CRD #125363 · FINRA BrokerCheck + SEC IAPD

GLB Trading, Inc

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, GLB Trading, Inc ranks #2,144 of 20,055 by disclosure count (most disclosures first). GLB Trading, Inc carries 3 BrokerCheck disclosures across 0 branch offices - heavy load for a single-office firm, earning a Grade C.

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Grade C
Safety grade
0
branch offices
3
disclosures
#2,144 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 125363 GLB Trading, Inc

GLB Trading, Inc · Grade C · 3 disc · 3.00/office · Single-office firm

  • CRD 125363
  • GRADE C
  • DISC 3
  • REG 2
  • ARB 1
  • CIV 0
  • BRANCH 0
  • PER-OFF n/a
  • RANK #2,144 of 20,055
  • BOOK Single-office firm

Intensity peers

Nearest same-size peer: A. B. Culbertson and Company (3.00 disc/office)

A. B. Culbertson and Co…3.00A. Gary Shilling & Co.,…3.00Abner Herrman & Brock, LLC3.00GLB Trading, Inc (this)3.00
Disclosures per office among single-office firm peers (lower is cleaner)

GLB Trading, Inc ranks #2,144 of 20,055 by disclosure count among graded broker-dealers; heavy load at 3.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 3/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

0 offices

FINRA: Small firm

Total disclosures

3 events

On FINRA BrokerCheck

Regulatory events

2 actions

67% of all disclosures

Disclosures per office

- per office

footprint not reported

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 2
Arbitrations 1
Civil Events 0
Total 3

Counts for GLB Trading, Inc reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 2 Arbitration 1 Civil 0

Firm Details

Firm Size
Small
Scope
INACTIVE
Formed
06/17/2002
State of Formation
California
CRD Number
125363
SEC Number
65790

Heavy disclosure book

GLB Trading, Inc in the heavier-disclosure third

GLB Trading, Inc carries 3 BrokerCheck disclosures across 0 branch offices - a heavier-third raw book among graded firms (#2,144 of 20,055). Regulator-initiated events are 67% of the book (2 regulatory / 1 arbitration / 0 civil).

GLB Trading, Inc ranks #2,144 of 20,055 by BrokerCheck disclosure count among graded firms (3 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of GLB Trading, Inc's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does GLB Trading, Inc sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, GLB Trading, Inc ranks #2,144 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of C mean for GLB Trading, Inc?
A grade of C reflects GLB Trading, Inc's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 3 total disclosures across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does GLB Trading, Inc have?
GLB Trading, Inc has 3 total FINRA disclosures, including 2 regulatory events, 1 arbitration. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is GLB Trading, Inc?
GLB Trading, Inc operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify GLB Trading, Inc's disciplinary record?
You can verify GLB Trading, Inc's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 125363. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Should I avoid GLB Trading, Inc because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. GLB Trading, Inc carries 3 disclosures across 0 branch offices (about 3.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.