CRD #46897 · FINRA BrokerCheck + SEC IAPD

Davinci Capital Management, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Davinci Capital Management, Inc. ranks #2,684 of 20,055 by disclosure count (most disclosures first). Among firms registered in MA, it ranks #19 of 98 on the same disclosure sort used on the state browse page. Davinci Capital Management, Inc. carries 2 BrokerCheck disclosures across 7 branch offices - moderate load for a small firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
7
branch offices
2
disclosures
#2,684 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 46897 Davinci Capital Management, Inc.

Davinci Capital Management, Inc. · Grade B · 2 disc · 0.29/office · Small firm

  • CRD 46897
  • GRADE B
  • DISC 2
  • REG 2
  • ARB 0
  • CIV 0
  • BRANCH 7
  • PER-OFF 0.29
  • RANK #2,684 of 20,055
  • BOOK Small firm

Intensity peers

Nearest same-size peer: Crescent Securities Group, Inc. (0.29 disc/office)

Crescent Securities Gro…0.29Investment Network, Inc.0.29Landaas & Company0.29Davinci Capital Man… (this)0.29
Disclosures per office among small firm peers (lower is cleaner)

Davinci Capital Management, Inc. ranks #2,684 of 20,055 by disclosure count among graded broker-dealers; moderate load at 0.29 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

7 offices

FINRA: Small firm

Total disclosures

2 events

On FINRA BrokerCheck

Regulatory events

2 actions

100% of all disclosures

Disclosures per office

0.29 per office

2 ÷ 7 offices

Davinci Capital Management, Inc. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 72% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). This entry sits in this band. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 2
Arbitrations 0
Civil Events 0
Total 2

Counts for Davinci Capital Management, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 2 Arbitration 0 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Cambridge, MA
CRD Number
46897

Regulator-heavy mix

Davinci Capital Management, Inc. in the heavier-disclosure third

Davinci Capital Management, Inc. carries 2 BrokerCheck disclosures across 7 branch offices - a heavier-third raw book among graded firms (#2,684 of 20,055). Regulator-initiated events are 100% of the book (2 regulatory / 0 arbitration / 0 civil).

100% of Davinci Capital Management, Inc.'s 2 disclosures are regulator-initiated (2 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Davinci Capital Management, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Massachusetts cohort · 0.70× state average

Davinci Capital Management, Inc. tracks near the Massachusetts disclosure average

Davinci Capital Management, Inc. reports 2 BrokerCheck disclosures, about 0.70× the Massachusetts average of 2.9 across 98 graded firms.

In Massachusetts, 64 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Massachusetts state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Davinci Capital Management, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Davinci Capital Management, Inc. ranks #2,684 of 20,055 by disclosure count (most disclosures first). Among firms registered in MA, it ranks #19 of 98 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Davinci Capital Management, Inc.?
A grade of B reflects Davinci Capital Management, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (small firm). It carries 2 total disclosures across 7 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Davinci Capital Management, Inc. have?
Davinci Capital Management, Inc. has 2 total FINRA disclosures, including 2 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Davinci Capital Management, Inc.?
Davinci Capital Management, Inc. operates 7 branch offices and is classified by FINRA as a small firm, registered in MA (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Davinci Capital Management, Inc.'s disciplinary record?
You can verify Davinci Capital Management, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 46897. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Should I avoid Davinci Capital Management, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Davinci Capital Management, Inc. carries 2 disclosures across 7 branch offices (about 0.29 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Davinci Capital Management, Inc., both outside MA so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Crescent Securities Group, Inc. (TX) - 0.29 disclosures/office, nearest small firm peer to Davinci Capital Management, Inc.'s 0.29
  • Investment Network, Inc. (OH) - 0.29 disclosures/office, nearest small firm peer to Davinci Capital Management, Inc.'s 0.29
  • Landaas & Company (WI) - 0.29 disclosures/office, nearest small firm peer to Davinci Capital Management, Inc.'s 0.29
  • Firms in MA - state roster that includes Davinci Capital Management, Inc.'s registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like Davinci Capital Management, Inc..
  • Reading BrokerCheck Reports - How Davinci Capital Management, Inc.'s 0.29 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Davinci Capital Management, Inc..
  • Compare firms - put Davinci Capital Management, Inc. next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.