CRD #1248 · FINRA BrokerCheck + SEC IAPD

Bishop, Rosen & Co., Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Bishop, Rosen & Co., Inc. ranks #402 of 20,055 by disclosure count (most disclosures first). Bishop, Rosen & Co., Inc. carries 16 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade D.

Verify on FINRA BrokerCheck → Browse all firms
Grade D
Safety grade
0
branch offices
16
disclosures
#402 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 1248 Bishop, Rosen & Co., Inc.

Bishop, Rosen & Co., Inc. · Grade D · 16 disc · 16.00/office · Single-office firm

  • CRD 1248
  • GRADE D
  • DISC 16
  • REG 15
  • ARB 1
  • CIV 0
  • BRANCH 0
  • PER-OFF n/a
  • RANK #402 of 20,055
  • BOOK Single-office firm

Intensity peers

Nearest same-size peer: Brookstone Securities, Inc. (16.00 disc/office)

Brookstone Securities, …16.00Brookville Capital Part…16.00Cantone Research Inc.16.00Bishop, Rosen & Co.… (this)16.00
Disclosures per office among single-office firm peers (lower is cleaner)

Bishop, Rosen & Co., Inc. ranks #402 of 20,055 by disclosure count among graded broker-dealers; heavy load at 16.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

16 events

On FINRA BrokerCheck

Regulatory events

15 actions

94% of all disclosures

Disclosures per office

- per office

footprint not reported

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 15
Arbitrations 1
Civil Events 0
Total 16

Counts for Bishop, Rosen & Co., Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 15 Arbitration 1 Civil 0

Firm Details

Firm Size
Small
Scope
INACTIVE
CRD Number
1248

Regulator-heavy mix

Bishop, Rosen & Co., Inc. in the heavier-disclosure third

Bishop, Rosen & Co., Inc. carries 16 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#402 of 20,055). Regulator-initiated events are 94% of the book (15 regulatory / 1 arbitration / 0 civil).

94% of Bishop, Rosen & Co., Inc.'s 16 disclosures are regulator-initiated (15 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Bishop, Rosen & Co., Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Bishop, Rosen & Co., Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Bishop, Rosen & Co., Inc. ranks #402 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for Bishop, Rosen & Co., Inc.?
A grade of D reflects Bishop, Rosen & Co., Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 16 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Bishop, Rosen & Co., Inc. have?
Bishop, Rosen & Co., Inc. has 16 total FINRA disclosures, including 15 regulatory events, 1 arbitration. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Bishop, Rosen & Co., Inc.?
Bishop, Rosen & Co., Inc. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Bishop, Rosen & Co., Inc.'s disciplinary record?
You can verify Bishop, Rosen & Co., Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 1248. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Bishop, Rosen & Co., Inc.'s 16 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Bishop, Rosen & Co., Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Bishop, Rosen & Co., Inc. carries 16 disclosures across 0 branch offices (about 16.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.