CRD #7995 · FINRA BrokerCheck + SEC IAPD

Ausdal Financial Partners, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Ausdal Financial Partners, Inc. ranks #2,566 of 20,055 by disclosure count (most disclosures first). Among firms registered in IA, it ranks #7 of 17 on the same disclosure sort used on the state browse page. Ausdal Financial Partners, Inc. carries 2 BrokerCheck disclosures across 198 branch offices - light load for a large firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
198
branch offices
2
disclosures
#2,566 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 7995 Ausdal Financial Partners, Inc.

Ausdal Financial Partners, Inc. · Grade B · 2 disc · 0.01/office · Large firm

  • CRD 7995
  • GRADE B
  • DISC 2
  • REG 1
  • ARB 1
  • CIV 0
  • BRANCH 198
  • PER-OFF 0.01
  • RANK #2,566 of 20,055
  • BOOK Large firm

Intensity peers

Nearest same-size peer: TD Private Client Wealth LLC (0.01 disc/office)

TD Private Client Wealt…0.01Integrity Alliance, LLC.0.01Wesbanco Securities, Inc.0.01Ausdal Financial Pa… (this)0.01
Disclosures per office among large firm peers (lower is cleaner)

Ausdal Financial Partners, Inc. ranks #2,566 of 20,055 by disclosure count among graded broker-dealers; light load at 0.01 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

198 offices

FINRA: Medium firm

Total disclosures

2 events

On FINRA BrokerCheck

Regulatory events

1 action

50% of all disclosures

Disclosures per office

0.01 per office

2 ÷ 198 offices

Ausdal Financial Partners, Inc. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 98% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 1
Arbitrations 1
Civil Events 0
Total 2

Counts for Ausdal Financial Partners, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 1 Arbitration 1 Civil 0

Firm Details

Firm Size
Medium
Scope
ACTIVE
Location
Davenport, IA, 52807
Formed
08/13/1979
State of Formation
Iowa
CRD Number
7995
SEC Number
24519

Lower disclosures per office

Ausdal Financial Partners, Inc. in the heavier-disclosure third

Ausdal Financial Partners, Inc. carries 2 BrokerCheck disclosures across 198 branch offices - a heavier-third raw book among graded firms (#2,566 of 20,055). Mix is 1 regulatory, 1 arbitration, and 0 civil (50% regulator share).

Ausdal Financial Partners, Inc. runs 0.01 disclosures per branch office (cleaner than 98% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Ausdal Financial Partners, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Iowa cohort · 0.34× state average

Ausdal Financial Partners, Inc. sits below the Iowa disclosure average

Ausdal Financial Partners, Inc. reports 2 BrokerCheck disclosures, 0.34× the Iowa average of 5.9, lighter than most of the 17 graded firms filed there.

In Iowa, 5 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Iowa state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Ausdal Financial Partners, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Ausdal Financial Partners, Inc. ranks #2,566 of 20,055 by disclosure count (most disclosures first). Among firms registered in IA, it ranks #7 of 17 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Ausdal Financial Partners, Inc.?
A grade of B reflects Ausdal Financial Partners, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (large firm). It carries 2 total disclosures across 198 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Ausdal Financial Partners, Inc. have?
Ausdal Financial Partners, Inc. has 2 total FINRA disclosures, including 1 regulatory event, 1 arbitration. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Ausdal Financial Partners, Inc.?
Ausdal Financial Partners, Inc. operates 198 branch offices and is classified by FINRA as a medium firm, registered in IA (Large firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Ausdal Financial Partners, Inc.'s disciplinary record?
You can verify Ausdal Financial Partners, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 7995. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Should I avoid Ausdal Financial Partners, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Ausdal Financial Partners, Inc. carries 2 disclosures across 198 branch offices (about 0.01 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Ausdal Financial Partners, Inc., both outside IA so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • TD Private Client Wealth LLC (NY) - 0.01 disclosures/office, nearest large firm peer to Ausdal Financial Partners, Inc.'s 0.01
  • Integrity Alliance, LLC. (IA) - 0.01 disclosures/office, nearest large firm peer to Ausdal Financial Partners, Inc.'s 0.01
  • Wesbanco Securities, Inc. (OH) - 0.01 disclosures/office, nearest large firm peer to Ausdal Financial Partners, Inc.'s 0.01
  • Firms in IA - state roster that includes Ausdal Financial Partners, Inc.'s registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like Ausdal Financial Partners, Inc..
  • Reading BrokerCheck Reports - How Ausdal Financial Partners, Inc.'s 0.01 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Ausdal Financial Partners, Inc..
  • Compare firms - put Ausdal Financial Partners, Inc. next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.