CRD #163160 · FINRA BrokerCheck + SEC IAPD

21ST Century Group, LLC

21ST Century Group, LLC has not yet been reviewed by PlainAdvisorCheck. Check FINRA BrokerCheck directly for its current disclosure record.

Not yet reviewed
Safety grade
1
branch office

PlainAdvisorCheck rating n/a - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

1 office

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 1 offices

Firm Details

Firm Size
Small
CRD Number
163160

Mid-pack disclosure profile

What the record shows for 21ST Century Group, LLC

21ST Century Group, LLC (broker-dealer, CRD# 163160) operates 1 branch office with 0 disclosures as of July 2026.

21ST Century Group, LLC carries 0 disclosures across 1 offices (clean record, Grade N/A). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational data summary for informational purposes - not financial advice. Review 21ST Century Group, LLC's underlying FINRA BrokerCheck detail before engaging.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

What does a grade of N/A mean for 21ST Century Group, LLC?
21ST Century Group, LLC has not yet been graded by PlainAdvisorCheck. Grades are size-normalized against FINRA BrokerCheck disclosure records once a firm's detail record has been reviewed -- check back soon, or view the live record on FINRA BrokerCheck.
How many FINRA disclosures does 21ST Century Group, LLC have?
PlainAdvisorCheck has not yet pulled 21ST Century Group, LLC's detailed disclosure record from FINRA BrokerCheck. View the live record directly on FINRA BrokerCheck at brokercheck.finra.org using CRD number 163160.
How big is 21ST Century Group, LLC?
21ST Century Group, LLC operates 1 branch office and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify 21ST Century Group, LLC's disciplinary record?
You can verify 21ST Century Group, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 163160. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.

Read with this firm

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  • 1031 Exchange Place, Inc. - 0.00 disclosures/office, nearest single-office firm peer to 21ST Century Group, LLC's 0.00
  • 10X Securities - 0.00 disclosures/office, nearest single-office firm peer to 21ST Century Group, LLC's 0.00
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade N/A firm like 21ST Century Group, LLC.
  • Reading BrokerCheck Reports - How 21ST Century Group, LLC's 0.00 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to 21ST Century Group, LLC.
  • Compare firms - put 21ST Century Group, LLC next to peers on grade and footprint.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.