Branch offices
0 offices
FINRA: Small firm
CRD #298 · FINRA BrokerCheck + SEC IAPD
Gleacher & Company Securities, Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Gleacher & Company Securities, Inc. ranks #115 of 20,055 by disclosure count (most disclosures first). Gleacher & Company Securities, Inc. carries 44 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.
- Grade F
- Safety grade
- 0
- branch offices
- 44
- disclosures
- #115 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 298 Gleacher & Company Securities, Inc.
Gleacher & Company Securities, Inc. · Grade F · 44 disc · 44.00/office · Single-office firm
- CRD 298
- GRADE F
- DISC 44
- REG 33
- ARB 10
- CIV 1
- BRANCH 0
- PER-OFF n/a
- RANK #115 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: Barron Chase Securities, Inc. (44.00 disc/office)
Gleacher & Company Securities, Inc. ranks #115 of 20,055 by disclosure count among graded broker-dealers; heavy load at 44.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
44 events
On FINRA BrokerCheck
Regulatory events
33 actions
75% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 33 |
| Arbitrations | 10 |
| Civil Events | 1 |
| Total | 44 |
Counts for Gleacher & Company Securities, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 33 Arbitration 10 Civil 1
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- CRD Number
- 298
Regulator-heavy mix
Gleacher & Company Securities, Inc. in the heavier-disclosure third
Gleacher & Company Securities, Inc. carries 44 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#115 of 20,055). Regulator-initiated events are 75% of the book (33 regulatory / 10 arbitration / 1 civil).
75% of Gleacher & Company Securities, Inc.'s 44 disclosures are regulator-initiated (33 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Gleacher & Company Securities, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Gleacher & Company Securities, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Gleacher & Company Securities, Inc. ranks #115 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for Gleacher & Company Securities, Inc.?
A grade of F reflects Gleacher & Company Securities, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 44 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Gleacher & Company Securities, Inc. have?
Gleacher & Company Securities, Inc. has 44 total FINRA disclosures, including 33 regulatory events, 10 arbitrations, 1 civil event. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Gleacher & Company Securities, Inc.?
Gleacher & Company Securities, Inc. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Gleacher & Company Securities, Inc.'s disciplinary record?
You can verify Gleacher & Company Securities, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 298. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Gleacher & Company Securities, Inc.'s 44 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Gleacher & Company Securities, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Gleacher & Company Securities, Inc. carries 44 disclosures across 0 branch offices (about 44.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- Barron Chase Securities, Inc. - 44.00 disclosures/office, nearest single-office firm peer to Gleacher & Company Securities, Inc.'s 44.00
- J.C. Bradford & Co. - 44.00 disclosures/office, nearest single-office firm peer to Gleacher & Company Securities, Inc.'s 44.00
- Josephthal & Co., Inc. - 44.00 disclosures/office, nearest single-office firm peer to Gleacher & Company Securities, Inc.'s 44.00
- Red Flags in Advisor Records - How to read Gleacher & Company Securities, Inc.'s heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 44 disclosures behind Gleacher & Company Securities, Inc.'s Grade F.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Gleacher & Company Securities, Inc..
- Compare firms - put Gleacher & Company Securities, Inc. next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.