CRD #7731 · FINRA BrokerCheck + SEC IAPD

Acap Financial Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Acap Financial Inc. ranks #312 of 20,055 by disclosure count (most disclosures first). Acap Financial Inc. carries 19 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.

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Grade F
Safety grade
0
branch offices
19
disclosures
#312 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 7731 Acap Financial Inc.

Acap Financial Inc. · Grade F · 19 disc · 19.00/office · Single-office firm

  • CRD 7731
  • GRADE F
  • DISC 19
  • REG 18
  • ARB 1
  • CIV 0
  • BRANCH 0
  • PER-OFF n/a
  • RANK #312 of 20,055
  • BOOK Single-office firm

Intensity peers

Nearest same-size peer: APS Financial Corporation (19.00 disc/office)

APS Financial Corporation19.00Baird, Patrick & Co., Inc.19.00Brownco, LLC19.00Acap Financial Inc. (this)19.00
Disclosures per office among single-office firm peers (lower is cleaner)

Acap Financial Inc. ranks #312 of 20,055 by disclosure count among graded broker-dealers; heavy load at 19.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

19 events

On FINRA BrokerCheck

Regulatory events

18 actions

95% of all disclosures

Disclosures per office

- per office

footprint not reported

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 18
Arbitrations 1
Civil Events 0
Total 19

Counts for Acap Financial Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 18 Arbitration 1 Civil 0

Firm Details

Firm Size
Small
Scope
INACTIVE
Formed
05/03/1978
State of Formation
Iowa
CRD Number
7731
SEC Number
22821

Regulator-heavy mix

Acap Financial Inc. in the heavier-disclosure third

Acap Financial Inc. carries 19 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#312 of 20,055). Regulator-initiated events are 95% of the book (18 regulatory / 1 arbitration / 0 civil).

95% of Acap Financial Inc.'s 19 disclosures are regulator-initiated (18 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Acap Financial Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Acap Financial Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Acap Financial Inc. ranks #312 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for Acap Financial Inc.?
A grade of F reflects Acap Financial Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 19 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Acap Financial Inc. have?
Acap Financial Inc. has 19 total FINRA disclosures, including 18 regulatory events, 1 arbitration. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Acap Financial Inc.?
Acap Financial Inc. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Acap Financial Inc.'s disciplinary record?
You can verify Acap Financial Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 7731. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Acap Financial Inc.'s 19 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Acap Financial Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Acap Financial Inc. carries 19 disclosures across 0 branch offices (about 19.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.