Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Main Line Capital Management LLC CRD: 130960 | - | 0 | 1 | - | Unknown |
| Main Line Financial Advisors, LLC. CRD: 121583 | - | 0 | 0 | - | Unknown |
| Main Line Group Wealth Management, LLC CRD: 150964 | - | 0 | 1 | - | Unknown |
| Main Line Investment Group, Ltd. CRD: 25499 | - | 0 | 0 | A | INACTIVE |
| Main Line Investors, Inc. CRD: 128289 | - | 0 | 0 | - | Unknown |
| Main Line Options Traders CRD: 31387 | - | 0 | 0 | A | INACTIVE |
| Main Line Retirement Advisors, LLC CRD: 284780 | - | 0 | 3 | - | Unknown |
| Main Management ETF Advisors, LLC CRD: 288558 | - | 0 | 1 | - | Unknown |
| Main Management Fund Advisors, LLC CRD: 281689 | - | 0 | 1 | - | Unknown |
| Main Management, LLC CRD: 120361 | - | 0 | 8 | - | Unknown |
| Main Point Advisors, Inc. CRD: 167039 | - | 0 | 0 | - | Unknown |
| Main Post Partners CRD: 172703 | - | 0 | 1 | - | Unknown |
| Main Quad Capital Management, LLC CRD: 326533 | - | 0 | 1 | - | Unknown |
| Main Stream Advisors CRD: 143734 | - | 0 | 0 | - | Unknown |
| Main Street Advisors CRD: 43011 | - | 0 | 0 | - | Unknown |
| Main Street Advisors CRD: 305170 | - | 0 | 1 | - | Unknown |
| Main Street Advisors LLC CRD: 332071 | - | 0 | 1 | - | Unknown |
| Main Street Advisors, LLC CRD: 116303 | - | 0 | 0 | - | Unknown |
| Main Street Advisors, LLC CRD: 121797 | - | 0 | 2 | - | Unknown |
| Main Street Asset Management LLC CRD: 281694 | - | 0 | 1 | - | Unknown |
| Main Street Asset Managment CRD: 149610 | - | 0 | 2 | - | Unknown |
| Main Street Capital Corporation CRD: 31242 | - | 0 | 0 | A | INACTIVE |
| Main Street Financial CRD: 164106 | - | 0 | 0 | - | Unknown |
| Main Street Financial CRD: 118130 | - | 0 | 1 | - | Unknown |
| Main Street Financial Group LLC CRD: 334392 | - | 0 | 1 | - | Unknown |
| Main Street Financial Life Advisors, LLC CRD: 118544 | - | 0 | 2 | - | Unknown |
| Main Street Financial Solutions, LLC CRD: 305834 | - | 0 | 36 | - | Unknown |
| Main Street Financial Solutions, LLC CRD: 146118 | - | 0 | 0 | - | Unknown |
| Main Street Investment Management CRD: 161452 | - | 0 | 2 | - | Unknown |
| Main Street Investments CRD: 164265 | - | 0 | 2 | - | Unknown |
| Main Street Investors, LLC CRD: 299291 | - | 0 | 1 | - | Unknown |
| Main Street Management Company CRD: 547 | - | 4 | 0 | C | INACTIVE |
| Main Street Management Company CRD: 111736 | - | 0 | 1 | - | Unknown |
| Main Street Research LLC CRD: 114629 | - | 0 | 9 | - | Unknown |
| Main Street Resources CRD: 162356 | - | 0 | 1 | - | Unknown |
| Main Street Retirement Planning, LLC CRD: 313051 | - | 0 | 1 | - | Unknown |
| Main Street Securities LLC CRD: 324347 | - | 0 | 0 | A | INACTIVE |
| Main Street Securities, Inc. CRD: 8522 | - | 0 | 0 | A | INACTIVE |
| Main Street Securities, LLC CRD: 47127 | - | 3 | 0 | C | INACTIVE |
| Main Street Wealth Management, LLC CRD: 301185 | - | 0 | 1 | - | Unknown |
| Maine Advisory Associates CRD: 311679 | - | 0 | 4 | - | Unknown |
| Maine Advisory Associates, Inc. CRD: 173886 | - | 0 | 0 | - | Unknown |
| Maine Center for Wealth Management, LLC CRD: 173884 | - | 0 | 1 | - | Unknown |
| Maine Investors Service CRD: 2631 | - | 0 | 0 | A | INACTIVE |
| Maine Securities Corporation CRD: 16976 | ME | 3 | 4 | B | Active |
| Mainfirst Securities US Inc. CRD: 150982 | - | 0 | 0 | A | INACTIVE |
| Mainland Financial CRD: 119667 | - | 0 | 2 | - | Unknown |
| Mainland Securities Corp. CRD: 16119 | - | 0 | 0 | A | INACTIVE |
| Mainline Investment Advisers, LLC CRD: 159045 | - | 0 | 1 | - | Unknown |
| Mainline Private Wealth, LLC CRD: 159295 | - | 0 | 0 | - | Unknown |