CRD #7461 · FINRA BrokerCheck + SEC IAPD

FSC Securities Corporation

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, FSC Securities Corporation ranks #107 of 20,055 by disclosure count (most disclosures first). FSC Securities Corporation carries 47 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade F.

Verify on FINRA BrokerCheck → Browse all firms
Grade F
Safety grade
0
branch offices
47
disclosures
#107 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 7461 FSC Securities Corporation

FSC Securities Corporation · Grade F · 47 disc · 47.00/office · Single-office firm

  • CRD 7461
  • GRADE F
  • DISC 47
  • REG 31
  • ARB 16
  • CIV 0
  • BRANCH 0
  • PER-OFF n/a
  • RANK #107 of 20,055
  • BOOK Single-office firm

Intensity peers

Nearest same-size peer: Brookstreet Securities Corporation (48.00 disc/office)

Brookstreet Securities …48.00FFP Securities, Inc.48.00First Options of Chicag…48.00FSC Securities Corp… (this)47.00
Disclosures per office among single-office firm peers (lower is cleaner)

FSC Securities Corporation ranks #107 of 20,055 by disclosure count among graded broker-dealers; heavy load at 47.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 1/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

47 events

On FINRA BrokerCheck

Regulatory events

31 actions

66% of all disclosures

Disclosures per office

- per office

footprint not reported

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 31
Arbitrations 16
Civil Events 0
Total 47

Counts for FSC Securities Corporation reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 31 Arbitration 16 Civil 0

Firm Details

Firm Size
Small
Scope
INACTIVE
Formed
05/04/1977
State of Formation
Delaware
CRD Number
7461
SEC Number
21770

Heavy disclosure book

FSC Securities Corporation in the heavier-disclosure third

FSC Securities Corporation carries 47 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#107 of 20,055). Regulator-initiated events are 66% of the book (31 regulatory / 16 arbitration / 0 civil).

FSC Securities Corporation ranks #107 of 20,055 by BrokerCheck disclosure count among graded firms (47 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of FSC Securities Corporation's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does FSC Securities Corporation sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, FSC Securities Corporation ranks #107 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of F mean for FSC Securities Corporation?
A grade of F reflects FSC Securities Corporation's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 47 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does FSC Securities Corporation have?
FSC Securities Corporation has 47 total FINRA disclosures, including 31 regulatory events, 16 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is FSC Securities Corporation?
FSC Securities Corporation operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify FSC Securities Corporation's disciplinary record?
You can verify FSC Securities Corporation's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 7461. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). FSC Securities Corporation's 47 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid FSC Securities Corporation because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. FSC Securities Corporation carries 47 disclosures across 0 branch offices (about 47.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.