Branch offices
0 offices
FINRA: Small firm
CRD #18969 · FINRA BrokerCheck + SEC IAPD
Barron Chase Securities, Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Barron Chase Securities, Inc. ranks #114 of 20,055 by disclosure count (most disclosures first). Barron Chase Securities, Inc. carries 44 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.
- Grade F
- Safety grade
- 0
- branch offices
- 44
- disclosures
- #114 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 18969 Barron Chase Securities, Inc.
Barron Chase Securities, Inc. · Grade F · 44 disc · 44.00/office · Single-office firm
- CRD 18969
- GRADE F
- DISC 44
- REG 13
- ARB 29
- CIV 2
- BRANCH 0
- PER-OFF n/a
- RANK #114 of 20,055
- BOOK Single-office firm
Nearest same-size peer: Gleacher & Company Securities, Inc. (44.00 disc/office)
Barron Chase Securities, Inc. ranks #114 of 20,055 by disclosure count among graded broker-dealers; heavy load at 44.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
44 events
On FINRA BrokerCheck
Regulatory events
13 actions
30% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 13 |
| Arbitrations | 29 |
| Civil Events | 2 |
| Total | 44 |
Counts for Barron Chase Securities, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 13 Arbitration 29 Civil 2
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- CRD Number
- 18969
Heavy disclosure book
Barron Chase Securities, Inc. in the heavier-disclosure third
Barron Chase Securities, Inc. carries 44 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#114 of 20,055). Mix is 13 regulatory, 29 arbitration, and 2 civil (30% regulator share).
Barron Chase Securities, Inc. ranks #114 of 20,055 by BrokerCheck disclosure count among graded firms (44 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Barron Chase Securities, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Barron Chase Securities, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Barron Chase Securities, Inc. ranks #114 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for Barron Chase Securities, Inc.?
A grade of F reflects Barron Chase Securities, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 44 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Barron Chase Securities, Inc. have?
Barron Chase Securities, Inc. has 44 total FINRA disclosures, including 13 regulatory events, 29 arbitrations, 2 civil events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Barron Chase Securities, Inc.?
Barron Chase Securities, Inc. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Barron Chase Securities, Inc.'s disciplinary record?
You can verify Barron Chase Securities, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 18969. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Barron Chase Securities, Inc.'s 44 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Barron Chase Securities, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Barron Chase Securities, Inc. carries 44 disclosures across 0 branch offices (about 44.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- Gleacher & Company Securities, Inc. - 44.00 disclosures/office, nearest single-office firm peer to Barron Chase Securities, Inc.'s 44.00
- J.C. Bradford & Co. - 44.00 disclosures/office, nearest single-office firm peer to Barron Chase Securities, Inc.'s 44.00
- Josephthal & Co., Inc. - 44.00 disclosures/office, nearest single-office firm peer to Barron Chase Securities, Inc.'s 44.00
- Red Flags in Advisor Records - How to read Barron Chase Securities, Inc.'s heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 44 disclosures behind Barron Chase Securities, Inc.'s Grade F.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Barron Chase Securities, Inc..
- Compare firms - put Barron Chase Securities, Inc. next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.