Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Motion Capital Managers LLC CRD: 317151 | - | 0 | 0 | - | Unknown |
| Motiv8 Investments LLC CRD: 285560 | - | 0 | 9 | - | Unknown |
| Motivate Capital Management, LLC CRD: 314339 | - | 0 | 0 | - | Unknown |
| Motive Capital Management, LLC CRD: 285341 | - | 0 | 1 | - | Unknown |
| Motive UK Advisors, LLP CRD: 292688 | - | 0 | 0 | - | Unknown |
| Motive Wealth Advisors, LLC CRD: 312303 | - | 0 | 2 | - | Unknown |
| Motivesting LLC CRD: 286023 | - | 0 | 0 | - | Unknown |
| Motivus Capital, LLC CRD: 171156 | - | 0 | 1 | - | Unknown |
| Motiwala Capital CRD: 156133 | - | 0 | 1 | - | Unknown |
| Motley Fool Asset Management CRD: 149688 | - | 0 | 1 | - | Unknown |
| Motley Fool Ventures CRD: 298748 | - | 0 | 1 | - | Unknown |
| Motley Fool Wealth Management, LLC CRD: 165689 | - | 0 | 3 | - | Unknown |
| Moto Capital Group Inc. CRD: 293001 | - | 0 | 0 | - | Unknown |
| Mott Capital Management LLC CRD: 172373 | - | 0 | 1 | - | Unknown |
| Motta Wealth Management LLC CRD: 329970 | - | 0 | 1 | - | Unknown |
| Motte Managers, LLC CRD: 143895 | - | 0 | 0 | - | Unknown |
| Mottet Wealth CRD: 116044 | - | 0 | 2 | - | Unknown |
| Motum Capital Management LLC CRD: 336528 | - | 0 | 0 | - | Unknown |
| Motus Capital Management LLC CRD: 321875 | - | 0 | 1 | - | Unknown |
| Motus Partners LLC CRD: 309951 | - | 0 | 1 | - | Unknown |
| Motus Ventures, LLC CRD: 283383 | - | 0 | 1 | - | Unknown |
| Motus Wealth CRD: 317889 | - | 0 | 3 | - | Unknown |
| Motus Wyoming LLC CRD: 341087 | - | 0 | 0 | - | Unknown |
| Moudrost, LLC CRD: 154322 | - | 0 | 0 | - | Unknown |
| Moulton Wealth Management, Inc CRD: 304598 | - | 0 | 1 | - | Unknown |
| Moultrup Wealth Management, LLC CRD: 226642 | - | 0 | 0 | - | Unknown |
| Mouly Financial Management, Inc. CRD: 141809 | - | 0 | 1 | - | Unknown |
| Mount Ararat Financial Services LLC CRD: 331136 | - | 0 | 1 | - | Unknown |
| Mount Curve Capital Management CRD: 323355 | - | 0 | 1 | - | Unknown |
| Mount Elbert Edgecore Platform Manager, LLC CRD: 291660 | - | 0 | 0 | - | Unknown |
| Mount Financial Freedom CRD: 313406 | - | 0 | 1 | - | Unknown |
| Mount Flag, LLC CRD: 281156 | - | 0 | 0 | - | Unknown |
| Mount Grey Capital, LLC CRD: 322067 | - | 0 | 1 | - | Unknown |
| Mount Kellett Capital Management LP CRD: 157557 | - | 0 | 0 | - | Unknown |
| Mount Kendal Limited CRD: 284916 | - | 0 | 0 | - | Unknown |
| Mount Logan Management CRD: 311161 | - | 0 | 1 | - | Unknown |
| Mount Lucas Index Advisers LLC CRD: 310820 | - | 0 | 1 | - | Unknown |
| Mount Lucas Management LP CRD: 108255 | - | 0 | 1 | - | Unknown |
| Mount Murray Investment Inc. CRD: 322643 | - | 0 | 0 | - | Unknown |
| Mount Nebo Capital Partners, LLC CRD: 326551 | - | 0 | 0 | - | Unknown |
| Mount Vernon Associates Inc CRD: 107099 | - | 0 | 2 | - | Unknown |
| Mount Vernon Equity Sales, Inc. CRD: 10567 | - | 0 | 0 | A | INACTIVE |
| Mount Vernon Financial CRD: 340783 | - | 0 | 1 | - | Unknown |
| Mount Yale Asset Management, LLC CRD: 116578 | - | 0 | 0 | - | Unknown |
| Mount Yale Securities, LLC CRD: 126870 | - | 1 | 0 | B | INACTIVE |
| Mountain ASH Capital LLC CRD: 335363 | - | 0 | 1 | - | Unknown |
| Mountain Brook Capital Management, LLC CRD: 169979 | - | 0 | 0 | - | Unknown |
| Mountain Capital Investment Advisors Inc CRD: 156660 | - | 0 | 5 | - | Unknown |
| Mountain Capital Management Inc CRD: 106166 | - | 0 | 1 | - | Unknown |
| Mountain Capital Management, LLC CRD: 281465 | - | 0 | 1 | - | Unknown |