Broker-Dealer Firms
13 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Ameriflex Group Securities, Inc. CRD: 325387 | NV | 0 | 1 | A | Active |
| Axos Invest LLC CRD: 172393 | NV | 1 | 5 | B | Active |
| Bright Trading, LLC CRD: 34702 | NV | 6 | 3 | B | Active |
| Faithstone Securities, LLC CRD: 331846 | NV | 0 | 2 | A | Active |
| Goodgame Advisors LLC CRD: 333155 | NV | 0 | 2 | A | Active |
| Grandfund Investment Group, LLC CRD: 143253 | NV | 1 | 2 | B | Active |
| Incline Advisors CRD: 293345 | NV | 0 | 2 | A | Active |
| Kiley Partners, Inc. CRD: 37814 | NV | 4 | 3 | B | Active |
| M Stevens Securities, LLC CRD: 296750 | NV | 0 | 2 | A | Active |
| Onyx Partners, Incorporated CRD: 29474 | NV | 0 | 3 | A | Active |
| Tahoe Capital Group LLC CRD: 339696 | NV | 0 | 2 | A | Active |
| Valtus Capital Group, LLC CRD: 145841 | NV | 0 | 3 | A | Active |
| Ventoux Securities, LLC CRD: 149298 | NV | 0 | 2 | A | Active |