CRD #16337 · FINRA BrokerCheck + SEC IAPD

FFP Securities, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, FFP Securities, Inc. ranks #104 of 20,055 by disclosure count (most disclosures first). FFP Securities, Inc. carries 48 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.

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Grade F
Safety grade
0
branch offices
48
disclosures
#104 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 16337 FFP Securities, Inc.

FFP Securities, Inc. · Grade F · 48 disc · 48.00/office · Single-office firm

  • CRD 16337
  • GRADE F
  • DISC 48
  • REG 38
  • ARB 10
  • CIV 0
  • BRANCH 0
  • PER-OFF n/a
  • RANK #104 of 20,055
  • BOOK Single-office firm

Intensity peers

Nearest same-size peer: Brookstreet Securities Corporation (48.00 disc/office)

Brookstreet Securities …48.00First Options of Chicag…48.00FSC Securities Corporation47.00FFP Securities, Inc. (this)48.00
Disclosures per office among single-office firm peers (lower is cleaner)

FFP Securities, Inc. ranks #104 of 20,055 by disclosure count among graded broker-dealers; heavy load at 48.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

48 events

On FINRA BrokerCheck

Regulatory events

38 actions

79% of all disclosures

Disclosures per office

- per office

footprint not reported

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 38
Arbitrations 10
Civil Events 0
Total 48

Counts for FFP Securities, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 38 Arbitration 10 Civil 0

Firm Details

Firm Size
Small
Scope
INACTIVE
Formed
02/21/1985
State of Formation
Missouri
CRD Number
16337
SEC Number
33728

Regulator-heavy mix

FFP Securities, Inc. in the heavier-disclosure third

FFP Securities, Inc. carries 48 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#104 of 20,055). Regulator-initiated events are 79% of the book (38 regulatory / 10 arbitration / 0 civil).

79% of FFP Securities, Inc.'s 48 disclosures are regulator-initiated (38 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of FFP Securities, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does FFP Securities, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, FFP Securities, Inc. ranks #104 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for FFP Securities, Inc.?
A grade of F reflects FFP Securities, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 48 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does FFP Securities, Inc. have?
FFP Securities, Inc. has 48 total FINRA disclosures, including 38 regulatory events, 10 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is FFP Securities, Inc.?
FFP Securities, Inc. operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify FFP Securities, Inc.'s disciplinary record?
You can verify FFP Securities, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 16337. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). FFP Securities, Inc.'s 48 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid FFP Securities, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. FFP Securities, Inc. carries 48 disclosures across 0 branch offices (about 48.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.