Branch offices
0 offices
FINRA: Small firm
CRD #1149 · FINRA BrokerCheck + SEC IAPD
Baird, Patrick & Co., Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Baird, Patrick & Co., Inc. ranks #314 of 20,055 by disclosure count (most disclosures first). Baird, Patrick & Co., Inc. carries 19 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.
- Grade F
- Safety grade
- 0
- branch offices
- 19
- disclosures
- #314 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 1149 Baird, Patrick & Co., Inc.
Baird, Patrick & Co., Inc. · Grade F · 19 disc · 19.00/office · Single-office firm
- CRD 1149
- GRADE F
- DISC 19
- REG 17
- ARB 2
- CIV 0
- BRANCH 0
- PER-OFF n/a
- RANK #314 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: Acap Financial Inc. (19.00 disc/office)
Baird, Patrick & Co., Inc. ranks #314 of 20,055 by disclosure count among graded broker-dealers; heavy load at 19.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
19 events
On FINRA BrokerCheck
Regulatory events
17 actions
89% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 17 |
| Arbitrations | 2 |
| Civil Events | 0 |
| Total | 19 |
Counts for Baird, Patrick & Co., Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 17 Arbitration 2 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- CRD Number
- 1149
Regulator-heavy mix
Baird, Patrick & Co., Inc. in the heavier-disclosure third
Baird, Patrick & Co., Inc. carries 19 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#314 of 20,055). Regulator-initiated events are 89% of the book (17 regulatory / 2 arbitration / 0 civil).
89% of Baird, Patrick & Co., Inc.'s 19 disclosures are regulator-initiated (17 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Baird, Patrick & Co., Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Baird, Patrick & Co., Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Baird, Patrick & Co., Inc. ranks #314 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for Baird, Patrick & Co., Inc.?
A grade of F reflects Baird, Patrick & Co., Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 19 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Baird, Patrick & Co., Inc. have?
Baird, Patrick & Co., Inc. has 19 total FINRA disclosures, including 17 regulatory events, 2 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Baird, Patrick & Co., Inc.?
Baird, Patrick & Co., Inc. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Baird, Patrick & Co., Inc.'s disciplinary record?
You can verify Baird, Patrick & Co., Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 1149. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Baird, Patrick & Co., Inc.'s 19 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Baird, Patrick & Co., Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Baird, Patrick & Co., Inc. carries 19 disclosures across 0 branch offices (about 19.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- Acap Financial Inc. - 19.00 disclosures/office, nearest single-office firm peer to Baird, Patrick & Co., Inc.'s 19.00
- APS Financial Corporation - 19.00 disclosures/office, nearest single-office firm peer to Baird, Patrick & Co., Inc.'s 19.00
- Brownco, LLC - 19.00 disclosures/office, nearest single-office firm peer to Baird, Patrick & Co., Inc.'s 19.00
- Red Flags in Advisor Records - How to read Baird, Patrick & Co., Inc.'s heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 19 disclosures behind Baird, Patrick & Co., Inc.'s Grade F.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Baird, Patrick & Co., Inc..
- Compare firms - put Baird, Patrick & Co., Inc. next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.