Branch offices
0 offices
FINRA: Small firm
Data sourced from FINRA BrokerCheck public records. Disclosures reflect reported events, not proven violations. Verify at BrokerCheck ↗
FINRA BrokerCheck SEC IAPD verified CRD# 22882 Grade B
Global Silicon Valley Securities LLC — FINRA BrokerCheck Disciplinary Record
Limited Liability Company. 0 branch offices, 1 BrokerCheck disclosure.
Global Silicon Valley Securities LLC registration status — INACTIVE
The verdict
Global Silicon Valley Securities LLC carries 1 BrokerCheck disclosure across 0 branch offices — heavy load for a single-office firm, earning a Grade B.
- Grade B
- Low disclosure intensity relative to firms of a similar size.
- 0
- branch offices (single-office firm)
- 1
- BrokerCheck disclosure
- 1
- regulatory action
PlainAdvisorCheck rating 4/5 — an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Total disclosures
1 event
On FINRA BrokerCheck
Regulatory events
1 action
100% of all disclosures
Disclosures per office
— per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 1 |
| Arbitrations | 0 |
| Civil Events | 0 |
| Total | 1 |
Counts reflect events reported on FINRA BrokerCheck. Disclosures are reported events, not proven violations. Verify at BrokerCheck ↗
Disclosure category share
Regulatory 1 Arbitration 0 Civil 0
Disclosure Profile
Global Silicon Valley Securities LLC's disclosure record, broken down by category and footprint.
Disclosures per office
—
Heavy load
Regulatory share
100%
of total disclosures
Size class
Single-office firm
0 branches
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- Formed
- 01/06/2015
- State of Formation
- Delaware
- CRD Number
- 22882
- SEC Number
- 40028
Verify at FINRA BrokerCheck
FINRA BrokerCheck provides the full official disciplinary record, including individual registered advisors. Always verify before hiring a financial advisor.
View on FINRA BrokerCheck ↗What the Record Says About Global Silicon Valley Securities LLC
Global Silicon Valley Securities LLC (Limited Liability Company, CRD# 22882 · SEC# 40028) operates 0 branch offices — a single-office firm (FINRA: small), scope INACTIVE.
BrokerCheck shows 1 disclosure: 1 regulatory, 0 arbitration, 0 civil. Letter grade B (4/5 internal scoring). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Every firm registered with FINRA or the SEC must report regulatory actions, customer complaints, arbitrations, and civil judicial events on its public BrokerCheck and Form ADV records. A disclosure is not automatically a finding of wrongdoing — it can range from a settled customer dispute to a formal regulatory sanction — but a heavy disclosure load relative to a firm's size is a signal worth examining before you hire. Because larger firms naturally accumulate more disclosures across more offices, PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Read each disclosure's underlying detail on the official record rather than relying on the headline number alone. Registration itself confirms only that a firm is authorized to do business, not that its compliance history is clean.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
What does a grade of B mean for Global Silicon Valley Securities LLC?
A grade of B reflects Global Silicon Valley Securities LLC's disclosure intensity — its weighted disclosure load per branch office — ranked against other firms of a similar size (single-office firm). It carries 1 total disclosure across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Global Silicon Valley Securities LLC have?
Global Silicon Valley Securities LLC has 1 total FINRA disclosure, including 1 regulatory event. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Global Silicon Valley Securities LLC?
Global Silicon Valley Securities LLC operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Global Silicon Valley Securities LLC's disciplinary record?
You can verify Global Silicon Valley Securities LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 22882. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Should I avoid Global Silicon Valley Securities LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Global Silicon Valley Securities LLC carries 1 disclosure across 0 branch offices (about 1.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
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Read our methodology — how this data is sourced, computed, and verified.
Related
Data sourced from official FINRA BrokerCheck and SEC EDGAR enforcement records. See our methodology for details. Retrieved and formatted by PlainAdvisorCheck Editorial