Broker-Dealer Firms
8 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Access Investments, Inc. CRD: 42202 | OK | 0 | 2 | A | Active |
| Alliance-ONE Investments, LLC CRD: 286025 | OK | 0 | 2 | A | Active |
| BOK Financial Securities, Inc. CRD: 17530 | OK | 14 | 127 | B | Active |
| Cavanal Hill Distributors, Inc, CRD: 175445 | OK | 0 | 2 | A | Active |
| First Turn Securities LLC CRD: 331300 | OK | 0 | 2 | A | Active |
| GRF Capital Investors, Inc. CRD: 24971 | OK | 0 | 2 | A | Active |
| OAK Hills Securities, Inc. CRD: 145579 | OK | 2 | 2 | B | Active |
| THE Baker Group, LP CRD: 7888 | OK | 4 | 13 | B | Active |