State BrokerCheck inventory · July 2026

New Hampshire broker-dealer grades

According to FINRA BrokerCheck as of July 2026, New Hampshire ranks #37 of 56 by registered-firm inventory (8) and #52 of 56 by aggregate disclosure load (0). Inventory rank is not intensity rank: Missouri leads disclosures-per-firm on that 33-state board.

#37
of 56 by firm inventory
8
registered firms
0
disclosures on file
8
Grade-A clean record

New Hampshire at a glance

According to FINRA BrokerCheck as of July 2026, New Hampshire ranks #37 of 56 by registered-firm inventory (8) and #52 of 56 by aggregate disclosure load (0). Inventory rank is not intensity rank: Missouri leads disclosures-per-firm on that 33-state board.

#37 of 56
registered-firm inventory
#52 of 56
aggregate disclosure load
0
total disclosures statewide
8
with a clean record (Grade A)

Disclosure-load ordinal matches the /states listing. Missouri leads disclosures-per-firm; Maine leads Grade-A share among states with at least 10 firms. Neither rank is investment advice. See methodology · corpus placement.

Firm-size mix among 8 graded firms

FINRA BrokerCheck size classes in New Hampshire. Segments sum to the graded inventory, a catalog shape, not the A-F grade ChartBar below.

8
Registered Firms
8
Clean Record (Grade A)
0
Total Disclosures
0.0
Avg Disclosures / Firm

Grade Distribution

How New Hampshire's 8 graded broker-dealers split across the size-normalized A-F safety scale.

A, clean (8)8 firmsB, low (0)0 firmsC, typical (0)0 firmsD, elevated (0)0 firmsF, heaviest (0)0 firms
Grade breakdown of 8 graded firms headquartered in New Hampshire

Firms by Disclosure Count

#FirmDisclosuresOfficesGrade
1American ELM Distribution Partners, LLCPortsmouth03A
2Bigelow Capital Securities LLCPortsmouth02A
3Foris Capital US LLCPortsmouth03A
4Midas Securities Group, Inc.Walpole02A
5Peloton Securities LLCPortsmouth02A
6Perth Advisors LLCExeter02A
7Secure Planning, LLCPortsmouth04A
8Westcap Markets, LLCRye Beach03A

Light aggregate disclosure load

New Hampshire's lighter disclosure load

New Hampshire ranks #52 of 56 by aggregate BrokerCheck disclosures (0 events) - lighter third.

New Hampshire's aggregate BrokerCheck book ranks #52 of 56 (0 disclosures) - lighter third on the /states load board. Graded inventory: 8 A / 0 B / 0 C / 0 D / 0 F (100.0% clean, 0.0% D or F). Largest disclosure count in-state: American ELM Distribution Partners, LLC (0 events, Grade A).

Grades are editorial signals from a size-normalized model, not FINRA ratings. Disclosure totals are reported events, not proven violations . This page is informational only and does not constitute financial, legal, or investment advice. Confirm current records at FINRA BrokerCheck.

Frequently asked questions

Where does New Hampshire sit among states by BrokerCheck disclosure load?
New Hampshire is in the lighter third by aggregate disclosure load (#52 of 56, 0 events) while inventory ranks #37 of 56. Aggregate load is not a judgment of regulators or any firm.
How many broker-dealer firms are registered in New Hampshire?
New Hampshire has 8 actively registered broker-dealer firms on FINRA BrokerCheck, of which 8 (100.0%) hold a clean Grade-A record with no reportable disclosures.
Which New Hampshire broker-dealer has the most FINRA disclosures?
American ELM Distribution Partners, LLC leads New Hampshire's listing with 0 BrokerCheck disclosures across 3 offices (Grade A). Totals are reported events, not proven violations - verify on FINRA BrokerCheck.
How should I read New Hampshire's safety grades?
On New Hampshire's lighter-load board, grades stay size-normalized (weighted disclosures ÷ branch footprint within size class). Zero-disclosure firms earn A. Editorial signals only - not FINRA ratings; see methodology.
Is this official New Hampshire broker data?
Yes. New Hampshire's firm rows come from FINRA BrokerCheck and SEC IAPD public registries. PlainAdvisorCheck aggregates and size-normalizes them; underlying records are public domain. This is not financial advice.
All New Hampshire Firms → All States →

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from official FINRA BrokerCheck and SEC EDGAR enforcement records for New Hampshire. New Hampshire ranks #37 by firm inventory and #52 by disclosure load in the PlainAdvisorCheck extract as of July 2026.