Branch offices
1 office
FINRA: Small firm
CRD #33496 · FINRA BrokerCheck + SEC IAPD
Brendan E. Cryan and Company, L.L.C.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Brendan E. Cryan and Company, L.L.C. ranks #1,372 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #121 of 868 on the same disclosure sort used on the state browse page. Brendan E. Cryan and Company, L.L.C. carries 5 BrokerCheck disclosures across 1 branch office - heavy load for a single-office firm, earning a Grade C.
- Grade C
- Safety grade
- 1
- branch office
- 5
- disclosures
- #1,372 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 33496 Brendan E. Cryan and Company, L.L.C.
Brendan E. Cryan and Company, L.L.C. · Grade C · 5 disc · 5.00/office · Single-office firm
- CRD 33496
- GRADE C
- DISC 5
- REG 5
- ARB 0
- CIV 0
- BRANCH 1
- PER-OFF 5.00
- RANK #1,372 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: 1717 Capital Management Company (5.00 disc/office)
Brendan E. Cryan and Company, L.L.C. ranks #1,372 of 20,055 by disclosure count among graded broker-dealers; heavy load at 5.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 3/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
5 events
On FINRA BrokerCheck
Regulatory events
5 actions
100% of all disclosures
Disclosures per office
5.00 per office
5 ÷ 1 offices
Disclosure Intensity
Disclosures per branch office, the firm's disclosure load relative to its operating footprint.
Brendan E. Cryan and Company, L.L.C. - disclosures per branch office 100.0%
Typical multi-office firm
Most multi-office firms sit below ~0.5 disclosures per branch; values above 1.0 are notably high for the footprint.
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 5 |
| Arbitrations | 0 |
| Civil Events | 0 |
| Total | 5 |
Counts for Brendan E. Cryan and Company, L.L.C. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 5 Arbitration 0 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- New York, NY, 10005
- Formed
- 03/18/1999
- State of Formation
- New York
- CRD Number
- 33496
- SEC Number
- 41526
Regulator-heavy mix
Brendan E. Cryan and Company, L.L.C. in the heavier-disclosure third
Brendan E. Cryan and Company, L.L.C. carries 5 BrokerCheck disclosures across 1 branch office - a heavier-third raw book among graded firms (#1,372 of 20,055). Regulator-initiated events are 100% of the book (5 regulatory / 0 arbitration / 0 civil).
100% of Brendan E. Cryan and Company, L.L.C.'s 5 disclosures are regulator-initiated (5 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Brendan E. Cryan and Company, L.L.C.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
New York cohort · 0.57× state average
Brendan E. Cryan and Company, L.L.C. tracks near the New York disclosure average
Brendan E. Cryan and Company, L.L.C. reports 5 BrokerCheck disclosures, about 0.57× the New York average of 8.7 across 868 graded firms.
In New York, 513 firms carry Grade A and 7 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New York state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Brendan E. Cryan and Company, L.L.C. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Brendan E. Cryan and Company, L.L.C. ranks #1,372 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #121 of 868 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of C mean for Brendan E. Cryan and Company, L.L.C.?
A grade of C reflects Brendan E. Cryan and Company, L.L.C.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 5 total disclosures across 1 branch office. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Brendan E. Cryan and Company, L.L.C. have?
Brendan E. Cryan and Company, L.L.C. has 5 total FINRA disclosures, including 5 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Brendan E. Cryan and Company, L.L.C.?
Brendan E. Cryan and Company, L.L.C. operates 1 branch office and is classified by FINRA as a small firm, registered in NY (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Brendan E. Cryan and Company, L.L.C.'s disciplinary record?
You can verify Brendan E. Cryan and Company, L.L.C.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 33496. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Brendan E. Cryan and Company, L.L.C.'s 5 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Brendan E. Cryan and Company, L.L.C. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Brendan E. Cryan and Company, L.L.C. carries 5 disclosures across 1 branch office (about 5.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for Brendan E. Cryan and Company, L.L.C., both outside NY so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar disclosure totals
Nearest cross-state graded firms by BrokerCheck disclosure count (5 here).
Read with this firm
- 1717 Capital Management Company - 5.00 disclosures/office, nearest single-office firm peer to Brendan E. Cryan and Company, L.L.C.'s 5.00
- 1ST Bridgehouse Securities, LLC - 5.00 disclosures/office, nearest single-office firm peer to Brendan E. Cryan and Company, L.L.C.'s 5.00
- Ajax Investments, LLC - 5.00 disclosures/office, nearest single-office firm peer to Brendan E. Cryan and Company, L.L.C.'s 5.00
- Firms in NY - state roster that includes Brendan E. Cryan and Company, L.L.C.'s registration home.
- Red Flags in Advisor Records - How to read Brendan E. Cryan and Company, L.L.C.'s heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 5 disclosures behind Brendan E. Cryan and Company, L.L.C.'s Grade C.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Brendan E. Cryan and Company, L.L.C..
- Compare firms - put Brendan E. Cryan and Company, L.L.C. next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.