Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Morr Capital Management, Inc. CRD: 135763 | - | 0 | 0 | - | Unknown |
| Morrill Financial Services CRD: 133012 | - | 0 | 0 | - | Unknown |
| Morris & Wells Wealth Management CRD: 162411 | - | 0 | 1 | - | Unknown |
| Morris Asset Management CRD: 149250 | - | 0 | 1 | - | Unknown |
| Morris Associates LLC CRD: 138260 | - | 0 | 0 | - | Unknown |
| Morris Capital Management, LLC CRD: 282165 | - | 0 | 0 | - | Unknown |
| Morris David & Sons Securities, Inc. CRD: 26194 | - | 3 | 0 | C | INACTIVE |
| Morris Financial Concepts, Inc. CRD: 114862 | - | 0 | 1 | - | Unknown |
| Morris Financial, Inc. CRD: 18561 | - | 0 | 0 | A | INACTIVE |
| Morris Group, Inc. CRD: 13181 | IN | 0 | 2 | A | Active |
| Morris Investment Counsel, Inc. CRD: 126272 | - | 0 | 0 | - | Unknown |
| Morris Securities, Ltd. CRD: 7714 | - | 0 | 0 | A | INACTIVE |
| Morris Wealth Management CRD: 165662 | - | 0 | 0 | - | Unknown |
| Morris Wealth Management CRD: 338474 | - | 0 | 1 | - | Unknown |
| Morris, Terrence CRD: 146710 | - | 0 | 0 | A | INACTIVE |
| Morrison Fiduciary Advisors, Inc. CRD: 127562 | - | 0 | 2 | - | Unknown |
| Morrison Financial CRD: 115020 | - | 0 | 0 | - | Unknown |
| Morrison Investments, Inc. CRD: 27486 | - | 0 | 0 | A | INACTIVE |
| Morrison Seger, LLC CRD: 324716 | - | 0 | 1 | - | Unknown |
| Morrison US, LLC CRD: 315983 | - | 0 | 0 | - | Unknown |
| Morrison, Schulte & Co., Inc. CRD: 7785 | - | 0 | 0 | A | INACTIVE |
| Morrissey (JR), Thomas Michael CRD: 46084 | - | 0 | 0 | A | INACTIVE |
| Morrissey Wealth Management LLC CRD: 291228 | - | 0 | 1 | - | Unknown |
| Morro Venture Partners LLC CRD: 298911 | - | 0 | 1 | - | Unknown |
| Morro Ventures Caribbean CRD: 338367 | - | 0 | 1 | - | Unknown |
| Morse Asset Management, Inc. CRD: 285650 | - | 0 | 1 | - | Unknown |
| Morse Capital Partners, LLC CRD: 146383 | - | 0 | 0 | - | Unknown |
| Morse Energy Capital Partners, LLC CRD: 284337 | - | 0 | 0 | - | Unknown |
| Morse Group Investment Advisors CRD: 310689 | - | 0 | 1 | - | Unknown |
| Morse Investment Management Company, Inc. CRD: 128355 | - | 0 | 0 | - | Unknown |
| Mort Kelly Financial Services, LLC CRD: 164618 | - | 0 | 1 | - | Unknown |
| Morter Investment Management LLC CRD: 124047 | - | 0 | 1 | - | Unknown |
| Mortgage Capital Opportunities LLC CRD: 290422 | - | 0 | 0 | - | Unknown |
| Mortgage Industry Advisory Company CRD: 122337 | - | 0 | 0 | - | Unknown |
| Mortgage Reit Investment Advisors, LLC CRD: 304455 | - | 0 | 0 | - | Unknown |
| Mortgages Ltd. Securities, L.L.C. CRD: 127935 | - | 2 | 0 | B | INACTIVE |
| Morton Brown Family Wealth LLC CRD: 292278 | - | 0 | 1 | - | Unknown |
| Morton Clarke Inc. CRD: 37182 | - | 0 | 0 | A | INACTIVE |
| Morton Seidel & Company, Inc. CRD: 3350 | - | 0 | 0 | A | INACTIVE |
| Morton Tarter Associates, Inc. CRD: 14194 | - | 0 | 0 | A | INACTIVE |
| Morton Wealth CRD: 141250 | - | 0 | 5 | - | Unknown |
| Morton Wealth Management LLC CRD: 111471 | - | 0 | 0 | - | Unknown |
| Morton, Sinclair & Co., Inc. CRD: 23957 | - | 0 | 0 | A | INACTIVE |
| Morton-Douglas, Inc. CRD: 29395 | - | 0 | 0 | A | INACTIVE |
| Morview Capital Fund C LLC CRD: 339276 | - | 0 | 1 | - | Unknown |
| MOS Capital, Inc. CRD: 109612 | - | 0 | 3 | - | Unknown |
| Mosaic Advisors CRD: 164913 | - | 0 | 2 | - | Unknown |
| Mosaic Advisory Group CRD: 123960 | - | 0 | 0 | - | Unknown |
| Mosaic ATS, LLC CRD: 335824 | NY | 0 | 2 | A | Active |
| Mosaic Capital Inc. CRD: 336051 | - | 0 | 0 | - | Unknown |