CRD #123434 · FINRA BrokerCheck + SEC IAPD

FTI Capital Advisors, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, FTI Capital Advisors, LLC ranks #3,933 of 20,055 by disclosure count (most disclosures first). Among firms registered in DC, it ranks #4 of 17 on the same disclosure sort used on the state browse page. FTI Capital Advisors, LLC carries 1 BrokerCheck disclosure across 8 branch offices - light load for a small firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
8
branch offices
1
disclosure
#3,933 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 123434 FTI Capital Advisors, LLC

FTI Capital Advisors, LLC · Grade B · 1 disc · 0.13/office · Small firm

  • CRD 123434
  • GRADE B
  • DISC 1
  • REG 1
  • ARB 0
  • CIV 0
  • BRANCH 8
  • PER-OFF 0.13
  • RANK #3,933 of 20,055
  • BOOK Small firm

Intensity peers

Nearest same-size peer: Burch & Company, Inc (0.13 disc/office)

Burch & Company, Inc0.13Cascadia Capital, LLC0.13Compass Securities Corp…0.13FTI Capital Advisor… (this)0.13
Disclosures per office among small firm peers (lower is cleaner)

FTI Capital Advisors, LLC ranks #3,933 of 20,055 by disclosure count among graded broker-dealers; light load at 0.13 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

8 offices

FINRA: Small firm

Total disclosures

1 event

On FINRA BrokerCheck

Regulatory events

1 action

100% of all disclosures

Disclosures per office

0.13 per office

1 ÷ 8 offices

FTI Capital Advisors, LLC vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 83% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 1
Arbitrations 0
Civil Events 0
Total 1

Counts for FTI Capital Advisors, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 1 Arbitration 0 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Washington, DC
CRD Number
123434

Regulator-heavy mix

FTI Capital Advisors, LLC in the heavier-disclosure third

FTI Capital Advisors, LLC carries 1 BrokerCheck disclosure across 8 branch offices - a heavier-third raw book among graded firms (#3,933 of 20,055). Regulator-initiated events are 100% of the book (1 regulatory / 0 arbitration / 0 civil).

100% of FTI Capital Advisors, LLC's 1 disclosures are regulator-initiated (1 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of FTI Capital Advisors, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

District of Columbia cohort · 1.55× state average

FTI Capital Advisors, LLC sits above the District of Columbia disclosure average

FTI Capital Advisors, LLC reports 1 BrokerCheck disclosure, 1.55× the District of Columbia average of 0.6 across 17 graded firms with a principal-office state on file.

In District of Columbia, 12 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the District of Columbia state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does FTI Capital Advisors, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, FTI Capital Advisors, LLC ranks #3,933 of 20,055 by disclosure count (most disclosures first). Among firms registered in DC, it ranks #4 of 17 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for FTI Capital Advisors, LLC?
A grade of B reflects FTI Capital Advisors, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (small firm). It carries 1 total disclosure across 8 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does FTI Capital Advisors, LLC have?
FTI Capital Advisors, LLC has 1 total FINRA disclosure, including 1 regulatory event. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is FTI Capital Advisors, LLC?
FTI Capital Advisors, LLC operates 8 branch offices and is classified by FINRA as a small firm, registered in DC (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify FTI Capital Advisors, LLC's disciplinary record?
You can verify FTI Capital Advisors, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 123434. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Should I avoid FTI Capital Advisors, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. FTI Capital Advisors, LLC carries 1 disclosure across 8 branch offices (about 0.13 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for FTI Capital Advisors, LLC, both outside DC so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Burch & Company, Inc (MO) - 0.13 disclosures/office, nearest small firm peer to FTI Capital Advisors, LLC's 0.13
  • Cascadia Capital, LLC (WA) - 0.13 disclosures/office, nearest small firm peer to FTI Capital Advisors, LLC's 0.13
  • Compass Securities Corporation (MA) - 0.13 disclosures/office, nearest small firm peer to FTI Capital Advisors, LLC's 0.13
  • Firms in DC - state roster that includes FTI Capital Advisors, LLC's registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like FTI Capital Advisors, LLC.
  • Reading BrokerCheck Reports - How FTI Capital Advisors, LLC's 0.13 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to FTI Capital Advisors, LLC.
  • Compare firms - put FTI Capital Advisors, LLC next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.