Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Navian Asset Management, LLC CRD: 338787 | - | 0 | 3 | - | Unknown |
| Navian Capital Securities LLC CRD: 145037 | OH | 2 | 3 | B | Active |
| Naviant Partners, LLC CRD: 339108 | - | 0 | 3 | - | Unknown |
| Navidar Group LLC CRD: 148011 | TX | 0 | 2 | A | Active |
| Navidar LLC CRD: 277084 | - | 0 | 1 | - | Unknown |
| Navigant Capital Partners CRD: 335538 | - | 0 | 1 | - | Unknown |
| Navigant Consulting CRD: 301929 | - | 0 | 1 | - | Unknown |
| Navigar Advisors, Inc. CRD: 150344 | - | 0 | 1 | - | Unknown |
| Navigate 401K, LLC CRD: 309466 | - | 0 | 1 | - | Unknown |
| Navigate Advisors CRD: 128143 | - | 0 | 0 | A | INACTIVE |
| Navigate Financial CRD: 314515 | - | 0 | 0 | - | Unknown |
| Navigate Financial Advisors CRD: 130420 | - | 0 | 0 | - | Unknown |
| Navigate Financial Advisors, Inc. CRD: 165987 | - | 0 | 0 | - | Unknown |
| Navigate Financial LLC CRD: 325945 | - | 0 | 1 | - | Unknown |
| Navigate Financial LLC CRD: 168711 | - | 0 | 1 | - | Unknown |
| Navigate Financial Planning LLC CRD: 324548 | - | 0 | 1 | - | Unknown |
| Navigate Private Fund Advisors LLC CRD: 313687 | - | 0 | 2 | - | Unknown |
| Navigate Private Wealth, LLC CRD: 170774 | - | 0 | 3 | - | Unknown |
| Navigate Ventures LLC CRD: 298419 | - | 0 | 1 | - | Unknown |
| Navigate Wealth Management, LLC CRD: 173770 | - | 0 | 6 | - | Unknown |
| Navigation Capital Partners, Inc. CRD: 156906 | - | 0 | 0 | - | Unknown |
| Navigation Group LLC CRD: 130982 | - | 0 | 4 | - | Unknown |
| Navigation Wealth Management CRD: 282640 | - | 0 | 2 | - | Unknown |
| Navigator Asset Management LLC CRD: 307553 | - | 0 | 0 | - | Unknown |
| Navigator Financial Corporation CRD: 120346 | - | 0 | 0 | A | INACTIVE |
| Navigator Financial LLC CRD: 335223 | - | 0 | 2 | - | Unknown |
| Navigator Legacy Partners, LLC CRD: 317742 | - | 0 | 0 | - | Unknown |
| Navigator Securities Limited CRD: 22373 | - | 1 | 0 | B | INACTIVE |
| Navigator Wealth Advisors CRD: 338223 | - | 0 | 1 | - | Unknown |
| Navigator Wealth Consultants, LLC CRD: 164088 | - | 0 | 0 | - | Unknown |
| Navigen Wealth Management CRD: 145458 | - | 0 | 0 | - | Unknown |
| Navigo Wealth Management, LLC CRD: 146265 | - | 0 | 6 | - | Unknown |
| Navigoe, LLC CRD: 168716 | - | 0 | 2 | - | Unknown |
| Navik Capital (Singapore) PTE. Ltd. CRD: 291051 | - | 0 | 0 | - | Unknown |
| Navillus Group Limited CRD: 15260 | - | 0 | 0 | A | INACTIVE |
| Navillus Inc. CRD: 103854 | - | 0 | 0 | A | INACTIVE |
| Navillus Securities, Inc. CRD: 31230 | - | 3 | 0 | C | INACTIVE |
| Navimed Capital Advisors, LLC CRD: 169508 | - | 0 | 1 | - | Unknown |
| Navin Advisors, LLC CRD: 162928 | - | 0 | 0 | - | Unknown |
| Navion Financial Advisors, LLC CRD: 147510 | - | 0 | 0 | - | Unknown |
| Navion Wealth Advisors, LLC CRD: 330645 | - | 0 | 1 | - | Unknown |
| Naviquant CRD: 325236 | - | 0 | 2 | - | Unknown |
| Navis Capital CRD: 162052 | - | 0 | 0 | - | Unknown |
| Navis Wealth Advisors LLC CRD: 311171 | - | 0 | 2 | - | Unknown |
| Navista Wealth Management, Inc. CRD: 332373 | - | 0 | 3 | - | Unknown |
| Navitas Capital CRD: 163721 | - | 0 | 0 | - | Unknown |
| Navitas Capital Management, LLC CRD: 309027 | - | 0 | 1 | - | Unknown |
| Navitas Global CRD: 327999 | - | 0 | 1 | - | Unknown |
| Navitas Investment Advisory Services, LLC CRD: 110737 | - | 0 | 0 | - | Unknown |
| Naviter Wealth, LLC CRD: 311508 | - | 0 | 3 | - | Unknown |