CRD #18266 · FINRA BrokerCheck + SEC IAPD

Cullen Investment Group, Ltd.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Cullen Investment Group, Ltd. ranks #3,719 of 20,055 by disclosure count (most disclosures first). Cullen Investment Group, Ltd. carries 1 BrokerCheck disclosure across 5 branch offices - light load for a small firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
5
branch offices
1
disclosure
#3,719 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 18266 Cullen Investment Group, Ltd.

Cullen Investment Group, Ltd. · Grade B · 1 disc · 0.20/office · Small firm

  • CRD 18266
  • GRADE B
  • DISC 1
  • REG 1
  • ARB 0
  • CIV 0
  • BRANCH 5
  • PER-OFF 0.20
  • RANK #3,719 of 20,055
  • BOOK Small firm

Intensity peers

Nearest same-size peer: AGC Partners (0.20 disc/office)

AGC Partners0.20Axos Invest LLC0.20Chauner Securities, Inc.0.20Cullen Investment G… (this)0.20
Disclosures per office among small firm peers (lower is cleaner)

Cullen Investment Group, Ltd. ranks #3,719 of 20,055 by disclosure count among graded broker-dealers; light load at 0.20 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

5 offices

FINRA: Medium firm

Total disclosures

1 event

On FINRA BrokerCheck

Regulatory events

1 action

100% of all disclosures

Disclosures per office

0.20 per office

1 ÷ 5 offices

Cullen Investment Group, Ltd. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 76% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 1
Arbitrations 0
Civil Events 0
Total 1

Counts for Cullen Investment Group, Ltd. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 1 Arbitration 0 Civil 0

Firm Details

Firm Size
Medium
Scope
INACTIVE
CRD Number
18266

Regulator-heavy mix

Cullen Investment Group, Ltd. in the heavier-disclosure third

Cullen Investment Group, Ltd. carries 1 BrokerCheck disclosure across 5 branch offices - a heavier-third raw book among graded firms (#3,719 of 20,055). Regulator-initiated events are 100% of the book (1 regulatory / 0 arbitration / 0 civil).

100% of Cullen Investment Group, Ltd.'s 1 disclosures are regulator-initiated (1 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Cullen Investment Group, Ltd.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Cullen Investment Group, Ltd. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Cullen Investment Group, Ltd. ranks #3,719 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Cullen Investment Group, Ltd.?
A grade of B reflects Cullen Investment Group, Ltd.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (small firm). It carries 1 total disclosure across 5 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Cullen Investment Group, Ltd. have?
Cullen Investment Group, Ltd. has 1 total FINRA disclosure, including 1 regulatory event. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Cullen Investment Group, Ltd.?
Cullen Investment Group, Ltd. operates 5 branch offices and is classified by FINRA as a medium firm (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Cullen Investment Group, Ltd.'s disciplinary record?
You can verify Cullen Investment Group, Ltd.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 18266. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Should I avoid Cullen Investment Group, Ltd. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Cullen Investment Group, Ltd. carries 1 disclosure across 5 branch offices (about 0.20 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

  • AGC Partners (MA) - 0.20 disclosures/office, nearest small firm peer to Cullen Investment Group, Ltd.'s 0.20
  • Axos Invest LLC (NV) - 0.20 disclosures/office, nearest small firm peer to Cullen Investment Group, Ltd.'s 0.20
  • Chauner Securities, Inc. (IL) - 0.20 disclosures/office, nearest small firm peer to Cullen Investment Group, Ltd.'s 0.20
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like Cullen Investment Group, Ltd..
  • Reading BrokerCheck Reports - How Cullen Investment Group, Ltd.'s 0.20 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Cullen Investment Group, Ltd..
  • Compare firms - put Cullen Investment Group, Ltd. next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.