 | - | 0 | 1 | - | Unknown |
| Antara Capital LP CRD: 298247 | - | 0 | 1 | - | Unknown |
| Antaradus CRD: 171104 | - | 0 | 0 | - | Unknown |
| Antarctica Advisors, LLC CRD: 168101 | FL | 0 | 2 | A | Active |
| Antarctica Investment Advisors, LLC CRD: 284659 | - | 0 | 1 | - | Unknown |
| Antares Capital Advisers LLC CRD: 281998 | - | 0 | 1 | - | Unknown |
| Antares Capital Corporation CRD: 163334 | - | 0 | 1 | - | Unknown |
| Antares Capital Credit Advisers LLC CRD: 328497 | - | 0 | 1 | - | Unknown |
| Antares Wealth CRD: 305732 | - | 0 | 0 | - | Unknown |
| Antebi Capital LLC CRD: 318046 | - | 0 | 0 | - | Unknown |
| Antects Asset Management Limited CRD: 338363 | - | 0 | 0 | - | Unknown |
| Anter Capital LLC CRD: 341049 | - | 0 | 1 | - | Unknown |
| Anterior Guidance LLC CRD: 174839 | - | 0 | 0 | - | Unknown |
| Antero Capital, LLC CRD: 112405 | - | 0 | 0 | - | Unknown |
| Anteros Capital Markets LLC CRD: 38701 | - | 1 | 0 | B | INACTIVE |
| Anterra Capital CRD: 284776 | - | 0 | 0 | - | Unknown |
| Anthem Advisors, LLC CRD: 298454 | - | 0 | 0 | - | Unknown |
| Anthem Asset Management CRD: 136271 | - | 0 | 2 | - | Unknown |
| Anthem Partners, L.P. CRD: 29846 | - | 0 | 0 | A | INACTIVE |
| Anthem Securities, Inc. CRD: 42420 | - | 1 | 0 | B | INACTIVE |
| Anthem Securities, LLC CRD: 333874 | NY | 0 | 2 | A | Active |
| Anthem Venture Management, LLC CRD: 163445 | - | 0 | 1 | - | Unknown |
| Anthem Wealth Management, LLC CRD: 288467 | - | 0 | 0 | - | Unknown |
| Anthem Wealth Partners, Inc. CRD: 287963 | - | 0 | 0 | - | Unknown |
| Anthemis Capital Managers (Americas) LLC CRD: 323376 | - | 0 | 1 | - | Unknown |
| Anthony Capital, LLC CRD: 152504 | - | 0 | 0 | - | Unknown |
| Anthony Investment Co. CRD: 7329 | - | 0 | 0 | A | INACTIVE |
| Anthony Investment Management, Inc. CRD: 142931 | - | 0 | 0 | - | Unknown |
| Anthony J. Mancini, I.A. CRD: 133537 | - | 0 | 1 | - | Unknown |
| Anthony J. Orlando Inc. CRD: 122026 | - | 0 | 2 | - | Unknown |
| Anthony M. Rispoli, CPA CRD: 129432 | - | 0 | 0 | - | Unknown |
| Anthony Misciagna & Co., Inc. CRD: 4116 | - | 0 | 0 | A | INACTIVE |
| Anthony P. Carnevale C.P.A. CRD: 135182 | - | 0 | 2 | - | Unknown |
| Anthony Petsis & Associates Inc. CRD: 123209 | - | 0 | 2 | - | Unknown |
| Anthony Smith Advisors, Inc. CRD: 125730 | - | 0 | 0 | - | Unknown |
| Anthony Wealth Management, Inc. CRD: 272031 | - | 0 | 0 | - | Unknown |
| Anthos Capital CRD: 165980 | - | 0 | 1 | - | Unknown |
| Anthrofi Wealth Group CRD: 316596 | - | 0 | 0 | - | Unknown |
| Anthropocene Ventures LLC CRD: 319070 | - | 0 | 1 | - | Unknown |
| Anti Fund Investment Fund, LLC CRD: 321936 | - | 0 | 1 | - | Unknown |
| Antikythera Enterprises LLC CRD: 282936 | - | 0 | 0 | - | Unknown |
| Antiloop CRD: 336399 | - | 0 | 0 | - | Unknown |
| Antin Infrastructure Partners UK Ltd CRD: 198519 | - | 0 | 0 | - | Unknown |
| Antin Infrastructure Partners US Services LLC CRD: 298930 | - | 0 | 1 | - | Unknown |
| Antipodean Advisors LLC CRD: 155091 | - | 0 | 1 | - | Unknown |
| Antiportfolio Ventures, LLC CRD: 341108 | - | 0 | 1 | - | Unknown |