Branch offices
0 offices
FINRA: Small firm
CRD #102380 · FINRA BrokerCheck + SEC IAPD
Brookville Capital Partners
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Brookville Capital Partners ranks #404 of 20,055 by disclosure count (most disclosures first). Brookville Capital Partners carries 16 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade D.
- Grade D
- Safety grade
- 0
- branch offices
- 16
- disclosures
- #404 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 102380 Brookville Capital Partners
Brookville Capital Partners · Grade D · 16 disc · 16.00/office · Single-office firm
- CRD 102380
- GRADE D
- DISC 16
- REG 11
- ARB 5
- CIV 0
- BRANCH 0
- PER-OFF n/a
- RANK #404 of 20,055
- BOOK Single-office firm
Nearest same-size peer: Bishop, Rosen & Co., Inc. (16.00 disc/office)
Brookville Capital Partners ranks #404 of 20,055 by disclosure count among graded broker-dealers; heavy load at 16.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
16 events
On FINRA BrokerCheck
Regulatory events
11 actions
69% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 11 |
| Arbitrations | 5 |
| Civil Events | 0 |
| Total | 16 |
Counts for Brookville Capital Partners reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 11 Arbitration 5 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- CRD Number
- 102380
Heavy disclosure book
Brookville Capital Partners in the heavier-disclosure third
Brookville Capital Partners carries 16 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#404 of 20,055). Regulator-initiated events are 69% of the book (11 regulatory / 5 arbitration / 0 civil).
Brookville Capital Partners ranks #404 of 20,055 by BrokerCheck disclosure count among graded firms (16 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Brookville Capital Partners's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Brookville Capital Partners sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Brookville Capital Partners ranks #404 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for Brookville Capital Partners?
A grade of D reflects Brookville Capital Partners's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 16 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Brookville Capital Partners have?
Brookville Capital Partners has 16 total FINRA disclosures, including 11 regulatory events, 5 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Brookville Capital Partners?
Brookville Capital Partners operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Brookville Capital Partners's disciplinary record?
You can verify Brookville Capital Partners's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 102380. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Brookville Capital Partners's 16 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Brookville Capital Partners because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Brookville Capital Partners carries 16 disclosures across 0 branch offices (about 16.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- Bishop, Rosen & Co., Inc. - 16.00 disclosures/office, nearest single-office firm peer to Brookville Capital Partners's 16.00
- Brookstone Securities, Inc. - 16.00 disclosures/office, nearest single-office firm peer to Brookville Capital Partners's 16.00
- Cantone Research Inc. - 16.00 disclosures/office, nearest single-office firm peer to Brookville Capital Partners's 16.00
- Red Flags in Advisor Records - How to read Brookville Capital Partners's heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 16 disclosures behind Brookville Capital Partners's Grade D.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Brookville Capital Partners.
- Compare firms - put Brookville Capital Partners next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.