CRD #7294 · FINRA BrokerCheck + SEC IAPD

Gregory J. Schwartz & Co., Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Gregory J. Schwartz & Co., Inc. ranks #4,011 of 20,055 by disclosure count (most disclosures first). Among firms registered in MI, it ranks #17 of 39 on the same disclosure sort used on the state browse page. Gregory J. Schwartz & Co., Inc. carries 1 BrokerCheck disclosure across 4 branch offices - moderate load for a small firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
4
branch offices
1
disclosure
#4,011 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 7294 Gregory J. Schwartz & Co., Inc.

Gregory J. Schwartz & Co., Inc. · Grade B · 1 disc · 0.25/office · Small firm

  • CRD 7294
  • GRADE B
  • DISC 1
  • REG 0
  • ARB 1
  • CIV 0
  • BRANCH 4
  • PER-OFF 0.25
  • RANK #4,011 of 20,055
  • BOOK Small firm

Intensity peers

Nearest same-size peer: Ariel Distributors, LLC (0.25 disc/office)

Ariel Distributors, LLC0.25Beacons Strategic Capit…0.25Builder Advisor Group, LLC0.25Gregory J. Schwartz… (this)0.25
Disclosures per office among small firm peers (lower is cleaner)

Gregory J. Schwartz & Co., Inc. ranks #4,011 of 20,055 by disclosure count among graded broker-dealers; moderate load at 0.25 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

4 offices

FINRA: Small firm

Total disclosures

1 event

On FINRA BrokerCheck

Regulatory events

0 actions

0% of all disclosures

Disclosures per office

0.25 per office

1 ÷ 4 offices

Gregory J. Schwartz & Co., Inc. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 73% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). This entry sits in this band. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 0
Arbitrations 1
Civil Events 0
Total 1

Counts for Gregory J. Schwartz & Co., Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 0 Arbitration 1 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Bloomfield Hills, MI
CRD Number
7294

Customer-facing mix

Gregory J. Schwartz & Co., Inc. in the heavier-disclosure third

Gregory J. Schwartz & Co., Inc. carries 1 BrokerCheck disclosure across 4 branch offices - a heavier-third raw book among graded firms (#4,011 of 20,055). Customer-facing events dominate: 1 arbitration and 0 civil versus 0 regulatory (0% regulator share).

Only 0% of Gregory J. Schwartz & Co., Inc.'s disclosures are regulator-initiated; arbitrations (1) and civil events (0) dominate the book. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Gregory J. Schwartz & Co., Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Michigan cohort · 0.36× state average

Gregory J. Schwartz & Co., Inc. tracks near the Michigan disclosure average

Gregory J. Schwartz & Co., Inc. reports 1 BrokerCheck disclosure, about 0.36× the Michigan average of 2.8 across 39 graded firms.

In Michigan, 21 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Michigan state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Gregory J. Schwartz & Co., Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Gregory J. Schwartz & Co., Inc. ranks #4,011 of 20,055 by disclosure count (most disclosures first). Among firms registered in MI, it ranks #17 of 39 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Gregory J. Schwartz & Co., Inc.?
A grade of B reflects Gregory J. Schwartz & Co., Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (small firm). It carries 1 total disclosure across 4 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Gregory J. Schwartz & Co., Inc. have?
Gregory J. Schwartz & Co., Inc. has 1 total FINRA disclosure, including 1 arbitration. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Gregory J. Schwartz & Co., Inc.?
Gregory J. Schwartz & Co., Inc. operates 4 branch offices and is classified by FINRA as a small firm, registered in MI (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Gregory J. Schwartz & Co., Inc.'s disciplinary record?
You can verify Gregory J. Schwartz & Co., Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 7294. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Should I avoid Gregory J. Schwartz & Co., Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Gregory J. Schwartz & Co., Inc. carries 1 disclosure across 4 branch offices (about 0.25 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Read with this firm

  • Ariel Distributors, LLC (IL) - 0.25 disclosures/office, nearest small firm peer to Gregory J. Schwartz & Co., Inc.'s 0.25
  • Beacons Strategic Capital, Inc. (CA) - 0.25 disclosures/office, nearest small firm peer to Gregory J. Schwartz & Co., Inc.'s 0.25
  • Builder Advisor Group, LLC (CA) - 0.25 disclosures/office, nearest small firm peer to Gregory J. Schwartz & Co., Inc.'s 0.25
  • Firms in MI - state roster that includes Gregory J. Schwartz & Co., Inc.'s registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like Gregory J. Schwartz & Co., Inc..
  • Reading BrokerCheck Reports - How Gregory J. Schwartz & Co., Inc.'s 0.25 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Gregory J. Schwartz & Co., Inc..
  • Compare firms - put Gregory J. Schwartz & Co., Inc. next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.