CRD #27708 · FINRA BrokerCheck + SEC IAPD

Amcore Investment Services, Inc

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Amcore Investment Services, Inc ranks #3,390 of 20,055 by disclosure count (most disclosures first). Amcore Investment Services, Inc carries 1 BrokerCheck disclosure across 0 branch offices - heavy load for a single-office firm, earning a Grade B.

Grade B
Safety grade
0
branch offices
1
disclosure
#3,390 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 27708 Amcore Investment Services, Inc

Amcore Investment Services, Inc · Grade B · 1 disc · 1.00/office · Single-office firm

  • CRD 27708
  • GRADE B
  • DISC 1
  • REG 0
  • ARB 0
  • CIV 1
  • BRANCH 0
  • PER-OFF n/a
  • RANK #3,390 of 20,055
  • BOOK Single-office firm

Nearest same-size peer: 1ST BCCW Capital Corp (1.00 disc/office)

1ST BCCW Capital Corp1.0021 Capital Group, Inc.1.003 Bridges Securities1.00Amcore Investment S… (this)1.00
Disclosures per office among single-office firm peers (lower is cleaner)

Amcore Investment Services, Inc ranks #3,390 of 20,055 by disclosure count among graded broker-dealers; heavy load at 1.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

1 event

On FINRA BrokerCheck

Regulatory events

0 actions

0% of all disclosures

Disclosures per office

- per office

footprint not reported

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 0
Arbitrations 0
Civil Events 1
Total 1

Counts for Amcore Investment Services, Inc reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 0 Arbitration 0 Civil 1

Firm Details

Firm Size
Small
Scope
INACTIVE
CRD Number
27708

Customer-facing mix

Amcore Investment Services, Inc in the heavier-disclosure third

Amcore Investment Services, Inc carries 1 BrokerCheck disclosure across 0 branch offices - a heavier-third raw book among graded firms (#3,390 of 20,055). Customer-facing events dominate: 0 arbitration and 1 civil versus 0 regulatory (0% regulator share).

Only 0% of Amcore Investment Services, Inc's disclosures are regulator-initiated; arbitrations (0) and civil events (1) dominate the book. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Amcore Investment Services, Inc's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Amcore Investment Services, Inc sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Amcore Investment Services, Inc ranks #3,390 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Amcore Investment Services, Inc?
A grade of B reflects Amcore Investment Services, Inc's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 1 total disclosure across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Amcore Investment Services, Inc have?
Amcore Investment Services, Inc has 1 total FINRA disclosure, including 1 civil event. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Amcore Investment Services, Inc?
Amcore Investment Services, Inc operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Amcore Investment Services, Inc's disciplinary record?
You can verify Amcore Investment Services, Inc's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 27708. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Should I avoid Amcore Investment Services, Inc because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Amcore Investment Services, Inc carries 1 disclosure across 0 branch offices (about 1.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

  • 1ST BCCW Capital Corp - 1.00 disclosures/office, nearest single-office firm peer to Amcore Investment Services, Inc's 1.00
  • 21 Capital Group, Inc. - 1.00 disclosures/office, nearest single-office firm peer to Amcore Investment Services, Inc's 1.00
  • 3 Bridges Securities - 1.00 disclosures/office, nearest single-office firm peer to Amcore Investment Services, Inc's 1.00
  • Red Flags in Advisor Records - How to read Amcore Investment Services, Inc's heavy load disclosure profile without over-reading raw counts.
  • Reading BrokerCheck Reports - Parse the 1 disclosure behind Amcore Investment Services, Inc's Grade B.
  • Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Amcore Investment Services, Inc.
  • Compare firms - put Amcore Investment Services, Inc next to peers on grade and footprint.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.