Branch offices
0 offices
FINRA: Small firm
CRD #7776 · FINRA BrokerCheck + SEC IAPD
Donald & Co. Securities Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Donald & Co. Securities Inc. ranks #149 of 20,055 by disclosure count (most disclosures first). Donald & Co. Securities Inc. carries 35 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.
- Grade F
- Safety grade
- 0
- branch offices
- 35
- disclosures
- #149 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 7776 Donald & Co. Securities Inc.
Donald & Co. Securities Inc. · Grade F · 35 disc · 35.00/office · Single-office firm
- CRD 7776
- GRADE F
- DISC 35
- REG 21
- ARB 12
- CIV 2
- BRANCH 0
- PER-OFF n/a
- RANK #149 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: Crown Financial Group, Inc. (36.00 disc/office)
Donald & Co. Securities Inc. ranks #149 of 20,055 by disclosure count among graded broker-dealers; heavy load at 35.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
35 events
On FINRA BrokerCheck
Regulatory events
21 actions
60% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 21 |
| Arbitrations | 12 |
| Civil Events | 2 |
| Total | 35 |
Counts for Donald & Co. Securities Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 21 Arbitration 12 Civil 2
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- CRD Number
- 7776
Heavy disclosure book
Donald & Co. Securities Inc. in the heavier-disclosure third
Donald & Co. Securities Inc. carries 35 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#149 of 20,055). Regulator-initiated events are 60% of the book (21 regulatory / 12 arbitration / 2 civil).
Donald & Co. Securities Inc. ranks #149 of 20,055 by BrokerCheck disclosure count among graded firms (35 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Donald & Co. Securities Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Donald & Co. Securities Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Donald & Co. Securities Inc. ranks #149 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for Donald & Co. Securities Inc.?
A grade of F reflects Donald & Co. Securities Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 35 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Donald & Co. Securities Inc. have?
Donald & Co. Securities Inc. has 35 total FINRA disclosures, including 21 regulatory events, 12 arbitrations, 2 civil events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Donald & Co. Securities Inc.?
Donald & Co. Securities Inc. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Donald & Co. Securities Inc.'s disciplinary record?
You can verify Donald & Co. Securities Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 7776. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Donald & Co. Securities Inc.'s 35 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Donald & Co. Securities Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Donald & Co. Securities Inc. carries 35 disclosures across 0 branch offices (about 35.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- Crown Financial Group, Inc. - 36.00 disclosures/office, nearest single-office firm peer to Donald & Co. Securities Inc.'s 35.00
- DB Alex. Brown LLC - 34.00 disclosures/office, nearest single-office firm peer to Donald & Co. Securities Inc.'s 35.00
- Deutsche IXE, LLC - 34.00 disclosures/office, nearest single-office firm peer to Donald & Co. Securities Inc.'s 35.00
- Red Flags in Advisor Records - How to read Donald & Co. Securities Inc.'s heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 35 disclosures behind Donald & Co. Securities Inc.'s Grade F.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Donald & Co. Securities Inc..
- Compare firms - put Donald & Co. Securities Inc. next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.