Branch offices
2 offices
FINRA: Small firm
CRD #152080 · FINRA BrokerCheck + SEC IAPD
Perth Advisors LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Perth Advisors LLC ranks #15,518 of 20,055 by disclosure count (most disclosures first). Among firms registered in NH, it ranks #6 of 8 on the same disclosure sort used on the state browse page. Perth Advisors LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 2 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 2
- branch offices
- 0
- disclosures
- #15,518 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 152080 Perth Advisors LLC
Perth Advisors LLC · Grade A · 0 disc · 0.00/office · Small firm
- CRD 152080
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 2
- PER-OFF 0.00
- RANK #15,518 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Perth Advisors LLC ranks #15,518 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 2 offices
Clean disclosure surface
Perth Advisors LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 2 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Exeter, NH
- CRD Number
- 152080
Clean BrokerCheck surface
Perth Advisors LLC's clean BrokerCheck surface
Perth Advisors LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 2 branch offices (Grade A).
Perth Advisors LLC shows zero reportable disclosures across 2 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Perth Advisors LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Perth Advisors LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Perth Advisors LLC ranks #15,518 of 20,055 by disclosure count (most disclosures first). Among firms registered in NH, it ranks #6 of 8 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Perth Advisors LLC?
A grade of A means Perth Advisors LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Perth Advisors LLC have?
Perth Advisors LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Perth Advisors LLC?
Perth Advisors LLC operates 2 branch offices and is classified by FINRA as a small firm, registered in NH (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Perth Advisors LLC's disciplinary record?
You can verify Perth Advisors LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 152080. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Perth Advisors LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Perth Advisors LLC's 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Perth Advisors LLC's 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Perth Advisors LLC's 0.00
- Firms in NH - state roster that includes Perth Advisors LLC's registration home.
- How to Vet a Financial Advisor - Use Perth Advisors LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Perth Advisors LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Perth Advisors LLC.
- Compare firms - put Perth Advisors LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.